-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AjQdFcvvmVi3p1Rm0fh0UUjCaReUPtOOqSOXrAh5Ac6S7XJitOpd1y6/p0+8fg9V kHiSAcQ66R2nTQPwGjKezA== 0000922423-01-000202.txt : 20010223 0000922423-01-000202.hdr.sgml : 20010223 ACCESSION NUMBER: 0000922423-01-000202 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GILDER GAGNON HOWE & CO LLC CENTRAL INDEX KEY: 0000902464 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133174112 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03455 FILM NUMBER: 1544336 BUSINESS ADDRESS: STREET 1: 1775 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127652500 MAIL ADDRESS: STREET 1: 1775 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: GILDER GAGNON HOWE & CO DATE OF NAME CHANGE: 19930428 13F-HR 1 0001.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/00 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gilder, Gagnon, Howe & Co. LLC -------------------------------------------------------------------- Address: 1775 Broadway, 26th Floor, New York, NY 10019 ---------------------------------------------------------------------- Form 13F File Number: 028-03455 ---------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct, and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 14th day of February 2001. Gilder, Gagnon, Howe & Co. LLC - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Institutional Investment Manager) Person Signing this Report on Behalf of Institutional Investment Manager Name: Walter Weadock ------------------------------------------------------------------------- Title: Member ------------------------------------------------------------------------- Phone: (212) 765-2500 ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Walter Weadock New York, NY February 14, 2001 Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers.) Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 213 Form 13F Information Table Value Total: $3,205,658,692______________________ List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE.
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ 4-D NEUROIMAGING ; COM 350841102 11,937 35,108 X 0 0 35,108 ACT MANUFACTURING INC COM 000973107 5,096,306 323,575 X 15,425 0 308,150 ACTIVE POWER INC COM 00504W100 41,393,606 1,886,845 X 41,141 0 1,791,154 ACTUATE SOFTWARE CORP COM 00508B102 138,561 7,245 X 0 0 7,245 ACXIOM CORP COM 005125109 36,304,039 932,355 X 53,215 0 863,050 AES CORP, COM 00130H105 60,913 1,100 X 1,100 0 0 AETNA INC NEW ; COM 00817Y108 16,015,597 390,025 X 27,025 0 360,950 AGILE SOFTWARE CORP DEL COM 00846X105 72,088 1,460 X 0 0 585 ALLEGHANY CORP-DEL, COM 017175100 27,537 134 X 0 0 134 ALLEGIANCE TELECOM INC, COM 01747T102 14,473 650 X 0 0 650 ALLIED WASTE INDUSTRIES INC COM 019589308 15,814,326 1,085,925 X 0 0 1,070,625 AMERICA ONLINE INC-DEL, COM 02364J104 174,000 5,000 X 5,000 0 0 AMISTAR CORP, COM 031535107 76,125 