-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKUbyO9mLUL73Zh21JKxw2pM9Ng+W8CdsKK1MgX5dRLb1Uiu2wiGEuow/CQoL92W EulJrmWFxcA+rYxdrYyG9Q== 0001181431-06-019310.txt : 20060322 0001181431-06-019310.hdr.sgml : 20060322 20060322122851 ACCESSION NUMBER: 0001181431-06-019310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060320 FILED AS OF DATE: 20060322 DATE AS OF CHANGE: 20060322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER THOMAS M CENTRAL INDEX KEY: 0001271931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 06702996 MAIL ADDRESS: STREET 1: 2120 AUSTIN AVE STREET 2: SUITE 100 CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 BUSINESS PHONE: 313-336-3000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TMW Enterprises Inc. CENTRAL INDEX KEY: 0001347100 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 06702995 BUSINESS ADDRESS: STREET 1: 2120 AUSTIN AVE. CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 BUSINESS PHONE: 2488441410 MAIL ADDRESS: STREET 1: 2120 AUSTIN AVE. CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: W III H Partners, LP CENTRAL INDEX KEY: 0001347101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 06702994 BUSINESS ADDRESS: STREET 1: C/O ROCKEFELLER & CO., INC. STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2488441410 MAIL ADDRESS: STREET 1: C/O ROCKEFELLER & CO., INC. STREET 2: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 4 1 rrd111823.xml SALE OF SHARES X0202 4 2006-03-20 0 0000903129 AMERIGON INC ARGN 0001271931 WHEELER THOMAS M 2120 AUSTIN AVENUE SUITE 100 ROCHESTER HILLS MI 48309 0 0 1 1 See Footnote 1 Below 0001347100 TMW Enterprises Inc. 2120 AUSTIN AVE. ROCHESTER HILLS MI 48309 0 0 1 1 See Footnote 1 Below 0001347101 W III H Partners, LP C/O ROCKEFELLER & CO., INC. 30 ROCKEFELLER PLAZA, ROOM 5600 NEW YORK NY 10112 0 0 1 0 Common Stock 2006-03-20 4 S 0 150000 6.4511 D 1573180 I See footnote Common Stock 2006-03-21 4 S 0 210000 6.297 D 1363180 I See footnote Thomas M. Wheeler ("Wheeler") controls TMW Enterprises Inc. ("TMWE"), the general partner of W III H Partners, L.P. ("W III H"), which holds the reported securities which currently constitute a greater than 10% beneficial ownership interest in the issuer's outstanding shares of common stock (on an as-converted basis). Wheeler and TMWE disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein. Thomas M. Wheeler 2006-03-22 TMW Enterprises Inc.; By: Robert T. Howard, President 2006-03-22 W III H Partners, L.P.; By: TMW Enterprises Inc., General Partner; By: Robert T. Howard, President 2006-03-22 -----END PRIVACY-ENHANCED MESSAGE-----