-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NYFDayy1Dp/McgwDPa2ZKHx2vkMO+hV6S2lEsONyVv1Pdf99yVQ38Pgkcx5kQXCV xrqn5tC+dVOUOZEXa6UFvg== 0000898430-02-004249.txt : 20021115 0000898430-02-004249.hdr.sgml : 20021115 20021115143937 ACCESSION NUMBER: 0000898430-02-004249 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021114 ITEM INFORMATION: FILED AS OF DATE: 20021115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERIGON INC CENTRAL INDEX KEY: 0000903129 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 954318554 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-21810 FILM NUMBER: 02829534 BUSINESS ADDRESS: STREET 1: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91760- BUSINESS PHONE: 6268157400 8-K 1 d8k.htm FORM 8-K Form 8-K
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
FORM 8-K
 
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report (Date of earliest event reported): November 14, 2002
 
 
AMERIGON INCORPORATED
(Exact name of registrant as specified in its charter)
 
 
California
  
0-21810
  
95-4318554
(State or other jurisdiction of
incorporation or organization)
  
(Commission
File Number)
  
(I.R.S. Employer
Identification No.)
 
5462 Irwindale Avenue
Irwindale, California 91706
(626) 815-7400
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
 

 
Item 9.    Regulation FD Disclosure.
 
On November 14, 2002, Oscar B. Marx III, Chairman and Chief Executive Officer, and Sandra L. Grouf, Chief Financial Officer, of Amerigon Incorporated, each signed the written statements required by Section 906 of the Sarbanes-Oxley Act of 2002. The text of the two statements is contained below.
 
Certificate Made Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
 
WRITTEN STATEMENT
PURSUANT TO
18 U.S.C. SECTION 1350
 
The undersigned, Oscar B. Marx III, the Chief Executive Officer, of Amerigon Incorporated (the “Company”), pursuant to 18 U.S.C. (S)1350, hereby certifies that:
 
(i)  the Form 10Q for the quarterly period ended September 30, 2002 of the Company (the “Report) fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
(ii)  the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
Dated:    November 14, 2002
      
By:
  
/s/    OSCAR B. MARX III        
           
Oscar B. Marx III

 
WRITTEN STATEMENT
PURSUANT TO
18 U.S.C. SECTION 1350
 
The undersigned, Sandra L. Grouf, the Chief Financial Officer, of Amerigon Incorporated (the “Company”), pursuant to 18 U.S.C. ss.1350, hereby certifies that:
 
(i)  the Form 10Q for the quarterly period ended September 30, 2002 of the Company (the “Report”) fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
 
(ii)  the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
Dated:  November 14, 2002
          
/s/    Sandra L. Grouf        
               
Sandra L. Grouf

 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
AMERIGON INCORPORATED
By:
  
/s/    OSCAR B. MARX, III        
   
Oscar B. Marx, III
Chief Executive Officer
 
Date:    November 14, 2002
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