-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KWqJzKgih3GaV3CPGKc2qhSuiXemshstbgYJoKktmybp++U3ieV7XFS5rl/UJOUE Zdi5PifLmkICnPfzhBachw== 0001181431-05-067710.txt : 20051219 0001181431-05-067710.hdr.sgml : 20051219 20051219182041 ACCESSION NUMBER: 0001181431-05-067710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051215 FILED AS OF DATE: 20051219 DATE AS OF CHANGE: 20051219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 BUSINESS PHONE: 313-336-3000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX OSCAR B III CENTRAL INDEX KEY: 0001182627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 051273777 BUSINESS ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 BUSINESS PHONE: 6268157400X1014 MAIL ADDRESS: STREET 1: C/O AMERIGON INCORPORATED STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706-2058 4 1 rrd100487.xml X0202 4 2005-12-15 0 0000903129 AMERIGON INC ARGN 0001182627 MARX OSCAR B III 33 SMITHCLIFFS ROAD LAGUNA BEACH CA 92651 1 0 0 0 Common Stock 2005-12-15 4 J 0 723262 A 723262 I Director Series A Preferred Convertible Preferred Stock 2005-12-15 4 J 0 4500 D Common Stock 2686567 0 I See Footnote Oscar B. Marx III held a minority interest in Big Beaver Investments LLC, a limited liability company ("Big Beaver"). The securities of the Issuer held by Big Beaver constituted a greater than 10% beneficial ownership interest of the Issuer's outstanding shares of common stock and preferred stock ( on an as-converted basis). On the Transaction Date, Big Beaver distributed to its members all of its Issuer securities in connection with the dissolution of Big Beaver. As permitted, Mr. Marx previously reported on Form 4 all Issuer securities held by Big Beaver rather than Mr. Marx's allocable portion thereof. Mr. Oster received only Issuer common stock in connection with such dissolution. Held by Oscar B. Marx III as Trustee under the Oscar B. Marx III Trust dated September 17, 1990. Each share of Series A Convertible Preferred Stock is convertible into a number of shares of common stock equal to 1,000/1.675 and has no expiration date. Oscar B. Marx, III 2005-12-15 -----END PRIVACY-ENHANCED MESSAGE-----