0000902584-15-000002.txt : 20150515
0000902584-15-000002.hdr.sgml : 20150515
20150515114205
ACCESSION NUMBER: 0000902584-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVISORY RESEARCH INC
CENTRAL INDEX KEY: 0000902584
IRS NUMBER: 132831881
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05637
FILM NUMBER: 15866772
BUSINESS ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: STE 5500
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 3125651414
MAIL ADDRESS:
STREET 1: 180 N. STETSON STREET
STREET 2: SUITE 5780
CITY: CHICAGO
STATE: IL
ZIP: 60601
13F-HR
1
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03-31-2015
03-31-2015
ADVISORY RESEARCH INC
180 N. STETSON STREET
SUITE 5780
CHICAGO
IL
60601
13F HOLDINGS REPORT
028-05637
N
Susan L. Steiner
Chief Compliance Officer
314-446-6745
Susan L. Steiner
St. Louis
MO
05-15-2015
1
382
9147225
false
1
0001280782
028-11097
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
INFORMATION TABLE
2
arifirstqtr2015.xml
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3M Co
COM
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SH
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A G L Resources Inc
COM
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801
16125
SH
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0
0
16125
A T & T Inc New
COM
00206R102
1602
49076
SH
SOLE
3200
0
45876
Accenture Plc
COM
G1151C101
1183
12622
SH
SOLE
8696
0
3926
Actavis PLC
COM
G0083B108
1282
4308
SH
SOLE
3900
0
408
Adecoagro S A Com
COM
L00849106
266
26070
SH
SOLE
26070
0
0
Alexander & Baldwin Holdings I
COM
014491104
106301
2461818
SH
SOLE
2169649
0
292169
Alliance Holdings GP LP
COM
01861G100
10966
212140
SH
SOLE
212140
0
0
Alliance Holdings GP LP
COM
01861G100
11239
217425
SH
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01
217425
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Alliance Resource Partners
COM
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7981
238726
SH
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238726
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Alliance Resource Partners
COM
01877R108
7411
221680
SH
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0
0
Alliancebernstein Hldg Unit Lt
COM
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1002
32460
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Allied Wrld Assur Com Hldg A s
COM
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Allison Transmission Holding
COM
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Ally Financial
COM
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Altria Group Inc
COM
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Amerco Inc
COM
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SH
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American Capital Ltd
COM
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American Express
COM
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American International Group I
COM
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14400
American Midstream Partners LP
COM
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SH
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469573
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Amerigas Partners LP
COM
030975106
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187600
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187600
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Analogic
COM
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45296
498302
SH
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Antero Midstream Partners LP
COM
03673L103
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850940
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22895
Antero Midstream Partners LP
COM
03673L103
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01
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COM
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695
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12865
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Apollo Investment Coroporation
COM
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COM
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Arc Document Solutions
COM
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Arc Logistics Partners LP
COM
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Arcelormittal
COM
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19599
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Ares Capital Corp
COM
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77290
0
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Armstrong World Industries
COM
04247X102
33411
581362
SH
SOLE
566867
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14495
Atlantic Tele-Network Inc.
COM
049079205
17723
256043
SH
SOLE
150375
0
105668
Avalon Hldgs Corp Cl A
COM
05343P109
1003
375703
SH
SOLE
375703
0
0
Banco Latinoamercano De Comeri
COM
P16994132
8152
248624
SH
SOLE
137779
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110845
Bankunited Inc Com
COM
06652K103
20650
630737
SH
SOLE
365076
0
265661
BCE
COM
05534B760
516
12176
SH
SOLE
5326
0
6850
Bed Bath & Beyond
COM
075896100
17305
225404
SH
SOLE
211589
0
13815
Berkshire Hathaway Cl A
COM
084670108
435
2
SH
SOLE
2
0
0
Berkshire Hathaway Cl. B
COM
084670702
24407
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SH
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157687
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11432
Bexil Corp
COM
088577101
682
75758
SH
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75758
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Biglari Hldgs Inc Com
COM
08986R101
17914
43259
SH
SOLE
24728
0
18531
Bill Barrett Corp
COM
06846N104
408
49140
SH
SOLE
36390
0
12750
Biloxi Marsh Lds Corp Com
COM
090203100
1011
41017
SH
SOLE
41017
0
0
Biogen Idec Inc.
COM
09062X103
278
659
SH
SOLE
460
0
199
Boingo Wireless Inc.
COM
09739C102
604
80100
SH
SOLE
80100
0
0
Boise Cascade Co
COM
09739D100
5478
146240
SH
SOLE
83998
0
62242
BOK Financial Corp
COM
05561Q201
33193
542194
SH
SOLE
527929
0
14265
Brookdale Senior Living
COM
112463104
75140
1989925
SH
SOLE
1927377
0
62548
Buckeye Partners L.P.
COM
118230101
226755
3002582
SH
SOLE
2895137
0
107445
Buckeye Partners L.P.
