-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIwOqiEgzDxJPyJY3msvFYkgaSplZcR8ewvOxaoNcQfl8XqClEUVVw6nAmwhviBw J1KUU6dGjme77WsR9EcqVw== 0001181431-05-046544.txt : 20050812 0001181431-05-046544.hdr.sgml : 20050812 20050812164341 ACCESSION NUMBER: 0001181431-05-046544 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050810 FILED AS OF DATE: 20050812 DATE AS OF CHANGE: 20050812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 BUSINESS PHONE: 313-336-3000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX OSCAR B III CENTRAL INDEX KEY: 0001182627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 051022256 BUSINESS ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 BUSINESS PHONE: 6268157400X1014 MAIL ADDRESS: STREET 1: C/O AMERIGON INCORPORATED STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706-2058 4 1 rrd88968.xml X0202 4 2005-08-10 0 0000903129 AMERIGON INC ARGN 0001182627 MARX OSCAR B III 33 SMITHCLIFFS ROAD LAGUNA BEACH CA 92651 1 0 0 1 See Footnote 1 Below Common Stock 2005-08-10 4 S 0 429600 4.00 D 2054495 I See Footnote 1 Below Common Stock 2005-08-11 4 S 0 70400 4.00 D 1984095 I See Footnote 1 Below Common Stock 2005-08-11 4 S 0 175000 4.08 D 1809095 I See Footnote 1 Below Common Stock 2005-08-12 4 X 0 326087 1.15 A 2135182 I See Footnote 1 Below Warrant-right to Purchase Shares of Common Stock 1.15 2005-08-12 4 X 0 326087 1.15 D 2002-02-27 2007-02-27 Common Stock 326087 0 I See Footnote 1 Below 1. The reporting person has an ownership interest in a limited liability company that holds the reported securities, which currently constitutes at least 10% beneficial ownership interest of the issuer's outstanding shares of common stock and preferred stock (on an as-converted basis). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Oscar B. Marx, III 2005-08-12 -----END PRIVACY-ENHANCED MESSAGE-----