-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dzr/UZEi/pPoSJiLYi5bTxqpGNe1x3Q48viFDOwmMpdda7mvr4jdZdRq73qjjb3U rd2SwDqVXsAyGmYh+jGuIg== 0001287695-09-000166.txt : 20090401 0001287695-09-000166.hdr.sgml : 20090401 20090401140309 ACCESSION NUMBER: 0001287695-09-000166 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20090131 FILED AS OF DATE: 20090401 DATE AS OF CHANGE: 20090401 EFFECTIVENESS DATE: 20090401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLACKROCK NEW YORK INVESTMENT QUALITY MUNICIPAL TRUST INC CENTRAL INDEX KEY: 0000902717 IRS NUMBER: 133710959 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-07672 FILM NUMBER: 09722539 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE PARKWAY STREET 2: MUTUAL FUND DEPARTMENT CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 888-825-2257 MAIL ADDRESS: STREET 1: 100 BELLEVUE PARKWAY STREET 2: MUTUAL FUND DEPARTMENT CITY: WILMINGTON STATE: DE ZIP: 19809 NSAR-A 1 answer.fil PAGE 1 000 A000000 01/31/2009 000 C000000 000902717 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 BLK NEW YORK INV. 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AMERICAS (PREFERRED) 012 B000002 85-05212 012 C010002 NEW YORK 012 C020002 NY 012 C030002 10005 013 A000001 DELOITTE & TOUCHE LLP 013 B010001 PRINCETON 013 B020001 NJ 013 B030001 08540 014 A000001 BB&T AM DISTRIBUTORS, INC. 014 B000001 8-52396 014 A000002 BLACKROCK CAPITAL MARKETS, LLC 014 B000002 8-67827 014 A000003 BLACKROCK DISTRIBUTORS, INC. 014 B000003 8-048775 014 A000004 BLACKROCK INVESTMENTS, INC. 014 B000004 8-048436 014 A000005 HARRIS WILLIAMS LLC 014 B000005 8-53380 014 A000006 MGI FUNDS DISTRIBUTOR, INC. 014 B000006 8-046960 014 A000007 NATCITY INVESTMENTS, INC. 014 B000007 8-35288 014 A000008 NORTHERN FUNDS DISTRIBUTORS, LLC 014 B000008 8-051242 014 A000009 PNC CAPITAL MARKETS, INC. 014 B000009 8-32493 014 A000010 PNC INVESTMENTS LLC 014 B000010 8-066195 014 A000011 PFPC DISTRIBUTORS, INC. 014 B000011 8-045467 014 A000012 RED CAPITAL MARKETS, INC. 014 B000012 8-31175 015 A000001 STATE STREET BANK & TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02101 015 E010001 X 015 A000002 THE BANK OF NEW YORK MELLON 015 B000002 S 015 C010002 NEW YORK 015 C020002 NY 015 C030002 10286 015 E010002 X 015 A000003 J.P. 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BURKE TITLE PRESIDENT EX-99.77O RULE 10F-3 2 nyin77o1.htm FORM 10f-3

FORM 10f-3


THE BLACKROCK FUNDS

 

Record of Securities Purchased

Under the Trust’s Rule 10f-3 Procedures


1.

Name of Purchasing Portfolio:  BlackRock New York Municipal Income Trust II (BFY), BlackRock New York Municipal Income Trust (BNY), BlackRock New York Municipal Bond Trust (BQH), BlackRock Municipal Insured Fund (BR-INSRD), BlackRock AMT-Free Municipal Bond Portfolio (BR-MUNI), BlackRock National Municipal Fund (BR-NATL), BlackRock New York Insured Municipal Income Trust (BSE), BlackRock Long-Term Municipal Advantage Trust (BTA), BlackRock Insured Municipal Income Trust (BYM), BlackRock MuniEnhanced Fund, Inc. (MEN), BlackRock MuniHoldings New York Insured Fund, Inc. (MHN), BlackRock MuniYield Quality Fund II, Inc. (MQT), BlackRock MuniYield Quality Fund, Inc. (MQY), BlackRock MuniYield New York Insured Fund, Inc. (MYN), The BlackRock NY Investment Quality Municipal Trust (RNY), B lackRock New York Municipal Bond Fund (BR-NY)


2.

Issuer: The Dormitory Authority of the State of New York


3.

Date of Purchase: 11/14/2008


4.

Underwriter from whom purchased:  Morgan Stanley & Co. Incorporated


5.

Name of Affiliated Underwriter (as defined in the Trust’s procedures) managing or participating in syndicate:  Merrill Lynch


a.