COM
118230101
95917
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SH
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01
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C V S Caremark Corp
COM
126650100
16755
162342
SH
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151359
0
10983
Capital Bank Financial Corp. C
COM
139794101
13876
502557
SH
SOLE
289315
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213242
Capital One Financial
COM
14040H105
15369
194993
SH
SOLE
186060
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Capital Product Partners LP
COM
Y11082107
394
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Capital Product Partners LP
COM
Y11082107
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01
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Capital Southwest Corp
COM
140501107
27704
596807
SH
SOLE
375601
0
221206
Capitala Finance Corp.
COM
14054R106
1577
84042
SH
SOLE
84042
0
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Carrizo Oil And Gas Inc
COM
144577103
82106
1653697
SH
SOLE
1478116
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Catamaran Corporation
COM
148887102
1137
19100
SH
SOLE
19100
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CDW Corp
COM
12514G108
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2267316
SH
SOLE
2190652
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Chevron Corp
COM
166764100
18177
173148
SH
SOLE
163130
0
10018
Chicago Rivet & Machine Co
COM
168088102
929
28255
SH
SOLE
28255
0
0
China Cord Blood Corp Shs
COM
G21107100
837
163848
SH
SOLE
163848
0
0
China Yuchai Intl LTD Com
COM
G21082105
325
16484
SH
SOLE
16484
0
0
Chipmos Technologies
COM
G2110R114
411
16673
SH
SOLE
16673
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Chubb Corporation
COM
171232101
1211
11976
SH
SOLE
8335
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3641
CIT Group
COM
125581801
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SH
SOLE
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Clayton Williams Energy Inc
COM
969490101
12152
240022
SH
SOLE
240022
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Clifton Bancorp Inc
COM
186873105
154
10895
SH
SOLE
10895
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CNO Financial Group
COM
12621E103
58445
3394035
SH
SOLE
3306353
0
87682
Colgate Palmolive
COM
194162103
1039
14986
SH
SOLE
10202
0
4784
Columbia Pipeline Partners LP
COM
198281107
11276
407230
SH
SOLE
396400
0
10830
Comcast Corp - Class A
COM
20030N101
12747
225732
SH
SOLE
213449
0
12283
Comerica Incorporated
COM
200340107
44331
982285
SH
SOLE
954769
0
27516
Communications Sys Inc
COM
203900105
838
73418
SH
SOLE
73418
0
0
CONE Midstream Partners LP
COM
206812109
8866
509240
SH
SOLE
497955
0
11285
CONE Midstream Partners LP
COM
206812109
2317
133095
SH
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01
133095
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ConocoPhillips
COM
20825C104
887
14248
SH
SOLE
3659
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10589
Convergys
COM
212485106
12174
532329
SH
SOLE
509515
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22814
Core Mark Holding Co Inc
COM
218681104
31113
483715
SH
SOLE
341152
0
142563
Cracker Barrel Old Country Sto
COM
22410J106
388
2551
SH
SOLE
1778
0
773
Crestwood Equity Partners LP
COM
226344109
41281
6880235
SH
SOLE
6541017
0
339218
Crestwood Equity Partners LP
COM
226344109
21633
3605467
SH
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01
3605467
0
0
Crestwood Midstream Partners L
COM
226378107
41700
2873903
SH
SOLE
2873903
0
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Crestwood Midstream Partners L
COM
226378107
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SH
DFND
01
2155217
0
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Crown Castle Intl
COM
22822V101
524
6348
SH
SOLE
5400
0
948
CSI Compressco LP
COM
12637A103
2545
132262
SH
SOLE
132262
0
0
CST Brands Inc Com
COM
12646R105
138083
3150421
SH
SOLE
2823107
0
327314
CSX
COM
126408103
12884
389012
SH
SOLE
361090
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27922
DCP Midstream Partners LP
COM
23311P100
191124
5172509
SH
SOLE
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0
180775
DCP Midstream Partners LP
COM
23311P100
46387
1255404
SH
DFND
01
1255404
0
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Delek Logistics Partners LP
COM
24664T103
56806
1304974
SH
SOLE
1272054
0
32920
Delek Logistics Partners LP
COM
24664T103
17294
397285
SH
DFND
01
397285
0
0
Delek US Holdings Inc
COM
246647101
63211
1590206
SH
SOLE
1405000
0
185206
Deltic Timber Corp
COM
247850100
9795
147853
SH
SOLE
85412
0
62441
Denbury Res Inc New
COM
247916208
122
16690
SH
SOLE
7110
0
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Destination Xl Group Inc
COM
25065K104
14054
2844974
SH
SOLE
1600064
0
1244910
Discover Financial Svcs
COM
254709108
27680
491223
SH
SOLE
476763
0
14460
Duke Energy Corp New
COM
26441C204
767
9985
SH
SOLE
0
0
9985
Eaton Corp Plc F
COM
G29183103
795
11696
SH
SOLE
9665
0
2031
Eclipse Resources Corp
COM
27890G100
4432
788602
SH
SOLE
788602
0
0
El Pollo Loco Holdings Inc.
