-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HW0CjanE3Xl3B2CYF5gR3MTzi+EgcFyL62nI/4a54eMQQKE/UF3xM4PB+vbYc/z+ RT6hCEfmUvT6X7QK9Ma7ug== 0000950144-07-009209.txt : 20071011 0000950144-07-009209.hdr.sgml : 20071011 20071011143754 ACCESSION NUMBER: 0000950144-07-009209 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20071011 DATE AS OF CHANGE: 20071011 EFFECTIVENESS DATE: 20071011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIVERSIFIED INVESTORS FUNDS GROUP CENTRAL INDEX KEY: 0000902844 IRS NUMBER: 133781853 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07674 FILM NUMBER: 071167093 BUSINESS ADDRESS: STREET 1: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9146973848 MAIL ADDRESS: STREET 1: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSIFIED INVESTORS FUNDS GROUP I DATE OF NAME CHANGE: 20010301 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSIFIED INVESTORS FUNDS GROUP DATE OF NAME CHANGE: 19930714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIVERSIFIED INVESTORS PORTFOLIOS CENTRAL INDEX KEY: 0000917153 IRS NUMBER: 133781854 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-08272 FILM NUMBER: 071167094 BUSINESS ADDRESS: STREET 1: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9146973507 MAIL ADDRESS: STREET 1: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIVERSIFIED INVESTORS STRATEGIC VARIABLE FUNDS CENTRAL INDEX KEY: 0001018953 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07717 FILM NUMBER: 071167095 BUSINESS ADDRESS: STREET 1: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9146973507 MAIL ADDRESS: STREET 1: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIVERSIFIED INVESTORS FUNDS GROUP II CENTRAL INDEX KEY: 0001004784 IRS NUMBER: 133781850 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 811-07495 FILM NUMBER: 071167096 BUSINESS ADDRESS: STREET 1: 4 MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9146978586 MAIL ADDRESS: STREET 1: 4 MANHATTANVILLE RD CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSIFIED INVESTORS STRATEGIC ALLOCATION FUNDS DATE OF NAME CHANGE: 19951211 0000902844 S000008569 Diversified Investors Money Market Fund C000023486 Diversified Investors Money Market Fund C000023488 Diversified Class DVMKX 0000902844 S000008570 Diversified Investors Value & Income Fund C000023489 Diversified Investors Value & Income Fund C000023491 Diversified Class DVEIX 0000902844 S000008571 Diversified Investors Value Fund C000023492 Diversified Investors Value Fund DVVLX 0000902844 S000008572 Diversified Investors Growth & Income Fund C000023493 Diversified Investors Growth & Income Fund DVGIX 0000902844 S000008573 Diversified Investors Equity Growth Fund C000023494 Diversified Investors Equity Growth Fund C000023496 Diversified Class DVEGX 0000902844 S000008574 Diversified Investors Mid-Cap Value Fund C000023497 Diversified Investors Mid-Cap Value Fund DVMVX 0000902844 S000008575 Diversified Investors Mid-Cap Growth Fund C000023498 Diversified Investors Mid-Cap Growth Fund DVMGX 0000902844 S000008576 Diversified Investors Small-Cap Value Fund C000023499 Diversified Investors Small-Cap Value Fund DVSVX 0000902844 S000008577 Diversified Investors Special Equity Fund C000023500 Diversified Investors Special Equity Fund C000023502 Diversified Class DVPEX 0000902844 S000008578 Diversified Investors Small-Cap Growth Fund C000023503 Diversified Investors Small-Cap Growth Fund DVSGX 0000902844 S000008579 Diversified Investors Aggressive Equity Fund C000023504 Diversified Investors Aggressive Equity Fund DVAEX 0000902844 S000008580 Diversified Investors High Quality Bond Fund C000023505 Diversified Investors High Quality Bond Fund DVHQX 0000902844 S000008581 Diversified Investors International Equity Fund C000023506 Diversified Investors International Equity Fund C000023508 Diversified Class DVIEX 0000902844 S000008582 Institutional Short Horizon Strategic Allocation Fund C000023509 Institutional Short Horizon Strategic Allocation Fund DISHX 0000902844 S000008583 Institutional Short/Intermediate Horizon Strategic Allocation Fund C000023510 Institutional Short/Intermediate Horizon Strategic Allocation Fund DIHSX 0000902844 S000008584 Institutional Intermediate Horizon Strategic Allocation Fund C000023511 Institutional Intermediate Horizon Strategic Allocation Fund DIIHX 0000902844 S000008585 Institutional Intermediate/Long Horizon Strategic Allocation Fund C000023512 Institutional Intermediate/Long Horizon Strategic Allocation Fund DILHX 0000902844 S000008586 Institutional Long Horizon Strategic Allocation Fund C000023513 Institutional Long Horizon Strategic Allocation Fund DILSX 0000902844 S000008587 Diversified Investors Inflation-Protected Securities Fund C000023514 Diversified Investors Inflation-Protected Securities Fund DVIGX 0000902844 S000008589 Diversified Investors Total Return Bond Fund C000023516 Diversified Investors Total Return Bond Fund DVTRX 0000902844 S000008590 Diversified Investors Core Bond Fund C000023517 Diversified Investors Core Bond Fund DVGCX 0000902844 S000008591 Diversified Investors High Yield Bond Fund C000023518 Diversified Investors High Yield Bond Fund C000023520 Diversified Class DVHYX 0000902844 S000008592 Diversified Investors Balanced Fund C000023521 Diversified