List Members of Underwriting Syndicate:

Morgan Stanley & Co. Incorporated, Ramirez & Co., Inc., Siebert Brandford Shank & Co., LLC, Banc of America Securities LLC, Goldman, Sachs & Co., Janney Montgomery Scott LLC, Citi, J.P. Morgan Securities Inc., Merrill Lynch, Piper Jaffray & Co., Raymond James & Associates, Inc., RBC Capital Markets, Southwest Securities.


6.

Aggregate principal amount purchased (out of total offering) (if an equity offering, list aggregate number of shares purchased (out of total number of shares offered)):  (BFY) $550,000 out of $765,695,000; (BNY) $1,100,000 out of $765,695,000; (BQH) $550,000 out of $765,695,000; (BR-INSRD) $2,000,000 out of $765,695,000; (BR-MUNI) $3,000,000 out of $765,695,000; (BR-NATL) $13,900,000 out of $765,695,000; (BSE) $600,000 out of $765,695,000; (BTA) $11,250,000 out of $765,695,000; (BYM) $1,300,000 out of $765,695,000; (MEN) $1,200,000 out of $765,695,000; (MHN) $5,000,000 out of $765,695,000; (MQT) $1,000,000 out of $765,695,000; (MQY) $1,550,000 out of $765,695,000; (MYN) $7,850,000 out of $765,695,000; (RNY) $400,000 out of $765,695,000; (BR-NY) $2,000,000 out of $765,695,000.

7.

Aggregate principal amount purchased by funds advised by BlackRock and any purchases by other accounts with respect to which BlackRock has investment discretion (out of the total offering) (if an equity offering, list aggregate number of shares purchased (out of total number of shares offered)):  $58,725,000 out of $765,695,000

8.

Purchase price (net of fees and expenses): $102.095(2036), $95.951(2038)

9.

Date offering commenced (if different from Date of Purchase):  11/13/2008

10.

Offering price at end of first day on which any sales were made:  

11.

Have the following conditions been satisfied:

Yes

No

a.

The securities are part of an issue registered under

the Securities Act of 1933, as amended, which

is being offered to the public, or are Eligible Municipal

Securities, or are securities sold in an

 Eligible Foreign

Offering or are securities sold in an Eligible Rule 144A

Offering or part of an issue of government

securities.

_X_

___


b.

The securities were purchased prior to the

end of the first day on which any sales

were made, at a price that was not more

than the price paid by each other

purchaser of securities in that offering

or in any concurrent offering of the

securities (except, in the case of an

Eligible Foreign Offering, for any rights

to purchase required by laws to be granted

to existing security holders of the

Issuer) or, if a rights offering, the

securities were purchased on or before the

fourth day preceding the day on which the

rights offering terminated.

_X_

___


c.

The underwriting was a firm commitment

underwriting.

_X_

___


d.

The commission, spread or profit was

reasonable and fair in relation to that

being received by others for underwriting

similar securities during the same period.

_X_

___


e.

In respect of any securities other than

Eligible Municipal Securities, the issuer

of such securities has been in continuous

operation for not less than three years

(including the operations of predecessors).

_X_

___


a.

Has the affiliated underwriter confirmed

that it will not receive any direct or indirect

benefit as a result of BlackRock's participation

in the offering?

_X_

___



Received from: _           Mark Cataneo___

Date:       ___11/19/08______






#



EX-99.77O RULE 10F-3 3 nyin77o2.htm FORM 10f-3

FORM 10f-3


THE BLACKROCK FUNDS

 

Record of Securities Purchased

Under the Trust’s Rule 10f-3 Procedures


1.

Name of Purchasing Portfolio:  BlackRock Apex Municipal Fund, Inc. (APX), BlackRock Bond Allocation Target Shares: Series N Portfolio (BATSN), BlackRock New York Municipal Income Trust II (BFY), BlackRock New York Municipal Income Trust (BNY), BlackRock New York Municipal Bond Trust (BQH), BlackRock High Yield Municipal Fund (BR-HYMUNI), BlackRock AMT-Free Municipal Bond Portfolio (BR-MUNI), BlackRock National Municipal Fund (BR-NATL), BlackRock New York Municipal Bond Fund (BR-NY), BlackRock New York Insured Municipal Income Trust (BSE), BlackRock MuniEnhanced Fund, Inc. (MEN), BlackRock MuniHoldings New York Insured Fund, Inc. (MHN), BlackRock MuniAssets Fund, Inc. (MUA), BlackRock MuniVest Fund, Inc (MVF), BlackRock MuniVest Fund II, Inc. (MVT), BlackRock MuniYield New York Insured Fund, Inc. (MYN), T he BlackRock NY Investment Quality Municipal Trust (RNY)

2.