COM
268603107
745
29100
SH
SOLE
29100
0
0
Emerson Electric
COM
291011104
13229
233654
SH
SOLE
217893
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15761
Enable Midstream Partners LP
COM
292480100
46155
2814330
SH
SOLE
2759250
0
55080
Enable Midstream Partners LP
COM
292480100
12683
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SH
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773365
0
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Enbridge Energy Management LLC
COM
29250X103
103495
2844829
SH
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Enbridge Energy Management LLC
COM
29250X103
14142
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SH
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01
388738
0
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Enbridge Energy Partners LP
COM
29250R106
41748
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SH
SOLE
1029456
0
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Enbridge Energy Partners LP
COM
29250R106
20855
579154
SH
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01
579154
0
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Encore Cap Group Inc Com
COM
292554102
17701
425617
SH
SOLE
256826
0
168791
Encore Wire Corp
COM
292562105
64168
1693977
SH
SOLE
1478640
0
215337
Energy Transfer Equity L.P.
COM
29273V100
398493
6289348
SH
SOLE
6135816
0
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Energy Transfer Equity L.P.
COM
29273V100
176510
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SH
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01
2785830
0
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Energy Transfer Partners, L.P.
COM
29273R109
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SH
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0
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Energy Transfer Partners, L.P.
COM
29273R109
12780
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SH
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01
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EnLink Midstream Partners LP
COM
29336U107
21920
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SH
SOLE
886005
0
0
EnLink Midstream Partners LP
COM
29336U107
11755
475135
SH
DFND
01
475135
0
0
Enservco Corp.
COM
29358Y102
65
37400
SH
SOLE
37400
0
0
Enstar Group Ga
COM
G3075P101
30502
215013
SH
SOLE
159510
0
55503
Enterprise Products Partners L
COM
293792107
252440
7665963
SH
SOLE
7356879
0
309084
Enterprise Products Partners L
COM
293792107
102403
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SH
DFND
01
3109704
0
0
EQT Corporation
COM
26884L109
36966
446072
SH
SOLE
445050
0
1022
EQT Midstream Partners LP
COM
26885B100
91175
1174034
SH
SOLE
1142459
0
31575
Espey Mfg & Electrs Corp Com
COM
296650104
1540
52006
SH
SOLE
52006
0
0
EV Energy Partners LP
COM
26926V107
22148
1661532
SH
SOLE
1625977
0
35555
EV Energy Partners LP
COM
26926V107
13269
995459
SH
DFND
01
995459
0
0
Evolution Petroleum Corp
COM
30049A107
7257
1219627
SH
SOLE
1219627
0
0
Exterran Partners LP
COM
30225N105
22290
894468
SH
SOLE
894468
0
0
Exterran Partners LP
COM
30225N105
10805
433595
SH
DFND
01
433595
0
0
Exxon Mobil Corporation
COM
30231G102
366
4301
SH
SOLE
732
0
3569
Federal Agricultural Mortgage
COM
313148306
1161
41170
SH
SOLE
28110
0
13060
Fidelity National Financial
COM
31620R303
91031
2476369
SH
SOLE
2404505
0
71864
Fifth Third Bancorp
COM
316773100
341
18066
SH
SOLE
0
0
18066
Frontier Communications
COM
35906A108
72
10184
SH
SOLE
0
0
10184
FSI Corporation
COM
302635107
2613
257740
SH
SOLE
257740
0
0
GATX Corp
COM
361448103
1403
24195
SH
SOLE
16745
0
7450
General Mills
COM
370334104
256
4520
SH
SOLE
0
0
4520
Genesis Energy LP
COM
371927104
121332
2581530
SH
SOLE
2513110
0
68420
Genesis Energy LP
COM
371927104
31573
671775
SH
DFND
01
671775
0
0
Genworth Financial
COM
37247D106
77
10580
SH
SOLE
0
0
10580
Gilead Sciences
COM
375558103
28248
287859
SH
SOLE
276477
0
11382
Global Partners LP
COM
37946R109
4129
118655
SH
SOLE
117555
0
1100
Golar LNG Partners LP
COM
Y2745C102
13640
507265
SH
SOLE
507265
0
0
Golar LNG Partners LP
COM
Y2745C102
9072
337360
SH
DFND
01
337360
0
0
Goldman Sachs BDC Inc.
COM
38147U107
2125
102840
SH
SOLE
102840
0
0
Grainger W.W.
COM
384802104
23403
99245
SH
SOLE
93674
0
5571
Gramercy Property Trust Inc.