29,000 X 29,000 0 0 ANADARKO PETROLEUM CORP ; COM 032511107 27,856,252 391,900 X 0 0 387,650 ANALOG DEVICES INC ; COM 032654105 125,403,547 2,449,866 X 95,125 0 2,314,115 AON CORP, COM 037389103 1,539,195 44,940 X 520 0 43,280 APOLLO GROUP INC-CL A, COM 037604105 31,868,069 647,883 X 0 0 612,664 APPLIED MICRO CIRCUITS CORP COM 03822W109 7,721,361 102,887 X 0 0 95,472 ARCH COAL INC COM 039380100 3,107,500 220,000 X 0 0 220,000 ARCH WIRELESS INC COM 039392105 118,147 189,035 X 1,963 0 184,302 ARIBA INC COM 04033V104 18,813 350 X 0 0 0 ARONEX PHARMACEUTICALS INC NEW COM 042666206 2,226,988 501,800 X 0 0 501,800 ASM INTERNATIONAL NV COM N07045102 2,194,608 235,650 X 9,075 0 222,355 AUTOTOTE CORP-CL A COM 053323101 2,828,543 958,828 X 33,175 0 914,028 BACKWEB TECHNOLOGIES LTD ORD COM M15633106 1,052,494 155,925 X 7,200 0 139,850 BE FREE COM 073308108 946,091 432,400 X 0 0 422,885 BEA SYSTEMS INC, COM 073325102 37,470,522 556,661 X 29,687 0 504,501 BEI TECHNOLOGIES INC COM 05538P104 930,000 80,000 X 0 0 76,222 BENIHANA INC-CL A, COM 082047200 1,507,517 132,529 X 1,425 0 130,254 BERKSHIRE HATHAWAY INC-DEL CL B COM 084670207 58,850 25 X 25 0 0 BIG CITY RADIO INC-CL A, COM 089098107 663,183 303,100 X 0 0 300,500 BRISTOL MYERS SQUIBB CO, COM 110122108 59,150 800 X 0 0 800 BROCADE COMMUNICATIONS SYS INC COM 111621108 123,580 1,346 X 0 0 1,096 CABOT MICROELECTRONICS CORP COM 12709P103 56,774,467 1,093,120 X 18,235 0 1,044,055 Page Total: 419,662,414
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CADENCE DESIGN SYSTEMS INC, COM 127387108 18,535 674 X 0 0 674 CADIZ INC COM COM 127537108 17,096,556 1,912,800 X 67,000 0 1,834,834 CALPINE CORP COM 131347106 11,688,666 259,385 X 13,130 0 232,565 CAPSTONE TURBINE CORP COM 14067D102 19,648,328 701,726 X 33,275 0 650,047 CHAMPPS ENTERTAINMENT INC COM 158787101 5,025,625 731,000 X 0 0 696,725 CHICOS FAS INC, COM 168615102 4,418,674 211,673 X 8,000 0 201,148 CHILES OFFSHORE INC COM 16888M104 5,176,250 207,050 X 0 0 196,700 CHUBB CORP, COM 171232101 22,913,850 264,900 X 9,275 0 252,050 CONDUCTUS INC COM 206784100 775,819 147,775 X 52,300 0 93,420 CONSOL ENERGY INC COM 20854P109 2,095,350 75,000 X 0 0 72,350 CONSOLIDATED EDISON INC, COM 209115104 15,400 400 X 0 0 400 CONSTELLATION ENERGY GROUP INC COM 210371100 2,416,278 53,620 X 5,440 0 44,510 CORVIS CORP COM 221009103 22,241 934 X 0 0 0 COSTCO WHOLESALE CORP-NEW COM 22160K105 9,302,998 232,936 X 0 0 221,996 COUNTRYWIDE CREDIT INDS INC COM 222372104 2,259,743 44,970 X 3,215 0 39,650 COURIER CORP, COM 222660102 2,210,990 74,319 X 10,550 0 63,469 COX COMMUNICATIONS INC NEW CL A COM 224044107 1,217,064 26,138 X 94 0 22,421 CROSS TIMBERS OIL CO COM 227573102 31,405,286 1,131,722 X 19,875 0 1,093,453 DAISYTEK INTERNATIONAL CORP, COM 234053106 452,808 65,863 X 0 0 65,413 DATA I/O CORP COM 237690102 41,260 20,000 X 20,000 0 0 DATUM INC COM 238208102 6,766,378 