-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P8+HYFArnetBtkH/74oqMcL5iV+OI/i6fcuVmiJvVG1AAXlYQMc/cj0idE9oFM0t qlnXeYfzCVH5WX3fkCEE7g== 0001181431-06-054088.txt : 20060921 0001181431-06-054088.hdr.sgml : 20060921 20060921171845 ACCESSION NUMBER: 0001181431-06-054088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060920 FILED AS OF DATE: 20060921 DATE AS OF CHANGE: 20060921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 BUSINESS PHONE: 248-504-0500 MAIL ADDRESS: STREET 1: 21680 HAGGERTY ROAD CITY: NORTHVILLE STATE: MI ZIP: 48167-8994 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARK JOHN W CENTRAL INDEX KEY: 0001200917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 061102728 BUSINESS ADDRESS: STREET 1: WESTAR CAPITAL STREET 2: 949 SOUTH COAST DRIVE SUITE 650 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 9494815160 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DRIVE STREET 2: SUITE 650 CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 rrd130929.xml OPTION EXERCISE X0202 4 2006-09-20 0 0000903129 AMERIGON INC ARGN 0001200917 CLARK JOHN W 21680 HAGGERTY ROAD, SUITE 101 SUITE 101 NORTHVILLE MI 48167 1 0 0 0 Common Stock 2006-09-20 4 X 0 1000 1.55 A 16400 D Common Stock 2006-09-20 4 X 0 10000 2.20 A 26400 D Option to Purchase Common Stock 1.55 2006-09-20 4 X 0 1000 1.55 D 1999-01-04 2009-01-01 Common Stock 1000 0 D Option to Purchase Common Stock 2.20 2006-09-20 4 X 0 10000 2.20 D 2003-01-28 2013-01-28 Common Stock 10000 0 D This amount represents the total number of Derivative Securities Beneficially Owned of the class shown (i.e. the same exercise price and expiration date). The Reporting Person owns a total of 34,400 Options to Purchase Common Stock of varying classes (i.e. varying exercise prices and expiration dates). John W. Clark 2006-09-20 -----END PRIVACY-ENHANCED MESSAGE-----