COM
38489R605
1626
57915
SH
SOLE
57915
0
0
Greene Cnty Bancorp Inc
COM
394357107
906
31782
SH
SOLE
31782
0
0
Gulfport Energy Corporation
COM
402635304
73869
1608998
SH
SOLE
1467129
0
141869
H & R Block Inc.
COM
093671105
59221
1846615
SH
SOLE
1774904
0
71711
H. B. Fuller
COM
359694106
16358
381582
SH
SOLE
367441
0
14141
Hasbro
COM
418056107
3717
58779
SH
SOLE
57473
0
1306
Hawaiian Telcom Holdco
COM
420031106
2083
78225
SH
SOLE
78089
0
136
Healthsouth Corporation
COM
421924309
37185
838252
SH
SOLE
817155
0
21097
Hercules Technology Growth Cap
COM
427096508
973
72198
SH
SOLE
72198
0
0
Holly Energy Partners LP
COM
435763107
10281
327000
SH
SOLE
327000
0
0
Horsehead Hldg Corp Com
COM
440694305
955
75405
SH
SOLE
62585
0
12820
Hyatt Hotels Corporation
COM
448579102
60940
1029051
SH
SOLE
1000811
0
28240
Independence Holdings Co
COM
453440307
213
15704
SH
SOLE
15704
0
0
Innophos Holdings Inc.
COM
45774N108
16325
289651
SH
SOLE
169070
0
120581
Intl Business Machines
COM
459200101
963
6001
SH
SOLE
4359
0
1642
Intrepid Potash Inc.
COM
46121Y102
37213
3221902
SH
SOLE
2843588
0
378314
Investors Bancorp Inc.
COM
46146L101
61563
5252837
SH
SOLE
4599653
0
653184
iStar Finl Inc Com
COM
45031U101
22005
1692728
SH
SOLE
1646213
0
46515
JM Smucker
COM
832696405
26264
226943
SH
SOLE
214735
0
12208
Johnson & Johnson
COM
478160104
12570
124954
SH
SOLE
115100
0
9854
JP Energy Partners LP
COM
46643C109
6046
542720
SH
SOLE
542720
0
0
JP Energy Partners LP
COM
46643C109
5941
533345
SH
DFND
01
533345
0
0
JP Morgan/Chase
COM
46625H100
23639
390217
SH
SOLE
352395
0
37822
K12 Inc.
COM
48273U102
157
10000
SH
SOLE
0
0
10000
KCG Holdings Inc. Cl A
COM
48244B100
1843
150325
SH
SOLE
102495
0
47830
Kennedy-Wilson Hldgs Inc Com
COM
489398107
46473
1777869
SH
SOLE
1345121
0
432748
Kinder Morgan Inc.
COM
49456B101
291857
6939058
SH
SOLE
6757269
0
181789
Kinder Morgan Inc.
COM
49456B101
121315
2884327
SH
DFND
01
2884327
0
0
KKR & Co LP
COM
48248M102
541
23710
SH
SOLE
21100
0
2610
KNOT Offshore Partners LP
COM
Y48125101
3185
130020
SH
SOLE
130020
0
0
KNOT Offshore Partners LP
COM
Y48125101
711
29035
SH
DFND
01
29035
0
0
Kraft Foods Group
COM
50076Q106
945
10848
SH
SOLE
3894
0
6954
Kulicke & Soffa Industries
COM
501242101
269
17204
SH
SOLE
17204
0
0
Leucadia Natl Corp
COM
527288104
1470
65961
SH
SOLE
45376
0
20585
Libbey
COM
529898108
2043
51200
SH
SOLE
51200
0
0
Loews
COM
540424108
25031
613065
SH
SOLE
584763
0
28302
LSB Industries Inc Com
COM
502160104
57184
1383600
SH
SOLE
1351220
0
32380
Lydall Inc.
COM
550819106
14233
448713
SH
SOLE
261153
0
187560
Madison Square Garden CO-A
COM
55826P100
1599
18890
SH
SOLE
13110
0
5780
Magellan Midstream Partners L.
COM
559080106
158934
2071882
SH
SOLE
2009902
0
61980
Magellan Midstream Partners L.
COM
559080106
91864
1197547
SH
DFND
01
1197547
0
0
Main Street Capital Corp Com
COM
56035L104
1092
35330
SH
SOLE
35330
0
0
Mallinckrodt PLC
COM
G5785G107
1507
11901
SH
SOLE
11200
0
701
MarkWest Energy Partners L.P.
COM
570759100
54609
826156
SH
SOLE
803915
0
22241
MarkWest Energy Partners L.P.
COM
570759100
37302
564325
SH
DFND
01
564325
0
0
Marlin Midstream Partners LP
COM
57118V100
2142
96900
SH
SOLE
96900
0
0
Martin Marietta Materials
COM
573284106
350
2507
SH
SOLE
1400
0
1107
Martin Midstream Partners LP
COM
573331105
532
15000
SH
SOLE
15000
0
0
Martin Midstream Partners LP
COM
573331105
461
13000
SH
DFND
01
13000
0
0
Masonite International Corp
COM
575385109
10473
155706
SH
SOLE
90006
0
65700
Matson Inc.
