-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ic2du7coirfKFkv44oqEYZsQK8eQm/KRs2URFZt4EvMIGvMHtHhydmiDW8xiK0Wr TNThn9wGbSCdfp9W/517iw== 0001181431-07-000275.txt : 20070103 0001181431-07-000275.hdr.sgml : 20070101 20070103105756 ACCESSION NUMBER: 0001181431-07-000275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070103 DATE AS OF CHANGE: 20070103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MERTES JAMES L CENTRAL INDEX KEY: 0001200914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 07501646 BUSINESS ADDRESS: STREET 1: C/O AMERIGON INC STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 BUSINESS PHONE: 6268157400 XT 1014 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 rrd141369.xml 2006 MGT INCENTIVE OPTION X0202 4 2006-12-29 0 0000903129 AMERIGON INC ARGN 0001200914 MERTES JAMES L 5462 IRWINDALE AVENUE IRWINDALE CA 91706 0 1 0 0 VP Ops/Eng/Quality Option to purchase Common Stock 9.66 2006-12-29 4 A 0 18000 9.66 A 2006-12-29 2016-12-29 Common Stock 18000 18000 D The Derivative Securities are exercisable subject to a time vesting schedule which allows the Reporting Person to utilize 25 percent of the Derivative Securities on the Date of Grant and an additional 25 percent of the Derivative Securities on each of the first, second and third anniversary dates of the Grant date respectively. This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 161,000 Options to purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). James L. Mertes 2007-01-03 -----END PRIVACY-ENHANCED MESSAGE-----