0001144204-13-005622.txt : 20130204 0001144204-13-005622.hdr.sgml : 20130204 20130204113636 ACCESSION NUMBER: 0001144204-13-005622 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130204 DATE AS OF CHANGE: 20130204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL FINANCIAL PARTNERS CORP CENTRAL INDEX KEY: 0001183186 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 134029115 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79626 FILM NUMBER: 13568752 BUSINESS ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 BUSINESS PHONE: 212-301-4000 MAIL ADDRESS: STREET 1: 340 MADISON AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10173 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLAIR WILLIAM & CO/IL CENTRAL INDEX KEY: 0000902367 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 362214610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 222 WEST ADAMS ST CITY: CHICAGO STATE: IL ZIP: 60606-5312 BUSINESS PHONE: 3122361600 MAIL ADDRESS: STREET 1: 222 WEST ADAMS CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G 1 v333512_sc13g.htm SC 13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G*

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO § 240.13d-2

(Amendment No.__)*

 

NATIONAL FINANCIAL PARTNERS

(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
63607P208
(CUSIP Number)
 
December 31, 2012
(Date of Event Which Requires Filing of the Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x Rule 13d-1(b)

o Rule 13d-1(c)

o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

Cusip No. 63607P208 13G Page 2 of 5 Pages

 

1.

 

NAME OF REPORTING PERSONS

William Blair & Company, LLC

 

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(SEE INSTRUCTIONS)

(a)     o

(b)     o

 

 

3.

 

SEC USE ONLY

 

 

4.

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

222 W. ADAMS STREET, CHICAGO, IL 60606 USA

 

 

NUMBER OF

 

SHARES

 

BENEFICIALLY

 

OWNED BY

 

EACH

 

REPORTING

 

PERSON

 

WITH 

 

5.

 

SOLE VOTING POWER     3,546,373

 

 

6.

 

SHARED VOTING POWER     0

 

 

7.

 

SOLE DISPOSITIVE POWER     3,546,373

 

 

8.

 

 

SHARED DISPOSITIVE POWER    0

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  
3,546,373

 

 

10.

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(SEE INSTRUCTIONS)

o

 

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

9.05%

 

 

12.

 

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

BD, IA

 

 

 
 

 

Cusip No. 63607P208 13G Page 3 of 5 Pages

 

 

Item 1(a). Name of Issuer:
  NATIONAL FINANCIAL PARTNERS
   
Item 1(b). Address of Issuer’s Principal Executive Offices:
  340 Madison Avenue, 20th Floor, New York City, NY 10173, United States
   
Item 2(a). Name of Person Filing:
  WILLIAM BLAIR & COMPANY, LLC
   
Item 2(b). Address of Principal Business Office or, if none, Residence:
  222 WEST ADAMS STREET, CHICAGO, IL 60606
   
Item 2(c). Citizenship:
  USA
   
Item 2(d). Title of Class of Securities:
  COMMON STOCK
   
Item 2(e). CUSIP Number:
  63607P208
   
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

 

  (a) x Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
       
  (b) o Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
       
  (c) o Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
       
  (d) o Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
       
  (e) x An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
       
  (f) o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
       
  (g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
       
  (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
       
  (j) o A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
       
  (k) o Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
       
 

If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________. 

 

 
 

 

Cusip No. 63607P208 13G Page 4 of 5 Pages

 

 

Item 4. Ownership:
  Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
   
  (a) Amount beneficially owned: 3,546,373
     
  (b) Percent of class: 9.05%
     
  (c) Number of shares as to which the person has:
     
    (i) Sole power to vote or to direct the vote: 3,546,373
       
    (ii) Shared power to vote or to direct the vote: 0
       
    (iii) Sole power to dispose or to direct the disposition of: 3,546,373
       
    (iv) Shared power to dispose or to direct the disposition of: 0
       
Item 5. Ownership of Five Percent or Less of a Class:
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o.
   
Item 6. Ownership of More Than Five Percent on Behalf of Another Person:
  N/A
       
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
  N/A  
     
Item 8. Identification and Classification of Members of the Group:
  N/A  
     
Item 9. Notice of Dissolution of Group:
  N/A  
       
Item 10. Certifications:
  N/A    

 

 
 

 

Cusip No. 63607P208 13G Page 5 of 5 Pages

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

      Date:

February 4, 2013

 
           
      By: /s/ Michelle R. Seitz  
           
      Name: Michelle R. Seitz  
           
      Title: Principal, Head of Investment Management  
           

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement, Provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations

(see 18 U.S.C. 1001).