-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FGVpvvYpM3kgnpHsYylqOJhJk8W3mXPUc5UFGwgO+Q+iYfMNAJxkQdE3n6lHpyDM ZHtWwNEVskz5EPbl71qxAQ== 0001179110-04-012828.txt : 20040614 0001179110-04-012828.hdr.sgml : 20040611 20040614195607 ACCESSION NUMBER: 0001179110-04-012828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040609 FILED AS OF DATE: 20040614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91760- BUSINESS PHONE: 6268157400 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVE CITY: IRWINDALE STATE: CA ZIP: 91706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARX OSCAR B III CENTRAL INDEX KEY: 0001182627 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 04862767 BUSINESS ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 BUSINESS PHONE: 8055322800X187 MAIL ADDRESS: STREET 1: SMTEK INTERNATIONAL INC STREET 2: 200 SCIENCE DR CITY: MOORPARK STATE: CA ZIP: 93021-2003 4 1 edgar.xml FORM 4 - X0202 4 2004-06-09 0 0000903129 AMERIGON INC ARGN 0001182627 MARX OSCAR B III 33 SMITH CLIFFS ROAD LAGUNA BEACH CA 92651 1 0 0 1 See Footnote(2) below Common Stock 2004-06-09 4 S 0 41400 4.74 D 1979202 I See footnote This number does not include 4,500 shares of preferred stock which are currently convertible into 2,686,567 shares common stock. The reporting person has an ownership interest in a limited liability company that holds the reported securities, which currently constitutes at least 10% beneficial ownership interest of the issuer's outstanding shares of common stock and preferred stock (on an as converted basis). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Oscar B. Marx, III 2004-06-11 -----END PRIVACY-ENHANCED MESSAGE-----