Issuer:    Metropolitan Transportation Authority

3.

Date of Purchase:  10/20/2008

4.

Underwriter from whom purchased:  J.P. Morgan Securities Inc.

5.

Name of Affiliated Underwriter (as defined in the Trust’s procedures) managing or participating in syndicate: Merrill Lynch & Company


a.

List Members of Underwriting Syndicate:

J.P. Morgan Securities Inc., Ramirez & Co., Inc., Citi, Barclays Capital Inc., Banc of America Securities LLC, DEPFA First Albany Securities LLC, Loop Capital Markets, LLC, M.R. Beal & Company, Merrill Lynch & Company, Morgan Stanley, Raymond James & Associates, RBC Capital Markets, Roosevelt & Cross, Incorporated, Siebert Brandford Shank & Co., Wachovia Bank, N.A.


6.

Aggregate principal amount purchased (out of total offering) (if an equity offering, list aggregate number of shares purchased (out of total number of shares offered)):  (APX) $2,540,000 out of $550,000,000; (BATSN) $200,000 out of $550,000,000; (BFY) $750,000 out of $550,000,000; (BNY) $750,000 out of $550,000,000; (BQH) $500,000 out of $550,000,000; (BR-HYMUNI) $980,000 out of $550,000,000; (BR-MUNI) $4,000,000 out of $550,000,000; (BR-NATL) $16,020,000 out of $550,000,000; (BR-NY) $1,600,000 out of $550,000,000; (BSE) $750,000 out of $550,000,000; (MEN) $4,000,000 out of $550,000,000; (MHN) $6,015,000 out of $550,000,000; (MUA) $3,685,000 out of $550,000,000; (MVF) $7,925,000 out of $550,000,000; (MVT) $4,085,000 out of $550,000,000; (MYN) $3,200,000 out of $550,000,000; (RNY) $250,000 out of $550,000 ,000.

7.

Aggregate principal amount purchased by funds advised by BlackRock and any purchases by other accounts with respect to which BlackRock has investment discretion (out of the total offering) (if an equity offering, list aggregate number of shares purchased (out of total number of shares offered)): $57,250,000 out of $550,000,000.

8.

Purchase price (net of fees and expenses):  $97.268

9.

Date offering commenced (if different from Date of Purchase):  10/17/2008

10.

Offering price at end of first day on which any sales were made:  

11.

Have the following conditions been satisfied:

Yes

No

a.

The securities are part of an issue registered under

the Securities Act of 1933, as amended, which

is being offered to the public, or are Eligible Municipal

Securities, or are securities sold in an

 Eligible Foreign

Offering or are securities sold in an Eligible Rule 144A

Offering or part of an issue of government

securities.

_X_

___


b.

The securities were purchased prior to the

end of the first day on which any sales

were made, at a price that was not more

than the price paid by each other

purchaser of securities in that offering

or in any concurrent offering of the

securities (except, in the case of an

Eligible Foreign Offering, for any rights

to purchase required by laws to be granted

to existing security holders of the

Issuer) or, if a rights offering, the

securities were purchased on or before the

fourth day preceding the day on which the

rights offering terminated.

_X_

___


c.

The underwriting was a firm commitment

underwriting.

_X_

___


d.

The commission, spread or profit was

reasonable and fair in relation to that

being received by others for underwriting

similar securities during the same period.

_X_

___


e.

In respect of any securities other than

Eligible Municipal Securities, the issuer

of such securities has been in continuous

operation for not less than three years

(including the operations of predecessors).

_X_

___


a.

Has the affiliated underwriter confirmed

that it will not receive any direct or indirect

benefit as a result of BlackRock's participation

in the offering?

_X_

___



Received from: _               Mark Cataneo       ______   Date:       __10/22/08____






#



EX-99.77O RULE 10F-3 4 nyin77o3.htm FORM 10f-3

FORM 10f-3


THE BLACKROCK FUNDS

 

Record of Securities Purchased

Under the Trust’s Rule 10f-3 Procedures


1.

