-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MbkZY4qRMuMqpPZ1RHyIxamBt2DkUHJX24CYtlV/0aSDAJHSVV2SjobFH7FvjLyU EgJedHOrbn7KKxX1tTpPCA== 0000902595-02-000069.txt : 20020814 0000902595-02-000069.hdr.sgml : 20020814 20020814154543 ACCESSION NUMBER: 0000902595-02-000069 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-17401 FILM NUMBER: 02736151 BUSINESS ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91760- BUSINESS PHONE: 6268157400 POS AM 1 amend2_976249.txt As filed with the Securities and Exchange Commission on August 14, 2002 Registration No. 333-17401 _______________________________________________________________________________ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------- POST-EFFECTIVE AMENDMENT NO. 2 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------- Amerigon Incorporated (Exact Name of Registrant as Specified in Its Charter) California 3711 95-4318554 (State of (Primary Standard Industrial (I.R.S. Employer Incorporation) Classification Code Number) Identification Number) 5462 Irwindale Avenue Irwindale, California 91706 (626) 815-7400 (Address, including zip code, and telephone number, including area code, of registrants' principal executive offices) --------- Oscar B. Marx, III Amerigon Incorporated 5462 Irwindale Avenue Irwindale, California 91706 (626) 815-7400 (Name, address, including zip code, and telephone number, including area code, of agent for service) --------- Copies to: John A. Laco, Esq. O'Melveny & Myers LLP 400 South Hope Street Los Angeles, California 90071 (213) 430-6000 --------- Approximate date of commencement of proposed sale to the public: Not applicable.[_] If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.[_] If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box.[_] If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.[_] If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.[_] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box.[_] ________________________________________________________________________________ EXPLANATORY NOTE Pursuant to this Registration Statement on Form S-3 (File No. 333-17401) (the "Registration Statement"), the Registrant originally registered 5,474,000 shares of the Registrant's Common Stock issuable upon exercise of the Registrant's Class A Warrants. This Registration Statement was originally filed on Form S-2, but was subsequently converted into Form S-3 by Post- Effective Amendment No. 1 to this Registration Statement. On February 12, 2002, all of the Registrant's Class A Warrants expired pursuant to the terms of the Warrant Agreement governing the Class A Warrants. No Class A Warrant was exercised for Common Stock prior to the expiration date of the Class A Warrants. The Registrant is filing this Post-Effective Amendment No. 2 to this Registration Statement to deregister and remove from registration those shares of Common Stock previously registered under this Registration Statement. This Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such shares of Common Stock. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Post-Effective Amendment No. 2 to this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Irwindale, State of California, on August 13, 2002. AMERIGON INCORPORATED /s/ Oscar B. Marx III By: -------------------------- Oscar B. Marx III Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment No. 2 to this Registration Statement has been signed by the following persons in the capacities and on the dates indicated. Signature Title Date /s/ Oscar B. Marx III Chief Executive Officer August 13, 2002 - ---------------------- and Director (Principal Oscar B. Marx III Executive Officer) /s/ Sandra L. Grouf Chief Financial Officer, August 13, 2002 - ---------------------- Treasurer and Secretary Sandra L. Grouf (Principal Financial and Accounting Officer) /s/ Lon E. Bell Director August 13, 2002 - ---------------------- Lon E. Bell, Ph.D 2 /s/ Francois J. Castaing Director August 13, 2002 - ---------------------- Francois J. Castaing /s/ John W. Clark Director August 13, 2002 - ---------------------- John W. Clark /s/ Paul Oster Director August 13, 2002 - ---------------------- Paul Oster /s/ James J. Paulsen Director August 13, 2002 - ---------------------- James J. Paulsen 3 -----END PRIVACY-ENHANCED MESSAGE-----