-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ENzZkOiHIh1o2Y5273fV2j6UmbGKxXDC9geXGuRL8RDxYJfZ+vf2I8J0Z9N74o45 Kd8D0WqtjjSMYvfMK1l5XA== 0001181431-06-012824.txt : 20060217 0001181431-06-012824.hdr.sgml : 20060217 20060217164710 ACCESSION NUMBER: 0001181431-06-012824 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060131 FILED AS OF DATE: 20060217 DATE AS OF CHANGE: 20060217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 BUSINESS PHONE: 313-336-3000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTAR CAPITAL II LLC CENTRAL INDEX KEY: 0001285934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 06629850 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7144815160 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DR CITY: COSTA MESA STATE: CA ZIP: 92626 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARGYROS GEORGE L CENTRAL INDEX KEY: 0001021089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 06629851 BUSINESS ADDRESS: STREET 1: ARNEL & AFFILIATES STREET 2: 950 S COAST DR SUITE 200 CITY: COSTA MESA STATE: CA ZIP: 92626 MAIL ADDRESS: STREET 1: ARNEL & AFFILIATES STREET 2: 950 SOUTH COAST DR SUITE 200 CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 rrd108390.xml PREFERRED SHARE CONVERSION X0202 4 2006-01-31 0 0000903129 AMERIGON INC ARGN 0001021089 ARGYROS GEORGE L 949 SOUTH COAST DRIVE #650 COSTA MESA CA 92626 0 0 0 1 See Footnote 3 Below 0001285934 WESTAR CAPITAL II LLC 949 SOUTH COAST DRIVE #650 COSTA MESA CA 92626 0 0 1 0 Common Stock 2006-01-31 4 C 0 1343284 A 1454215 I See Footnote Series A Convertible Preferred Stock 2006-01-31 4 C 0 2250 D Common Stock 1343284 2250 I See Footnote 2,250 shares of Series A Convertible Preferred Stock were converted into common stock at a rate of 1,000/1.675 per share and no consideration or purchase price was required or paid. Each share of Series A Convertible Preferred Stock was convertible into a number of shares of Common Stock equal to 1,000/1.675, and had no expiration date. George Argyros controls Westar Capital II LLC, which holds the reported securities which currently constitute a greater than 10% beneficial ownership interest of the issuer's outstanding shares of common stock and preferred stock (on an as-converted basis). Mr. Argyros disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. George L. Argyros 2006-01-31 Westar Capital By: John Clark 2006-01-31 -----END PRIVACY-ENHANCED MESSAGE-----