0000902584-20-000010.txt : 20200218
0000902584-20-000010.hdr.sgml : 20200218
20200218091416
ACCESSION NUMBER: 0000902584-20-000010
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200218
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Sundance Energy Inc.
CENTRAL INDEX KEY: 0001326089
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-90461
FILM NUMBER: 20623775
BUSINESS ADDRESS:
STREET 1: 1050 17TH STREET
STREET 2: SUITE 700
CITY: DENVER
STATE: CO
ZIP: 80265
BUSINESS PHONE: (303) 543-5700
MAIL ADDRESS:
STREET 1: 1050 17TH STREET
STREET 2: SUITE 700
CITY: DENVER
STATE: CO
ZIP: 80265
FORMER COMPANY:
FORMER CONFORMED NAME: Sundance Energy Australia Ltd
DATE OF NAME CHANGE: 20050504
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 362831881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON AVENUE
STREET 2: SUITE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 312-565-1414
MAIL ADDRESS:
STREET 1: 180 N. STETSON AVENUE
STREET 2: SUITE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
SC 13G
1
snde13g.txt
SNDE13G
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities and Exchange Act of 1934
(Amendment No.)
Sundance Energy Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
86725N102
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(CUSIP Number)
December 31, 2019
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[X] Rule 13d-1 (b)
[ ] Rule 13d-1 (c)
[ ] Rule 13d-1 (d)
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act, but shall
be subject to all other provisions of the Act (however, see
the Notes.)
CUSIP NO. 86725N102 13G
1 Name of Reporting Person:
Advisory Research, Inc.
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2 Check the Appropriate Box if a Member of a Group (a) [ ]
(b) [ ]
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3 SEC Use Only
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4 Citizenship or Place of Organization
Delaware
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Number of
5 Sole Voting Power
Shares 432,217 Shares
-----------------------------------------------
Beneficially
6 Shared Voting Power
Owned By 0 Shares
-----------------------------------------------
Each
7 Sole Dispositive Power
Reporting 432,217 Shares
-----------------------------------------------
Person
8 Shared Dispositive Power
With 0 Shares
------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
432,217 Shares
------------------------------------------------------------------
10 Check if the Aggregate Amount in Row (9) Excludes Certain
Shares [ ]
------------------------------------------------------------------
11 Percent of Class Represented by Amount in Row (9)
6.3%
------------------------------------------------------------------
12 Type of Reporting Person
IA
------------------------------------------------------------------
Item 1 (a) Name of Issuer:
Sundance Energy Inc.
(b) Name of Issuer's Principal Executive Offices:
1050 17th Street, Suite 700
Denver, CO 80265
Item 2 (a) Person Filing:
Advisory Research, Inc.
(b) Address:
Advisory Research, Inc.
180 N. Stetson Ave., Suite 5500
Chicago, IL 60601
(c) Citizenship:
Advisory Research, Inc is a Delaware Corporation
(d) Title of Class of Securities:
Common Stock
(e) CUSIP Number:
86725N102
Item 3 If this statement is filed pursuant to sections
240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a:
(i) Advisory Research, Inc. is an investment advisor in
accordance with section 240.13d-1(b)(1)(ii)(E)
Item 4 Ownership
(a) Amount Beneficially Owned:
(i) Advisory Research, Inc.: 432,217 Shares
(b) Percent of Class:
(i) Advisory Research, Inc: 6.3%
(c) Number of shares as to which reporting person has:
(i) Sole Voting Power 432,217 Shares
(ii) Shared Voting Power 0 Shares
(iii) Sole Dispositive Power 432,217 Shares
(iv) Shared Dispositive Power 0 Shares
Item 5 Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact
that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five
percent of the class of securities, check the
following [ ]
Item 6 Ownership of More than Five Percent on Behalf of Another
Person:
Not Applicable
Item 7 Identification and Classification of the Subsidiary
Which Acquired the Security being Reported on by the
Parent Holding Company:
Not Applicable
Item 8 Identification and Classification if Members of
the Group:
Not Applicable
Item 9 Notice of Dissolution of Group:
Not Applicable
Item 10 Certification
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to
above were acquired and are held in the ordinary
course of business and were not acquired and are
not held for the purpose of or with the effect of
changing or influencing the control of the issuer
of such securities and were not acquired and are
not held in connection with or as a participant
in any transaction having such purposes or effect.
In accordance with Rule 13d-4 of the Securities Exchange
Act of 1934, each of the persons filing this statement
expressly disclaim the beneficial ownership of the securities
covered by this statement and the filing of this report
shall not be construed as an admission by such persons that
they are the beneficial owners of such securities.
SIGNATURE
The undersigned certify, after reasonable inquiry
and to the best knowledge and belief of the undersigned,
that the information set forth in this Statement is true,
complete and correct. The undersigned agree to the
filing of this single Statement on Schedule 13G.
Advisory Research, Inc.
Date: February 13, 2020 By: /s/ Matthew K. Swaim
Name: Matthew K. Swaim
Title: Chief Executive Officer