Investors Balanced Fund DVIBX 0000902844 S000008593 Diversified Investors Stock Index Fund C000023522 Diversified Investors Stock Index Fund DSKIX 0000917153 S000008479 Money Market Portfolio C000023250 Money Market Portfolio 0000917153 S000008537 High Quality Bond Portfolio C000023453 High Quality Bond Portfolio 0000917153 S000008538 Equity Growth Portfolio C000023454 Equity Growth Portfolio 0000917153 S000008539 Mid-Cap Value Portfolio C000023455 Mid-Cap Value Portfolio 0000917153 S000008540 Mid-Cap Growth Portfolio C000023456 Mid-Cap Growth Portfolio 0000917153 S000008541 Small-Cap Value Portfolio C000023457 Small-Cap Value Portfolio 0000917153 S000008542 Special Equity Portfolio C000023458 Special Equity Portfolio 0000917153 S000008543 Small-Cap Growth Portfolio C000023459 Small-Cap Growth Portfolio 0000917153 S000008544 Aggressive Equity Portfolio C000023460 Aggressive Equity Portfolio 0000917153 S000008545 International Equity Portfolio C000023461 International Equity Portfolio 0000917153 S000008546 Inflation-Protected Securities Portfolio C000023462 Inflation-Protected Securities Portfolio 0000917153 S000008547 Total Return Bond Portfolio C000023463 Total Return Bond Portfolio 0000917153 S000008548 Core Bond Portfolio C000023464 Core Bond Portfolio 0000917153 S000008549 High Yield Bond Portfolio C000023465 High Yield Bond Portfolio 0000917153 S000008550 Balanced Portfolio C000023466 Balanced Portfolio 0000917153 S000008551 Value & Income Portfolio C000023467 Value & Income Portfolio 0000917153 S000008552 Value Portfolio C000023468 Value Portfolio 0000917153 S000008553 Growth & Income Portfolio C000023469 Growth & Income Portfolio 0001004784 S000008609 Diversified Institutional Money Market Fund C000023551 Diversified Institutional Money Market Fund DFINX 0001004784 S000008610 Diversified Institutional Value Fund C000023552 Diversified Institutional Value Fund DIVLX 0001004784 S000008611 Diversified Institutional Growth & Income Fund C000023553 Diversified Institutional Growth & Income Fund DIGIX 0001004784 S000008612 Diversified Institutional Equity Growth Fund C000023554 Diversified Institutional Equity Growth Fund DIEGX 0001004784 S000008613 Diversified Institutional Mid-Cap Value Fund C000023555 Diversified Institutional Mid-Cap Value Fund DIMVX 0001004784 S000008614 Diversified Institutional Mid-Cap Growth Fund C000023556 Diversified Institutional Mid-Cap Growth Fund DIMGX 0001004784 S000008615 Diversified Institutional Small-Cap Value Fund C000023557 Diversified Institutional Small-Cap Value Fund DIVSX 0001004784 S000008616 Diversified Institutional Special Equity Fund C000023558 Diversified Institutional Special Equity Fund DISEX 0001004784 S000008617 Diversified Institutional Small-Cap Growth Fund C000023559 Diversified Institutional Small-Cap Growth Fund DISGX 0001004784 S000008618 Diversified Institutional Aggressive Equity Fund C000023560 Diversified Institutional Aggressive Equity Fund DIAEX 0001004784 S000008619 Diversified Institutional International Equity Fund C000023561 Diversified Institutional International Equity Fund DIIEX 0001004784 S000008620 Diversified Institutional High Quality Bond Fund C000023562 Diversified Institutional High Quality Bond Fund DIHQX 0001004784 S000008621 Short Horizon Strategic Allocation Fund C000023563 Short Horizon Strategic Allocation Fund DVCSX 0001004784 S000008622 Short/Intermediate Horizon Strategic Allocation Fund C000023564 Short/Intermediate Horizon Strategic Allocation Fund DVSIX 0001004784 S000008623 Intermediate Horizon Strategic Allocation Fund C000023565 Intermediate Horizon Strategic Allocation Fund DVMSX 0001004784 S000008624 Intermediate/Long Horizon Strategic Allocation Fund C000023566 Intermediate/Long Horizon Strategic Allocation Fund DVASX 0001004784 S000008625 Long Horizon Strategic Allocation Fund C000023567 Long Horizon Strategic Allocation Fund DVLSX 0001004784 S000008626 Diversified Institutional Inflation-Protected Securities Fund C000023568 Diversified Institutional Inflation-Protected Securities Fund DIIGX 0001004784 S000008627 Diversified Institutional Total Return Bond Fund C000023569 Diversified Institutional Total Return Bond Fund DITRX 0001004784 S000008628 Diversified Institutional Core Bond Fund C000023570 Diversified Institutional Core Bond Fund DICBX 0001004784 S000008629 Diversified Institutional High Yield Bond Fund C000023571 Diversified Institutional High Yield Bond Fund DIHYX 0001004784 S000008630 Diversified Institutional Balanced Fund C000023572 Diversified Institutional Balanced Fund DIBFX 0001004784 S000008631 Diversified Institutional Stock Index Fund C000023573 Diversified Institutional Stock Index Fund DISFX 0001004784 S000008632 Diversified Institutional Value & Income Fund C000023574 Diversified Institutional Value & Income Fund DIVIX 0001018953 S000008660 Short Horizon Strategic Variable Fund C000023623 Short Horizon Strategic Variable Fund 0001018953 S000008661 Intermediate Horizon Strategic Variable Fund C000023624 Intermediate Horizon Strategic Variable Fund 0001018953 S000008662 Intermediate/Long Horizon Strategic Variable Fund C000023625 Intermediate/Long Horizon Strategic Variable Fund DEFA14A 1 g09895defa14a.htm DIVERSIFIED INVESTORS FUNDS GROUP DIVERSIFIED INVESTORS FUNDS GROUP
 