305,825 X 0 0 268,475 DEVON ENERGY CORPORATION NEW ; COM 25179M103 35,599,164 583,880 X 9,475 0 564,325 DIAMONDCLUSTER INTL INC CL A COM 25278P106 92,813 3,375 X 0 0 3,375 DIGEX INC DEL CL A COM 253756100 1,137,263 50,545 X 250 0 46,180 DIGITAL IMPACT INC DEL COM 25385G106 3,434,101 1,465,060 X 0 0 1,447,535 DITECH COMMUNICATIONS CORP COM 25500M103 1,044,175 65,005 X 28,175 0 36,210 DOLLAR TREE STORES INC, COM 256747106 165,486,010 6,754,531 X 196,506 0 6,423,756 DOMINION RES INC VA NEW COM 25746U109 79,117,620 1,180,860 X 26,350 0 1,133,613 ECHELON CORP COM 27874N105 10,602 660 X 0 0 660 ECHOSTAR COMMUNICATIONS CORP, NEW-CL A COM 278762109 65,744,634 2,889,874 X 58,817 0 2,788,483 EDEN BIOSCIENCE CORP COM 279445100 5,155,473 172,205 X 1,065 0 163,150 EDISON SCHS INC COM 281033100 53,807,828 1,708,185 X 74,425 0 1,604,882 EL PASO ENERGY CORP, COM 283905107 17,028,844 237,750 X 0 0 232,450 ELLETT BROTHERS INC, COM 288398100 1,450,950 483,650 X 104,500 0 377,600 EMCORE CORP, COM 290846104 19,206,080 408,640 X 18,385 0 374,735 ENDO PHARMACEUTICALS HLDGS INC COM 29264F205 12,000 2,000 X 0 0 2,000 ESS TECHNOLOGY INC COM 269151106 3,720,555 725,962 X 0 0 719,787 EXAR CORP COM 300645108 2,521,788 81,390 X 11,640 0 65,950 EXELON CORP COM 30161N101 25,082,523 357,250 X 0 0 346,426 Page Total: 624,620,518
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ EXODUS COMMUNICATIONS INC, COM 302088109 10,754,480 537,724 X 105,200 0 417,994 EXTREME NETWORKS INC COM 30226D106 12,600,167 322,049 X 9,270 0 292,617 EXXON MOBIL CORP COM 30231G102 68,159 784 X 0 0 784 FASTENAL CO, COM 311900104 19,998,041 364,429 X 6,475 0 345,479 FIRST AMERICAN FINANCIAL CORP, CALIF COM 318522307 115,534,125 3,514,346 X 60,111 0 3,419,903 FLAGSTAR BANCORP INC COM 337930101 1,000,000 40,000 X 0 0 36,875 FLEMING COMPANIES INC ; COM 339130106 35,439 3,000 X 3,000 0 0 FLORIDA EAST COAST INDS INC COM 340632108 1,178,494 32,850 X 0 0 32,690 FOUNDRY NETWORKS INC COM 35063R100 2,562,825 170,855 X 30,920 0 133,220 FREEMARKETS INC COM 356602102 6,470,336 340,544 X 226 0 318,398 FRONY COM 35921R102 142,500 10,000 X 0 0 10,000 GAP INC, COM 364760108 67,575 2,650 X 0 0 1,465 GARTNER GROUP INC NEW-CL A COM 366651107 1,375,619 199,365 X 9,650 0 188,615 GEMSTAR TV GUIDE INTL INC COM 36866W106 288,688,688 6,225,093 X 197,944 0 5,939,630 GENERAL AMERICAN INVESTORS CO COM 368802104 41,365 1,151 X 0 0 1,151 GENERAL ELECTRIC CO, COM 369604103 441,078 9,201 X 0 0 9,201 GENTEX CORP COM 371901109 77,294 4,150 X 4,150 0 0 GILAT SATELLITE NETWORKS LTD-ORD COM M51474100 9,379,538 367,825 X 0 0 357,404 GLOBAL MARINE INC NEW COM 379352404 6,535,898 230,340 X 15,175 0 207,175 HANDSPRING INC COM 410293104 265,129 6,809 X 0 0 5,036 HARMAN INTERNATIONAL ; INDUSTRIES INC-NEW COM 413086109 16,885,010 462,603 X 14,579 0 437,877 HARTFORD FINANCIAL SERVICES GROUP INC COM 416515104 17,564,438 248,700 X 0 0 