COM
57686G105
11754
278804
SH
SOLE
160552
0
118252
McDermott Intl.
COM
580037109
179
46500
SH
SOLE
46500
0
0
McDonalds Corp
COM
580135101
716
7349
SH
SOLE
3545
0
3804
McRae Inds Inc Cl A
COM
582757209
2766
87885
SH
SOLE
87885
0
0
MDC Holdings
COM
552676108
53339
1871554
SH
SOLE
1671062
0
200492
Medallion Finl Corp Com
COM
583928106
1728
186629
SH
SOLE
186629
0
0
Medtronic PLC
COM
G5960L103
22481
288261
SH
SOLE
270656
0
17605
Memorial Resource Development
COM
58605Q109
12329
694983
SH
SOLE
680953
0
14030
Merck & Co Inc New
COM
58933Y105
373
6482
SH
SOLE
410
0
6072
Microsoft
COM
594918104
17399
427976
SH
SOLE
401236
0
26740
Midcoast Energy Partners LP
COM
59564N103
263
19000
SH
SOLE
19000
0
0
Mondelez Int'l Inc
COM
609207105
15064
417396
SH
SOLE
396821
0
20575
Monroe Cap Corp Com
COM
610335101
969
65796
SH
SOLE
65796
0
0
Motorola Solutions Inc Com Ne
COM
620076307
12004
180051
SH
SOLE
171660
0
8391
MPLX LP
COM
55336V100
419
5720
SH
SOLE
4370
0
1350
National Fuel Gas
COM
636180101
720
11940
SH
SOLE
8110
0
3830
Navigators Group Inc
COM
638904102
23112
296913
SH
SOLE
174611
0
122302
Navios Maritime Midstream Part
COM
Y62134104
10511
751850
SH
SOLE
751850
0
0
Navios Maritime Midstream Part
COM
Y62134104
9061
648120
SH
DFND
01
648120
0
0
Nextera Energy Inc
COM
65339F101
332
3190
SH
SOLE
0
0
3190
Nextera Energy Partners LP
COM
65341B106
8333
190175
SH
SOLE
190175
0
0
Ngl Energy Partners LP
COM
62913M107
19782
754170
SH
SOLE
739170
0
15000
Ngl Energy Partners LP
COM
62913M107
1259
48000
SH
DFND
01
48000
0
0
Nisource
COM
65473P105
23298
527585
SH
SOLE
525675
0
1910
Noble
COM
G65431101
333
23353
SH
SOLE
18430
0
4923
Northern Trust
COM
665859104
448
6436
SH
SOLE
0
0
6436
Northfield Bancorp Inc Del Com
COM
66611T108
30843
2081177
SH
SOLE
1450642
0
630535
NRG Yield Inc.
COM
62942X108
10266
202360
SH
SOLE
202360
0
0
Nustar Energy LP
COM
67058H102
25320
417135
SH
SOLE
417135
0
0
NuStar GP Holdings LLC
COM
67059L102
1140
32200
SH
SOLE
30700
0
1500
Oaktree Capital Group
COM
674001201
1076
20820
SH
SOLE
10210
0
10610
Omega Protein Corp
COM
68210P107
1471
107435
SH
SOLE
72025
0
35410
ON Semiconductor
COM
682189105
1555
128400
SH
SOLE
128400
0
0
ONEOK Inc.
COM
682680103
22648
469483
SH
SOLE
467635
0
1848
Oneok Partners LP
COM
68268N103
13717
335873
SH
SOLE
285675
0
50198
Oneok Partners LP
COM
68268N103
20543
503000
SH
DFND
01
503000
0
0
Opus Bank
COM
684000102
1353
43820
SH
SOLE
29670
0
14150
Oshkosh Corp.
COM
688239201
85271
1747704
SH
SOLE
1554610
0
193094
Owens Corning Inc.
COM
690742101
28298
652028
SH
SOLE
568082
0
83946
Pacific Premier Bancorp
COM
69478X105
675
41688
SH
SOLE
41688
0
0
Pattern Energy Group Inc
COM
70338P100
6236
220200
SH
SOLE
220200
0
0
PBF Logistics LP
COM
69318Q104
11784
520894
SH
SOLE
495715
0
25179
PBF Logistics LP
COM
69318Q104
1744
77085
SH
DFND
01
77085
0
0
PDC Energy Inc Com
COM
69327R101
11683
216199
SH
SOLE
210199
0
6000
Peabody Energy
COM
704549104
53
10800
SH
SOLE
10800
0
0
Penn Virginia Corp
COM
707882106
8520
1314848
SH
SOLE
1314848
0
0
Pepsico
COM
713448108
21357
223348
SH
SOLE
211471
0
11877
Performance Sports Group
COM
71377G100
614
31500
SH
SOLE
31500
0
0
Phibro Animal Health Corporati
COM
71742Q106
864
24400
SH
SOLE
24400
0
0
Phillips 66
COM
718546104
763
9704
SH
SOLE
8670
0
1034
Phillips 66 Partners L.P.
