-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SsDQVMweA7CEi4FUdJCla6U/C1TIKwmFyAgZPNt0d4P1PrRXp97axMKKyzntZlPF nhqyyqloG6ce1BGL3xw31A== 0001181431-05-017460.txt : 20050317 0001181431-05-017460.hdr.sgml : 20050317 20050317131439 ACCESSION NUMBER: 0001181431-05-017460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050315 FILED AS OF DATE: 20050317 DATE AS OF CHANGE: 20050317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 BUSINESS PHONE: 313-336-3000 MAIL ADDRESS: STREET 1: 500 TOWN CENTER DRIVE STREET 2: SUITE 200 CITY: DEARBORN STATE: MI ZIP: 48126-2716 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER THOMAS M CENTRAL INDEX KEY: 0001271931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 05688166 MAIL ADDRESS: STREET 1: 2120 AUSTIN AVE STREET 2: SUITE 100 CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 4 1 rrd72892.xml WARRANT EXERCISE X0202 4 2005-03-15 0 0000903129 AMERIGON INC ARGN 0001271931 WHEELER THOMAS M 2120 AUSTIN AVENUE SUITE 100 ROCHESTER HILLS MI 48309 0 0 0 1 See Footnote 1 Below Common Stock 2005-03-15 4 X 0 83333 1.5 A 2774421 I See Footnote Below Common Stock 2005-03-15 4 S 0 31726 3.94 D 2742695 I See Footnote 1 Below Warrant-Right to Purchase Shares of Common Stock 1.50 2005-03-15 4 X 0 83333 1.5 D 2000-03-16 2005-03-16 Common Stock 83333 0 I See Footnote 1 The reporting person has an ownership interest in a limited liability company that holds the reported securities, which currently constitutes at least 10% beneficial ownership interest of the issuer's outstanding shares of common stock and perferred stock (on an as-converted basis). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Thomas M. Wheeler 2005-03-15 -----END PRIVACY-ENHANCED MESSAGE-----