SCHEDULE 14A
(Rule 14a-101)
INFORMATION REQUIRED IN PROXY STATEMENT
SCHEDULE 14A INFORMATION
Proxy Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed by the Registrant þ
Filed by a Party other than the Registrant o
Check the appropriate box:
     o      Preliminary Proxy Statement
     o      Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
     o      Definitive Proxy Statement
     þ      Definitive Additional Materials
     o      Soliciting Material Pursuant to Rule 14a-12
THE DIVERSIFIED INVESTORS FUNDS GROUP
THE DIVERSIFIED INVESTORS FUNDS GROUP II
DIVERSIFIED INVESTORS STRATEGIC VARIABLE FUNDS
DIVERSIFIED INVESTORS PORTFOLIOS
 
(Name of Registrant as Specified in its Charter)
 
N/A
 
(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
Payment of Filing Fee (Check the appropriate box):
                       
      þ     No fee required.
      o     Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
 
                       
              (1 )   Title of each class of securities to which transaction applies:
              (2 )   Aggregate number of securities to which transaction applies:
              (3 )   Per unit price or other underlying value of transaction computed pursuant to Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):
              (4 )   Proposed maximum aggregate value of transaction:
              (5 )   Total fee paid:
 
                       
      o     Fee paid previously with preliminary materials.
 