246,812 HCA-HEALTHCARE CO ; COM 404119109 56,074,241 1,274,125 X 0 0 1,251,274 HCC INSURANCE HOLDINGS INC, COM 404132102 3,344,838 124,168 X 5,000 0 116,428 HELATHEXTRAS INC COM 422211102 877,583 250,738 X 39,650 0 202,063 HOLLINGER INTERNATIONAL INC, CL A COM 435569108 23,019 1,450 X 0 0 1,450 HUMAN GENOME SCIENCES INC COM 444903108 26,797,584 386,617 X 11,107 0 353,891 I2 TECHNOLOGIES INCC COM 465754109 20,026,911 368,311 X 35,502 0 323,936 IBIS TECHNOLOGY CORP COM 450909106 30,308,124 1,574,448 X 19,725 0 1,525,411 INDYMAC MTG HLDGS INC, COM 456607100 28,572,225 968,550 X 45,135 0 913,185 INFINITY BROADCASTING CORP NEW CL A COM 45662S102 5,022,610 179,777 X 56,831 0 122,689 INNOVEDA INC COM 45769F102 3,858,656 1,870,410 X 195,625 0 1,640,670 INSIGHT COMMUNICATIONS INC COM 45768V108 11,348,150 482,900 X 25,625 0 449,650 INTEGRAL SYSTEMS INC-MD, COM 45810H107 1,341,228 95,802 X 0 0 95,442 INTEREP NATL RADIO SALES INC COM 45866V109 2,978,798 851,085 X 0 0 833,765 INTERNATIONAL BUSINESS, MACHINES CORP COM 459200101 199,750 2,350 X 0 0 2,350 INTUITIVE SURGICAL INC COM 46120E107 2,550,000 300,000 X 0 0 289,925 Page Total: 704,989,910
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ I-STAT CORP, COM 450312103 2,646,444 100,100 X 4,500 0 87,740 JDS UNIPHASE CORP COM COM 46612J101 2,234,018 53,589 X 680 0 51,384 JUNIPER NETWORKS COM 48203R104 41,757,864 331,246 X 34,590 0 282,612 KEY3MEDIA GROUP INC COM 49326R104 6,210,395 509,550 X 13,875 0 486,175 KOPIN CORP COM 500600101 1,161,615 105,000 X 0 0 99,447 KULICKE & SOFFA INDUSTRIES INC COM 501242101 11,250 1,000 X 0 0 1,000 L-3 COMMUNICATIONS HLDINGS INC COM 502424104 33,523,875 435,375 X 9,800 0 405,075 LAMAR ADVERTISING CO-CL A, COM 512815101 4,533,637 117,470 X 14,800 0 101,530 LANDEC CORP, COM 514766104 1,364,699 485,140 X 25,000 0 457,690 LEVEL 3 COMMUNICATIONS INC, COM 52729N100 15,655,049 477,099 X 17,350 0 431,751 LEXENT INC COM 52886Q102 2,726,129 159,190 X 4,675 0 144,575 LIBERTY SATELLITE & TECHNOLOGY; INC CL A COM 531182103 4,186,286 1,326,453 X 42,175 0 1,237,413 LIFEPOINT HOSPITALS INC COM 53219L109 5,012,500 100,000 X 31,460 0 66,245 LYNX THERAPEUTICS INC NEW COM 551812308 225,045 25,005 X 0 0 23,605 MAGNA ENTERTAINMENT CORP SUB VTG CL A COM 559211107 4,610,588 970,650 X 0 0 952,950 MARINE DRILLING COMPANIES INC, NEW COM 568240204 6,022,361 225,135 X 2,825 0 214,370 MAXYGEN INC COM 577776107 11,057,120 451,311 X 22,726 0 413,788 MCDATA CORP COM 580031102 24,722,801 451,558 X 27,490 0 413,427 MEDAREX INC COM 583916101 22,226,599 545,438 X 74 0 532,968 MERCK & CO INC, COM 589331107 88,944 950 X 0 0 950 MERCURY INTERACTIVE CORP, COM 589405109 56,767,611 629,004 X 78,830 0 535,116 MERIT MEDICAL SYSTEMS INC, COM 589889104 1,144,828 203,525 X 0 0 202,550 METROMEDIA FIBER NETWORK INC, CL A COM 591689104 111,727,188 11,034,784 X 345,665 0 10,478,828 MIDWAY GAMES INC COM 598148104 