-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FFotXMzuDJqUU0VN4UObWXl3kkbWi4duH9Q7XuNQvmQ95BwHtxxBgYijkOAv2Lc/ r+QuJ5oZtIsqf8zdTsxtGQ== 0001179110-03-012579.txt : 20031215 0001179110-03-012579.hdr.sgml : 20031215 20031215162139 ACCESSION NUMBER: 0001179110-03-012579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031211 FILED AS OF DATE: 20031215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHEELER THOMAS M CENTRAL INDEX KEY: 0001271931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 031054868 MAIL ADDRESS: STREET 1: 2120 AUSTIN AVE STREET 2: SUITE 100 CITY: ROCHESTER HILLS STATE: MI ZIP: 48309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91760- BUSINESS PHONE: 6268157400 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVE CITY: IRWINDALE STATE: CA ZIP: 91706 4 1 edgar.xml FORM 4 - X0201 4 2003-12-11 0 0000903129 AMERIGON INC ARGN 0001271931 WHEELER THOMAS M 2120 AUSTIN AVENUE, SUITE 100 ROCHESTER HILLS MI 48309 0 0 1 0 Common Stock 2003-12-11 4 X 0 150000 2 A 2020602 I See footnote Warrants 2 2003-12-11 4 X 0 150000 0 D 2002-02-25 2007-02-25 Common Stock 150000 1119721 I See footnote This number does not include 4,500 shares of preferred stock which are currently convertible into 2,686,567 shares common stock. The reporting person has an ownership interest in a limited liability company that holds the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. This number is subject to adjustment as provided in the warrants. /s/ Thomas M. Wheeler 2003-12-15 -----END PRIVACY-ENHANCED MESSAGE-----