                       
      o     Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
 
                       
              (1 )   Amount Previously Paid:
              (2 )   Form, Schedule or Registration Statement No.:
              (3 )   Filing Party:
              (4 )   Date Filed:

 


 

TELEPHONE SCRIPT FOR COMPUTERSHARE FUND SERVICES
OPENING FOR ALL SCENARIOS:
If Shareholder is an Individual:
Hello, my name is                     . May I please speak with                     ? I’m calling regarding your current investment in the [Name of Fund(s)] that you hold through your retirement account. Briefly, I wanted to be sure you received a proxy statement and proxy card for the Special Meeting of Shareholders to be held on October 30, 2007. Has that arrived? For confirmation purposes, may I please have your city, state, and zip code? Thank you.
If Shareholder is a Corporation or other entity:
Hello. My name is                     . May I please speak with                     ? I’m calling regarding [Name of Fund(s)], an available investment within your company’s retirement plan. Briefly, I wanted to be sure you received a proxy statement and proxy card for the Special Meeting of Shareholders to be held on October 30, 2007. Has that arrived? For confirmation purposes, may I please have your full name and title? Are you authorized to vote this account on behalf of your company’s retirement plan?
SCENARIO 1:
If Shareholder says that they HAVE NOT received the proxy statement and proxy card:
Step 1:
I would like to mail you another set of proxy materials. Are you still located at (address)?
You should receive your materials within 7 to 10 business days.
Step 2:
I would like to leave you with our toll free number. If you have any questions or would like to vote over the phone after you receive your proxy statement, please call {CFS toll free at                      }. When calling, please refer to record #                     . Our hours of operation are from 9 am to 11 pm Eastern Time, Monday through Friday, and 12 pm to 6 pm on Saturday. Thank you for your time. Have a nice day/evening!
After Shareholder Response: Thank you for your time. Have a nice day/evening!
SCENARIO 2:
If Solicitor reaches Answering Machine:
This message is to remind you that a Special Meeting of Shareholders of the [Name of Fund(s)] is scheduled for October 30, 2007. You should have received a proxy statement in the mail. If you have received it, to quickly vote your shares over the telephone, simply call                     . When calling please refer to record #                     . Representatives are available until 11 pm Eastern time, Monday through Friday, and 12 pm to 6 pm on Saturday and will be happy to assist. If for any reason you have not received it, call us at and we will send you another. Your vote is important! Thank you.
SCENARIO 3:
Step 1:
A. If Shareholder says that they HAVE received the proxy statement and proxy card:
Have you had a chance to return your proxy card yet?
Step 2:
B. If Shareholder says that they HAVE returned the proxy card:
For whatever reason, that vote has not yet registered. To ensure that your vote is registered for the upcoming meeting, I can quickly assist you with that over the phone today.
Step 3:
C. If Shareholder says that they DO NOT want to place a vote over the phone:
Mr./Ms.                     , your vote is important to the fund. It will only take a moment of your time to ensure that your vote is registered. The Board recommends a vote in favor of each proposal. Would you like to register a vote along with the recommendation of your Board on all proposals or would you prefer to vote separately on each proposal?

2


 

If YES-follow step 4E.
If NO-follow step 4F.
D. If Shareholder says that they DO want to place a vote over the phone:
The Board recommends a vote in favor of each proposal. Would you like to register a vote along with the recommendation of your Board on all proposals or would you prefer to vote separately on each proposal?
Step 4:
E. If Shareholder DOES want to vote with the Board:
I am recording your vote for each proposal and will send you a printed confirmation to (address). Please review your confirmation when you receive it and call {CFS toll free} immediately if your voting instructions are not correctly reflected in the confirmation. For confirmation purposes, may I have the city, state and zip code that we’ll be mailing your confirmation to?
E(1.) If the account has duplicates:
Mr./Ms.                     , I see that you have additional account holding investments in (list all fund names).
Have you received the proxy statements and proxy cards for these accounts?
If YES–ask if shareholder would like to vote the accounts.
If NO–CONFIRM ADDRESS AND REMAIL PROXY MATERIALS.
E(2.) After Shareholder Response:
Thank you for your time and your vote. Have a nice day/evening!
F. If Shareholder DOES NOT want to vote with the Board:
Would you like to review the proposals now and then place your vote?
F(1.) If Shareholder DECLINES to vote:
Thank you for your time. We will look forward to receiving your vote. Have a nice day/evening!
F(2.) If Shareholder AGREES to vote:
READ each proposal directly from the proxy statement and answer any questions about the process of submitting a proxy or voting.
The Board recommends a vote in favor of each proposal. How would you like to register your vote?
F(2.)A. If Shareholder DECLINES to Vote:
Thank you for your time. We will look forward to receiving your vote. Have a nice day/evening!
F(2.)B. If Shareholder AGREES to Vote:
I am recording your vote and will send you a printed confirmation to (address). Please review your confirmation when you receive it and call {CFS toll free} immediately if your voting instructions are not correctly reflected in the confirmation. For confirmation purposes, may I have the city, state and zip code that we’ll be mailing your confirmation to?
If the account has duplicates:
Mr./Ms.                     , I see that you have additional accounts holding investments in (list all fund names). Have you received the proxy statements and proxy cards for these accounts?
If YES–ask if shareholder would like to vote the accounts.
If NO–CONFIRM ADDRESS AND REMAIL PROXY MATERIALS.
After Shareholder Response:
Thank you for your time and your vote. Have a nice day/evening!
SCENARIO 4:
Step 1:
A. If Shareholder says that they HAVE received the proxy statement and proxy card:
Have you had a chance to return your proxy card?
Step 2:
B. If Shareholder says that they HAVE NOT yet returned the proxy card:
To ensure your vote is registered for the upcoming meeting I can quickly assist you with that over the phone today.
Step 3:
C. If Shareholder says that they DO NOT want to place a vote over the phone:

