-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H0lu+7EmZOEZ+94zdKG7y7jhxuX7X7hsYUaheon2P/cez0Hh+o2JIAA3J/aJCwfm 0ZEtOaVzr+cM7BtY6ZWZLQ== 0001010521-00-000244.txt : 20000411 0001010521-00-000244.hdr.sgml : 20000411 ACCESSION NUMBER: 0001010521-00-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DELTA & PINE LAND CO CENTRAL INDEX KEY: 0000902277 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 621040440 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14136 FILM NUMBER: 597487 BUSINESS ADDRESS: STREET 1: ONE COTTON ROW CITY: SCOTT STATE: MI ZIP: 38772 BUSINESS PHONE: 6017423351 MAIL ADDRESS: STREET 1: ONE COTTON ROW CITY: SCOTT STATE: MS ZIP: 38772 COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000736260 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] OWNER FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: JOHN HANCOCK PLACE STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02117 MAIL ADDRESS: STREET 1: JOHN HANCOCK PLACE STREET 2: 200 CLARENDON STREET CITY: BOSTON STATE: MA ZIP: 02117 4 1 DELTA AND PINE LAND COMPANY ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b*). ________________________________________________________________________________ 1. Name and Address of Reporting Person* John Hancock Financial Services, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) P.O. Box 111 - -------------------------------------------------------------------------------- (Street) Boston MA 02117 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Delta and Pine Land Company (NYSE "DLP") ________________________________________________________________________________ 3. IRS or Social Security Number of Reporting Person (Voluntary) 04-3483032 ________________________________________________________________________________ 4. Statement for Month/Year 3/00 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by One Reporting Person [_] Form filed by More than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. 6. 4. Amount of Owner- Securities Acquired (A) or Securities ship Disposed of (D) Beneficially Form: 7. (Instr. 3, 4 and 5) Owned at End Direct Nature of 2. 3. ----------------------------- of Issuer's (D) or Indirect 1. Transaction Transaction (A) Fiscal Year Indirect Beneficial Title of Security Date Code Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (Month/Day/Year) (Instr. 8) (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/6/00 S 43,000 D $20.375 I Owned by JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/9/00 S 43,000 D $19.1051 I Owned by JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/16/00 S 43,000 D $20.1086 I Owned by JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3/22/00 S 43,000 D $19.6565 3,720,264 I Owned by JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) SEC 1474 (4/97) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. 10. Number Owner- of ship 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- Securities Date Securities Price Bene- ity: In- cise 3. Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- 4. or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Trans- of (D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date action (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ Code 4 and 5) Date Expira- Number ity Year (I) ship Security Secur- Day/ (Instr. ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) 8) (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common Owned by to sell) (2) 3/6/00 J 1 3/7/05 3/7/05 Stock 100,000 (2) 1 I JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common Owned by to sell) (3) 3/8/00 J 1 3/8/05 3/8/05 Stock 100,000 (3) 1 I JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common Owned by to sell) (4) 3/16/00 J 1 3/16/05 3/16/05 Stock 100,000 (4) 1 I JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common Owned by to sell) (5) 3/22/00 J 1 3/22/05 3/22/05 Stock 100,000 (5) 1 I JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Collar arrangement (right/obligation Common Owned by to sell) (6) 3/27/00 J 1 3/28/05 3/28/05 Stock 100,000 (6) 1 I JHLICO (1) - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) Effective February 1, 2000, John Hancock Financial Services, Inc. became the parent of John Hancock Life Insurance Company (JHLICO), formerly named John Hancock Mutual Life Insurance Company. (2) On March 6, 2000, JHLICO entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 3/7/05, JHLICO has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from JHLICO at a price of $16.344 per share or, alternatively, the financial institution has the right to require JHLICO to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $19.976 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $475,792 to JHLICO. (3) On March 8, 2000, JHLICO entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 3/8/05, JHLICO has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from JHLICO at a price of $17.721 per share or, alternatively, the financial institution has the right to require JHLICO to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $21.659 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $512,924.50 to JHLICO. (4) On March 16, 2000, JHLICO entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 3/16/00, JHLICO has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from JHLICO at a price of $17.568 per share or, alternatively, the financial institution has the right to require JHLICO to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $21.472 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $508,496 to JHLICO. (5) On March 22, 2000, JHLICO entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 3/22/05, JHLICO has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from JHLICO at a price of $18.036 per share or, alternatively, the financial institution has the right to require JHLICO to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $22.044 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $520,038 to JHLICO. (6) On March 27, 2000, JHLICO entered into a collar arrangement with a financial institution. Under the terms of the collar arrangement, on its expiration date, 3/28/05, JHLICO has the right to require the financial institution to purchase 100,000 shares of Delta and Pine Land Company common stock from JHLICO at a price of $17.019 per share or, alternatively, the financial institution has the right to require JHLICO to sell to it 100,000 shares of Delta and Pine Land Company common stock at a price of $20.801 per share. In connection with the execution of the collar arrangement, the financial institution paid a net fee of $478,423 to JHLICO.
John Hancock Financial Services, Inc. By:/s/Barry J. Rubenstein April 10, 2000 - --------------------------------------------- ----------------------- Barry J. Rubenstein Date Vice President, Counsel & Secretary ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. SEC 1474 (4/97) -----END PRIVACY-ENHANCED MESSAGE-----