19,054,093 2,683,675 X 0 0 2,644,524 MILLENNIUM PHARMACEUTICALS INC COM 599902103 20,914,059 338,005 X 1,450 0 325,565 MOLSON INC CLASS A COM 608710307 16,390,058 571,975 X 0 0 564,975 MYRIAD GENETICS INC COM 62855J104 28,333,186 342,395 X 12,763 0 312,608 NATIONAL INSTRUMENTS CORP, COM 636518102 20,011,792 412,079 X 16,238 0 387,936 NAVIGATORS GROUP INC COM 638904102 3,355,542 252,050 X 50 0 245,255 NETWORK APPLIANCE INC COM 64120L104 7,940,093 123,612 X 21,934 0 94,630 NOBLE AFFILIATES INC COM 654894104 9,311,780 202,430 X 12,200 0 187,610 NORTHLAND CRANBERRIES INC-CL A, COM 666499108 1,553,382 2,257,823 X 32,975 0 2,207,796 NUMERICAL TECHNOLOGIES INC COM 67053T101 7,442,498 412,030 X 30,900 0 371,240 ONI SYS CORP COM 68273F103 349,974 8,846 X 157 0 6,739 OSIP COM 671040103 43,126,480 538,240 X 12,503 0 497,582 OVERLAND DATA INC COM 690213103 1,403,240 176,775 X 0 0 175,625 OXFORD GLYCOSCIENCES ORD 5P COM G6836T106 13,126,837 581,245 X 0 0 542,987 Page Total: 551,929,860
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ PALM INC COM 696642107 584,975 20,661 X 200 0 15,209 PARKPLACE ENTERTAINMENT CORP COM 700690100 65,791,412 5,511,100 X 3,150 0 5,451,610 PARTHUS TECHNOLOGIES PLC SPONSORED ADR COM 70211Y103 6,126,356 233,385 X 800 0 219,555 PAULA FINANCIAL-DEL, COM 703588103 187,625 113,300 X 2,100 0 109,825 PF CHANGS CHINA BISTRO INC COM 69333Y108 14,244,558 453,100 X 0 0 423,250 PFIZER INC, COM 717081103 27,600 600 X 0 0 600 PINNACLE HOLDINGS INC COM 72346N101 689,921 76,125 X 3,550 0 70,500 PLX TECHNOLOGY INC COM 693417107 2,909,217 349,960 X 131,290 0 216,223 POWER-ONE INC COM 739308104 20,520,718 521,983 X 1,590 0 488,376 PROVINCE HEALTHCARE CO COM 743977100 5,276,250 134,000 X 32,140 0 97,310 PRWW LTD COM 693591109 5,965,564 782,369 X 149,350 0 630,369 PXRE GROUP LTD BERMUDA COM G73018106 165,146 9,750 X 750 0 8,900 QUALCOMM INC, COM 747525103 968,914 11,789 X 29 0 9,713 RADIOSHACK CORP COM 750438103 10,765,757 251,460 X 14,710 0 232,055 RAYTHEON CO-CL A, COM 755111309 411,046 14,174 X 0 0 10,613 READ RITE CORP COM 755246105 640,324 158,850 X 0 0 156,000 REALNETWORKS INC, COM 75605L104 2,258,263 259,929 X 76,560 0 173,210 RENT A CENTER INC-NEW COM 76009N100 5,551,947 160,926 X 5,374 0 153,277 ROWAN COMPANIES INC COM 779382100 6,528,600 241,800 X 8,975 0 220,505 SBC COMMUNICATIONS INC, COM 78387G103 100,657 2,108 X 0 0 2,108 SCHERING PLOUGH CORP, COM 806605101 19,863 350 X 0 0 350 SCI SYSTEMS INC COM 783890106 13,321,089 505,065 X 28,575 0 470,285 SCP POOL CORP, COM 784028102 15,833,040 526,662 X 26,362 0 495,247 SEACHANGE INTERNATIONAL INC, COM 811699107 6,039,664 297,330 X 18,700 0 270,020 SEACOR SMIT INC, FORMERLY SECOR HOLDINGS INC COM 811904101 178,925 3,400 X 3,400 0 0 SGMOSANGAMO BIOSCIENCES INC COM 800677106 2,285,888 117,225 X 3,340 0 106,340 SHAW GROUP INC COM 820280105 34,793,750 695,875 X 38,175 0 653,980 SIEBEL SYSTEMS