COM
718549207
31129
440490
SH
SOLE
419575
0
20915
Pioneer Natural Resources
COM
723787107
79263
484757
SH
SOLE
473482
0
11275
Plains All American Pipeline L
COM
726503105
133887
2745280
SH
SOLE
2550102
0
195178
Plains All American Pipeline L
COM
726503105
74954
1536892
SH
DFND
01
1536892
0
0
Plains GP Holdings LP
COM
72651A108
151460
5338739
SH
SOLE
5273009
0
65730
Potbelly Corp
COM
73754Y100
561
40970
SH
SOLE
20960
0
20010
Powell Inds
COM
739128106
770
22800
SH
SOLE
22800
0
0
Primoris Svcs Corp Com
COM
74164F103
1107
64400
SH
SOLE
64400
0
0
Procter & Gamble
COM
742718109
1190
14518
SH
SOLE
9552
0
4966
QEP Midstream Partners LP
COM
74735R115
2395
152745
SH
SOLE
152745
0
0
Qep Resources Inc
COM
74733V100
608
29138
SH
SOLE
25300
0
3838
Range Resources
COM
75281A109
928
17842
SH
SOLE
11295
0
6547
Raytheon
COM
755111507
16277
148990
SH
SOLE
141665
0
7325
Regency Affiliates Inc Com Par
COM
758847404
1365
114215
SH
SOLE
114215
0
0
Regency Energy Partners
COM
75885Y107
541
23640
SH
SOLE
0
0
23640
Rex Energy Corporation Com
COM
761565100
626
168320
SH
SOLE
150820
0
17500
Rice Energy Inc.
COM
762760106
697
32030
SH
SOLE
22030
0
10000
Rock-Tenn Co. Cl A
COM
772739207
32464
503316
SH
SOLE
489931
0
13385
Rose Rock Midstream L.P.
COM
777149105
9766
205595
SH
SOLE
205595
0
0
Rose Rock Midstream L.P.
COM
777149105
8589
180830
SH
DFND
01
180830
0
0
Rosetta Resources Inc.
COM
777779307
9409
552840
SH
SOLE
552840
0
0
Ross Stores
COM
778296103
14186
134644
SH
SOLE
126756
0
7888
Ryman Hospitality Pptys Inc Co
COM
78377T107
46784
768086
SH
SOLE
747701
0
20385
Sanchez Energy Corp
COM
79970Y105
7705
592270
SH
SOLE
592270
0
0
Scheid Vineyards Inc Cl A
COM
806403200
802
25870
SH
SOLE
25870
0
0
Seacor Holdings
COM
811904101
29461
422870
SH
SOLE
411767
0
11103
Seadrill Partners LLC
COM
Y7545W109
2232
190000
SH
SOLE
190000
0
0
Service Corp International
COM
817565104
2061
79100
SH
SOLE
79100
0
0
Shell Midstream Partners, L.P.
COM
822634101
6471
165915
SH
SOLE
161805
0
4110
Shell Midstream Partners, L.P.
COM
822634101
2421
62080
SH
DFND
01
62080
0
0
Silver Bay Rlty Tr Corp
COM
82735Q102
14582
902371
SH
SOLE
495601
0
406770
SM Energy Company
COM
78454L100
19249
372463
SH
SOLE
372463
0
0
Solar Cap LTD Com
COM
83413U100
2215
109415
SH
SOLE
109415
0
0
Southcross Energy Partners L.P
COM
84130C100
25209
1800612
SH
SOLE
1760177
0
40435
Southcross Energy Partners L.P
COM
84130C100
11034
788160
SH
DFND
01
788160
0
0
Southwestern Energy Co.
COM
845467109
768
33107
SH
SOLE
20850
0
12257
Spectra Energy Corp.
COM
847560109
26076
720942
SH
SOLE
718640
0
2302
Stoneridge Inc.
COM
86183P102
168
14875
SH
SOLE
14875
0
0
Suburban Propane Partners L.P.
COM
864482104
1120
26070
SH
SOLE
26070
0
0
Summit Midstream Partners LP
COM
866142102
7052
219200
SH
SOLE
219200
0
0
Sunoco Logistics Partners LP
COM
86764L108
2435
58905
SH
SOLE
16080
0
42825
Sunoco LP
COM
86765K109
41105
800482
SH
SOLE
663977
0
136505
Superior Uniform Group
COM
868358102
1874
98776
SH
SOLE
97736
0
1040
Symetra Financial Inc
COM
87151Q106
26889
1146179
SH
SOLE
675902
0
470277
Symphony International Holding
COM
G54812105
568
694179
SH
SOLE
694179
0
0
Tallgrass Energy Partners LP
COM
874697105
38970
770619
SH
SOLE
749405
0
21214
Tallgrass Energy Partners LP
COM
874697105
9581
189460
SH
DFND
01
189460
0
0
Targa Resources Corp.
