-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I6kvATNiNGYMDdrsR5qmWWVciKe8C5TsNaBgfOYtZDO2VM6APnKv88MwpKBM4tUX Ho6J631QqPg+dlJroQ5cWA== 0001181431-05-067711.txt : 20051219 0001181431-05-067711.hdr.sgml : 20051219 20051219182056 ACCESSION NUMBER: 0001181431-05-067711 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051215 FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 BUSINESS PHONE: 313-336-3000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSTER PAUL CENTRAL INDEX KEY: 0001200912 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 051273778 BUSINESS ADDRESS: STREET 1: TMW ENTERPRISES INC STREET 2: 801 WEST BIG BEAVER ROAD STE 201 CITY: TROY STATE: MI ZIP: 48084 BUSINESS PHONE: 2488441410 MAIL ADDRESS: STREET 1: 2120 AUSTIN AVENUE STREET 2: SUITE 100 CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 4 1 rrd100114.xml X0202 4 2005-12-15 0 0000903129 AMERIGON INC ARGN 0001200912 OSTER PAUL 500 TOWN CENTER DRIVE SUITE 200 DEARBORN MI 48126 1 0 0 0 Common Stock 2005-12-15 4 J 0 192870 A 194870 D Series A Convertible Preferred Stock 2005-12-15 4 J 0 4500 D Common Stock 2686567 0 I See Footnote Paul Oster held a minority interest in Big Beaver Investments LLC, a limited liability company ("Big Beaver"). The securities of the Issuer held by Big Beaver constituted a greater than 10% beneficial ownership interest of the Issuer's outstanding shares of common stock and preferred stock (on an as-converted basis). On the Transaction Date, Big Beaver distributed to its members all of its Issuer securities in connection with the dissolution of Big Beaver. As permitted, Mr. Oster previously reported on Form 4 all Issuer securities held by Big Beaver rather than Mr. Oster's allocable portion thereof. Mr. Oster received only Issuer common stock in connection with such dissolution. Each share of Series A Convertible Preferred Stock is convertible into a number of shares of common stock equal to 1,000/1.675 and has no expiration date. Paul Oster 2005-12-15 -----END PRIVACY-ENHANCED MESSAGE-----