-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IM6/VnsmpAaILiE1R39tiVV0KxGaNDe8ivY4JRLkFnRvixgUAaVj1SiY1FMvRMb9 qhBrP7aOG4I0/yt4769obA== 0001021089-04-000001.txt : 20040406 0001021089-04-000001.hdr.sgml : 20040406 20040406194858 ACCESSION NUMBER: 0001021089-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030903 FILED AS OF DATE: 20040406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARGYROS GEORGE L CENTRAL INDEX KEY: 0001021089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 04721225 BUSINESS ADDRESS: STREET 1: ARNEL & AFFILIATES STREET 2: 950 S COAST DR SUITE 200 CITY: COSTA MESA STATE: CA ZIP: 92626 MAIL ADDRESS: STREET 1: ARNEL & AFFILIATES STREET 2: 950 SOUTH COAST DR SUITE 200 CITY: COSTA MESA STATE: CA ZIP: 92626 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91760- BUSINESS PHONE: 6268157400 MAIL ADDRESS: STREET 1: 5462 IRWINDALE AVE CITY: IRWINDALE STATE: CA ZIP: 91706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTAR CAPITAL II LLC CENTRAL INDEX KEY: 0001285934 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 04721224 BUSINESS ADDRESS: STREET 1: 949 SOUTH COAST DR CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7144815160 MAIL ADDRESS: STREET 1: 949 SOUTH COAST DR CITY: COSTA MESA STATE: CA ZIP: 92626 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-09-03 0 0000903129 AMERIGON INC ARGN 0001021089 ARGYROS GEORGE L ARNEL & AFFILIATES 950 SOUTH COAST DR SUITE 200 COSTA MESA CA 92626 0 0 1 0 0001285934 WESTAR CAPITAL II LLC 949 SOUTH COAST DR COSTA MESA CA 92626 0 0 1 0 Common Stock 2003-09-03 4 X 0 3136 2.67 A 153136 I See footnote Common Stock 40000 D Warrants 2.67 2003-09-03 4 X 0 3136 0 D 1999-06-08 2004-09-08 Common Stock 3136 96803 I See footnote This number does not include 4,500 shares of Series A Preferred Stock owned directly by Westar Capital II, LLC which are currently convertible into 2,686,567 shares of the Issuer's Common Stock. These shares are owned directly by Westar Capital II, LLC, a ten percent owner of the Issuer and indirectly by George L. Argyros, who has a controlling interest in Westar Capital Associates II, LLC, the managing member of Westar Capital II, LLC. George L. Argyros disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. This number includes 83,333 shares of the Issuer's Common Stock underlying warrants owned directly by Westar Capital II, LLC and 13,431 shares of the Issuer's Common Stock underlying contingent warrants owned directly by Westar II, LLC. This number is subject to adjustment as provided in the warrants. /s/ George L. Argyros 2004-03-16 /s/ John Clark, managing member of Westar Capital Associates II, LLC, the managing member of Westar Capital II, LLC 2004-03-17 -----END PRIVACY-ENHANCED MESSAGE-----