3


 

Mr./Ms.                     , your vote is important to the fund. It will only take a moment of your time to ensure that your vote is registered. The Board recommends a vote in favor of each proposal. Would you like to register a vote along with the recommendation of your Board on all proposals or would you prefer to vote separately on each proposal?
If YES–follow step 4E.
If NO–follow step 4F.
D. If Shareholder says that they DO want to place a vote over the phone:
The Board recommends a vote in favor of each proposal. Would you like to register a vote along with the recommendation of your Board on all proposals or would you prefer to vote separately on each proposal?
Step 4:
E. If Shareholder DOES want to vote with the Board:
I am recording your vote for each proposal and will send you a printed confirmation to (address). Please review your confirmation when you receive it and call {CFS toll free} immediately if your voting instructions are not correctly reflected in the confirmation. For confirmation purposes, may I have the city, state and zip code that we’ll be mailing your confirmation to?
E(1.) If the account has duplicates:
Mr./Ms.                     , I see that you have additional accounts holding investments in (list all fund names).
Have you received the proxy statements and proxy cards for these accounts?
If YES–ask if shareholder would like to vote the accounts.
If NO–CONFIRM ADDRESS AND REMAIL PROXY MATERIALS.
E(2.) After Shareholder Response:
Thank you for your time and your vote. Have a nice day/evening!
F. If Shareholder DOES NOT want to vote with the Board:
Would you like to review the proposals now and then place your vote?
F(1.) If Shareholder DECLINES to vote:
I would like to leave you with our toll free number. If you have any questions or would like to vote over the phone, please call {CFS toll free}. When calling, please refer to record # . Our hours of operation are from 9 am to 11 pm Eastern Time, Monday through Friday, and 12 pm to 6 pm on Saturday. Thank you for your time. Have a nice day/evening!
F(2.) If Shareholder AGREES to vote:
READ each proposal directly from the proxy statement and answer any questions about the process of submitting a proxy or voting.
The Board recommends a vote in favor of each proposal. How would you like to register your vote?
F(2.)A. If Shareholder DECLINES to Vote:
I would like to leave you with our toll free number. If you have any questions or would like to vote over the phone, please call {CFS toll free}. When calling, please refer to record # . Our hours of operation are from 9 am to 11 pm Eastern Time, Monday through Friday, and 12 pm to 6 pm on Saturday.
Thank you for your time. Have a nice day/evening!
F(2.)B. If Shareholder AGREES to Vote:
I am recording your vote and will send you a printed confirmation to (address). Please review your confirmation when you receive it and call {CFS toll free} immediately if your voting instructions are not correctly reflected in the confirmation. For confirmation purposes, may I have the city, state and zip code that we’ll be mailing your confirmation to?
If the account has duplicates:
Mr./Ms.                     , I see that you have additional accounts holding investments in (list all fund names). Have you received the proxy statements and proxy cards for these accounts?
If YES–ask if shareholder would like to vote the accounts.
If NO–CONFIRM ADDRESS AND REMAIL PROXY MATERIALS.
After Shareholder Response:
Thank you for your time and your vote. Have a nice day/evening!

4

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