Name of Purchasing Portfolio:  BlackRock Municipal Bond Trust (BBK), BlackRock New York Municipal Income Trust II (BFY), BlackRock Investment Quality Municipal Trust (BKN), BlackRock New York Municipal Income Trust (BNY), BlackRock New York Municipal Bond Trust (BQH), BlackRock Municipal Insured Fund (BR-INSRD), BlackRock AMT-Free Municipal Bond Portfolio (BR-MUNI), BlackRock National Municipal Fund (BR-NATL), BlackRock New York Municipal Bond Fund (BR-NY), BlackRock New York Insured Municipal Income Trust (BSE), BlackRock MuniEnhanced Fund, Inc. (MEN), BlackRock MuniHoldings New York Insured Fund, Inc. (MHN), BlackRock MuniYield Quality Fund II, Inc. (MQT), BlackRock MuniVest Fund II, Inc. (MVT), BlackRock MuniYield New York Insured Fund, Inc. (MYN), The BlackRock NY Investment Quality Municipal Trust ( RNY)

2.

Issuer: New York City Municipal Water Finance Authority


3.

Date of Purchase: 10/24/2008


4.

Underwriter from whom purchased:  M.R. Beal & Company


5.

Name of Affiliated Underwriter (as defined in the Trust’s procedures) managing or participating in syndicate:  Merrill Lynch & Co.


a.

List Members of Underwriting Syndicate:

M.R. Beal & Company, DEPFA First Albany Securities LLC, Merrill Lynch & Co., Siebert Brandford Shank & Co., LLC, Banc of America Securities LLC, Barclays Capital, Citi, Goldman, Sachs & Co., J.P. Morgan Securities Inc., Loop Capital Markets LLC, Morgan Stanley, Raymond James & Associates, Inc., Wachovia Bank, National Association, Piper Jaffray, Prager, Sealy & Co., LLC, RBC Capital Markets, Roosevelt & Cross Incorporated


6.

Aggregate principal amount purchased (out of total offering) (if an equity offering, list aggregate number of shares purchased (out of total number of shares offered)):   (BBK) $450,000 out of $536,030,000; (BFY) $250,000 out of $536,030,000; (BKN) $700,000 out of $536,030,000; (BNY) $600,000 out of $536,030,000; (BQH) $100,000 out of $536,030,000; (BR-INSRD) $700,000 out of $536,030,000; (BR-MUNI) $1,000,000 out of $536,030,000; (BR-NATL) $2,000,000 out of $536,030,000; (BR-NY) $500,000 out of $536,030,000; (BSE) $300,000 out of $536,030,000; (MEN) $450,000 out of $536,030,000; (MHN) $1,400,000 out of $536,030,000; (MQT) $350,000 out of $536,030,000; (MVT) $1,000,000 out of $536,030,000; (MYN) $1,600,000 out of $536,030,000; (RNY) $100,000 out of $536,030,000;

7.

Aggregate principal amount purchased by funds advised by BlackRock and any purchases by other accounts with respect to which BlackRock has investment discretion (out of the total offering) (if an equity offering, list aggregate number of shares purchased (out of total number of shares offered)):  $15,435,000 out of $536,030,000.

8.

Purchase price (net of fees and expenses): $97.853 in 2040

9.

Date offering commenced (if different from Date of Purchase):  10/22/2008

10.

Offering price at end of first day on which any sales were made:  

11.

Have the following conditions been satisfied:

Yes

No

a.

The securities are part of an issue registered under

the Securities Act of 1933, as amended, which

is being offered to the public, or are Eligible Municipal

Securities, or are securities sold in an

 Eligible Foreign

Offering or are securities sold in an Eligible Rule 144A

Offering or part of an issue of government

securities.

_X_

___


b.

The securities were purchased prior to the

end of the first day on which any sales

were made, at a price that was not more

than the price paid by each other

purchaser of securities in that offering

or in any concurrent offering of the

securities (except, in the case of an

Eligible Foreign Offering, for any rights

to purchase required by laws to be granted

to existing security holders of the

Issuer) or, if a rights offering, the

securities were purchased on or before the

fourth day preceding the day on which the

rights offering terminated.

_X_

___


c.

The underwriting was a firm commitment

underwriting.

_X_

___


d.

The commission, spread or profit was

reasonable and fair in relation to that

being received by others for underwriting

similar securities during the same period.

_X_

___


e.

In respect of any securities other than

Eligible Municipal Securities, the issuer

of such securities has been in continuous

operation for not less than three years

(including the operations of predecessors).

_X_

___


a.

Has the affiliated underwriter confirmed

that it will not receive any direct or indirect

benefit as a result of BlackRock's participation

in the offering?

_X_

___



Received from: _           Janine Bianchino___

Date:       ___10/28/08______






#



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