INC, COM 826170102 27,394,916 404,353 X 91,335 0 304,956 SIGNAL TECHNOLOGY CORP COM 826675100 1,281,030 128,103 X 0 0 126,303 SIX FLAGS INC ; COM 83001P109 44,582,808 2,593,847 X 168,670 0 2,413,762 SOLECTRON CORP, COM 834182107 142,557,434 4,205,234 X 147,833 0 4,030,396 SONIC INNOVATIONS INC COM 83545M109 1,747,942 261,355 X 1,300 0 242,490 SOUTHERN CO COM 842587107 3,891,081 117,025 X 7,850 0 105,150 SPECTRASITE HOLDINGS INC COM 84760T100 2,448,507 184,793 X 32,241 0 149,591 SPINNAKER EXPL CO COM 84855W109 28,279,713 665,405 X 6,510 0 616,150 ST PAUL COMPANIES INC ; COM 792860108 149,949,774 2,760,845 X 84,050 0 2,639,990 STANCORP FINL GROUP INC ; COM COM 852891100 8,287,013 173,550 X 0 0 171,500 Page Total: 632,607,285
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ STORAGENETWORKS INC COM 86211E103 141,980 5,722 X 30 0 4,556 SYCAMORE NETWORKS INC COM 871206108 985,076 26,445 X 875 0 21,690 SYMYX TECHNOLOGIES INC COM 87155S108 1,745,460 48,485 X 3,235 0 40,025 TEMPLE INLAND INC, COM 879868107 134,063 2,500 X 0 0 2,500 TENET HEALTHCARE CORP ; COM 88033G100 4,443,800 100,000 X 140 0 94,550 TEXAS INSTRUMENTS INC COM 882508104 146,863 3,100 X 0 0 3,100 TIME WARNER INC (HOLDING CO), COM 887315109 940,320 18,000 X 0 0 18,000 TRC COMPANIES INC, COM 872625108 2,354,063 121,500 X 0 0 117,700 TRENWICK GROUP LTD BERMUDA (HOLDING COMPANY) COM G9032C109 26,252,278 1,058,005 X 21,800 0 999,940 TWEETER HOME ENTMT GROUP INC COM 901167106 10,480,632 859,914 X 29,900 0 783,489 ULTIMATE ELECTRONICS INC COM 903849107 12,444,331 567,250 X 23,800 0 532,325 UNUMPROVIDENT CORP ; COM 91529Y106 76,608,881 2,850,563 X 90,075 0 2,753,063 USA EDUCATION INC COM 90390U102 149,600 2,200 X 2,200 0 0 VERISIGN INC, COM 92343E102 679,933 9,165 X 55 0 7,476 VERITAS SOFTWARE CORP COM 923436109 645,050 7,372 X 7,372 0 0 VERIZON COMMUNICATIONS ; COM 92343V104 17,544 350 X 0 0 350 VIEWPOINT CORP COM 92672P108 2,145,318 394,505 X 16,450 0 350,765 VITESSE SEMICONDUCTOR CORP, COM 928497106 13,439,953 242,980 X 69,985 0 166,475 VYYO INC COM 918458100 15,680,833 2,560,136 X 46,265 0 2,451,871 W R BERKLEY CORP COM 084423102 35,540,350 753,165 X 0 0 735,273 WALT DISNEY CO HOLDING CO, COM 254687106 129,006 4,458 X 0 0 4,458 WASTE MANAGEMENT INC DEL, (NEW) COM 94106L109 28,280,025 1,019,100 X 0 0 1,005,673 WEBSENSE INC COM 947684106 4,008,235 276,430 X 12,650 0 240,945 WESTAIM CORP COM 956909105 24,798,816 2,875,225 X 0 0 2,843,175 WOODHEAD INDUSTRIES INC COM 979438108 3,118,413 158,900 X 3,600 0 153,875 WOODWARD GOVERNOR CO COM 980745103 1,520,829 33,985 X 790 0 32,835 WORLDPORT COMMUNICATIONS INC COM 98155J105 2,847,667 851,575 X 41,100 0 798,125 XEROX CORP COM 984121103 138,750 30,000 X 30,000 0 0 ZENITH NATIONAL INSURANCE CORP COM 989390109 2,024,672 68,925 X 0 0 68,925 Page Total: 271,842,737 TOTAL: 3,205,658,692
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