-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UECahAAXZ1aOD1EguwIptSCtKQW6KCGCG+QWIGLFRSPyHEOKA1zqwjzsebJEwP18 me5H/5fQUF9CerGkfWDebg== 0001181431-04-049895.txt : 20041101 0001181431-04-049895.hdr.sgml : 20041101 20041101180344 ACCESSION NUMBER: 0001181431-04-049895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040908 FILED AS OF DATE: 20041101 DATE AS OF CHANGE: 20041101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER THOMAS M CENTRAL INDEX KEY: 0001271931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 041111202 MAIL ADDRESS: STREET 1: 2120 AUSTIN AVE STREET 2: SUITE 100 CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91760- BUSINESS PHONE: 6268157400 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 rrd55640.xml X0202 4 2004-09-08 0 0000903129 AMERIGON INC ARGN 0001271931 WHEELER THOMAS M 2120 AUSTIN AVENUE SUITE 100 ROCHESTER HILLS MI 48309 0 0 0 1 See Footnote 2 Below Common Stock 2004-09-08 4 X 0 7380 2.67 A 7380 I See Footnote Common Stock 2004-09-08 4 S 0 5795 3.40 D 1980787 I See Footnote Warrant-Right to Purchase Shares of Common Stock 2.67 2004-09-08 4 X 0 7380 2.67 D 1999-06-08 2004-09-08 Common Stock 7380 1119721 I See Footnote This number does not include 4,500 shares of preferred stock which are currently convertible into 2,686,567 shares of common stock. The reporting person has an ownership interest in a limited liability company that holds the reported securities, which currently constitutes at least 10% beneficial ownership interest of the issuer's outstanding shares of common stock and preferred stock (on an as-converted basis). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Thomas M. Wheeler 2004-11-01 -----END PRIVACY-ENHANCED MESSAGE-----