COM
87612G101
47249
493255
SH
SOLE
493255
0
0
Targa Resources Partners LP
COM
87611X105
77817
1881445
SH
SOLE
1782056
0
99389
Targa Resources Partners LP
COM
87611X105
16397
396453
SH
DFND
01
396453
0
0
TC Pipelines LP
COM
87233Q108
160755
2467458
SH
SOLE
2379808
0
87650
TC Pipelines LP
COM
87233Q108
40832
626740
SH
DFND
01
626740
0
0
Tcp Cap Corp Com
COM
87238Q103
640
39970
SH
SOLE
39970
0
0
TE Connectivity Ltd.
COM
H84989104
22414
312964
SH
SOLE
300093
0
12871
Tech Data
COM
878237106
99865
1728662
SH
SOLE
1522725
0
205937
Teekay Corporation
COM
Y8564W103
10794
231780
SH
SOLE
231780
0
0
Teekay Offshore Partners L.P.
COM
Y8565J101
74516
3529883
SH
SOLE
3426343
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103540
Teekay Offshore Partners L.P.
COM
Y8565J101
16329
773510
SH
DFND
01
773510
0
0
Teletech Holdings Inc.
COM
879939106
34761
1365842
SH
SOLE
963458
0
402384
Tesco Corp Com
COM
88157K101
1038
91260
SH
SOLE
91260
0
0
Tesoro Logistics LP
COM
88160T107
126328
2348102
SH
SOLE
2287322
0
60780
Tesoro Logistics LP
COM
88160T107
32739
608530
SH
DFND
01
608530
0
0
Tetra Technologies Inc.
COM
88162F105
1057
171090
SH
SOLE
171090
0
0
The Blackstone Group LP
COM
09253U108
1250
32140
SH
SOLE
14190
0
17950
The Finish Line
COM
317923100
10103
412025
SH
SOLE
237560
0
174465
The Southern Company
COM
842587107
354
7999
SH
SOLE
0
0
7999
The Williams Companies
COM
969457100
176123
3481373
SH
SOLE
3426398
0
54975
Thermo Fischer Scientific
COM
883556102
16583
123442
SH
SOLE
118040
0
5402
Towers Watson & Co- Cl a
COM
891894107
55390
419034
SH
SOLE
408520
0
10514
TPG Specialty Lending Inc.
COM
87265K102
927
53850
SH
SOLE
53850
0
0
Trade Street Residential Inc
COM
89255N203
135
18870
SH
SOLE
18870
0
0
Transmontaigne Partners L.P.
COM
89376V100
3985
123488
SH
SOLE
123488
0
0
Transmontaigne Partners L.P.
COM
89376V100
226
7000
SH
DFND
01
7000
0
0
Transocean Partners LLC
COM
Y8977Y100
141
11505
SH
SOLE
11505
0
0
Travelcenters Of America
COM
894174101
1348
77280
SH
SOLE
52080
0
25200
Triangle Cap Corp Com
COM
895848109
1693
74222
SH
SOLE
74222
0
0
Tribune Media Company Class A
COM
896047503
103475
1701608
SH
SOLE
1646698
0
54910
Trinity Industries
COM
896522109
434
12210
SH
SOLE
12210
0
0
TriplePoint Venture Growth
COM
89677Y100
1072
75950
SH
SOLE
75950
0
0
Tropicana Entertainment
COM
89708X105
1204
77585
SH
SOLE
55145
0
22440
Union Pacific
COM
907818108
20150
186038
SH
SOLE
174347
0
11691
United Health Group
COM
91324P102
20813
175947
SH
SOLE
163787
0
12160
United Technologies
COM
913017109
733
6252
SH
SOLE
5583
0
669
US Bancorp
COM
902973304
11975
274220
SH
SOLE
259486
0
14734
US Concrete Inc.
COM
90333L201
3320
98000
SH
SOLE
98000
0
0
US Silica Holdilngs Inc.
COM
90346E103
6253
175596
SH
SOLE
175596
0
0
USD Partners LP
COM
903318103
12952
926477
SH
SOLE
911172
0
15305
USD Partners LP
COM
903318103
3637
260135
SH
DFND
01
260135
0
0
Uti Worldwide Inc Ord
COM
G87210103
866
70400
SH
SOLE
70400
0
0
Valero Energy Partners LP
COM
91914J102
1971
40720
SH
SOLE
40720
0
0
Valero Energy Partners LP
COM
91914J102
2050
42350
SH
DFND
01
42350
0
0
Ventas Inc.
COM
92276F100
1159
15867
SH
SOLE
6810
0
9057
Verizon Communications
COM
92343V104
1936
39812
SH
SOLE
9403
0
30409
Viad Corp New
COM
92552R406
1566
56301
SH
SOLE
40539
0
15762
Visteon Corporation
COM
92839U206
51487
534097
SH
SOLE
472830
0
61267
Voya Financial Inc.
COM
929089100
51873
1203270
SH
SOLE
1171755
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31515
VTTI Energy Partners LP
COM
Y9384M101
8895
358400
SH
SOLE
358400
0
0
VTTI Energy Partners LP
COM
Y9384M101
7480
301365
SH
DFND
01
301365
0
0
Vulcan Intl Corp
COM
929136109
447
11236
SH
SOLE
11236
0
0
Wal-Mart Stores
COM
931142103
1338
16265
SH
SOLE
12480
0
3785
Wendys
COM
95058W100
21308
1954906
SH
SOLE
1902171
0
52735
Western Gas Equity Partners LP
COM
95825R103
146611
2443512
SH
SOLE
2352813
0
90699
Western Gas Equity Partners LP
COM
95825R103
33769
562810
SH
DFND
01
562810
0
0
Western Gas Partners LP
COM
958254104
53861
817938
SH
SOLE
792343
0
25595
Western Gas Partners LP
COM
958254104
24252
368290
SH
DFND
01
368290
0
0
Westmoreland Resource Partners
COM
96108P103
875
73917
SH
SOLE
73917
0
0
Westmoreland Resource Partners
COM
96108P103
450
38021
SH
DFND
01
38021
0
0
White Mountains Insurance Grou
COM
G9618E107
76867
112293
SH
SOLE
109517
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2776
Williams Partners LP
COM
96949L105
126847
2577135
SH
SOLE
2454582
0
122553
Williams Partners LP
COM
96949L105
109339
2221438
SH
DFND
01
2221438
0
0
Windstream Corp
COM
97382A200
77
10365
SH
SOLE
0
0
10365
World Point Terminals LP
COM
98159G107
10404
631307
SH
SOLE
631307
0
0
World Point Terminals LP
COM
98159G107
2770
168065
SH
DFND
01
168065
0
0
Wpx Energy Inc.
COM
98212B103
636
58230
SH
SOLE
40730
0
17500
Bank Of America Corporation 7.
7.25%CNV PFD L
060505682
665
575
SH
SOLE
350
0
225
Equity Commonwealth 6.50% Pfd
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294628201
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31000
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SOLE
0
0
31000
AdvisorShares Peritus High Yie
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750
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SH
SOLE
4100
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14029
Claymore Exchange Trd Fd Tr Gu
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18383M605
801
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SH
SOLE
6079
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10780
Rydex ETF Trust
GUG S&P500 EQ WT
78355W106
2732
33706
SH
SOLE
18231
0
15475
IShares Core S&P Small-Cap ETF
CORE S&P SCP ETF
464287804
343
2910
SH
SOLE
2025
0
885
iShares Russell 2000 Value
RUS 2000 VAL ETF
464287630
262
2540
SH
SOLE
2540
0
0
Ishares Russell Value Midcap V
RUS MDCP VAL ETF
464287473
529
7031
SH
SOLE
2490
0
4541
Ishares S&P US Pfd Stock Index
U.S. PFD STK ETF
464288687
950
23683
SH
SOLE
6955
0
16728
Ishares Select Dividend Etf
SELECT DIVID ETF
464287168
3281
42100
SH
SOLE
0
0
42100
Oil Service HOLDRs Trust
OIL SVCS ETF
57060U191
408
12090
SH
SOLE
0
0
12090
Pimco Corp & Inc Oppty Fund
COM
72201B101
1797
113962
SH
SOLE
13100
0
100862
Pimco Corp & Income Strategy F
COM
72200U100
4677
303709
SH
SOLE
79470
0
224239
Pimco Etf Tr 0-5 High Yield
0-5 HIGH YIELD
72201R783
2147
21153
SH
SOLE
5745
0
15408
SPDR S&P 500 ETF Trust
TR UNIT
78462F103
2496
12091
SH
SOLE
8427
0
3664
SPDR S&P Oil & Gas Exp
S&P OILGAS EXP
78464A730
1236
23920
SH
SOLE
5320
0
18600
Wisdomtree Largecap Div Largec
LARGECAP DIVID
97717W307
412
5620
SH
SOLE
5620
0
0
Diageo PLC - SPONS ADR
SPON ADR NEW
25243Q205
591
5345
SH
SOLE
3115
0
2230
Royal Dutch Shell Plc Spon Adr
SPONSORED ADR
780259107
863
13763
SH
SOLE
2963
0
10800
Unilever Plc Adr (New)
SPON ADR B
904767704
288
6897
SH
SOLE
6897
0
0