8-K 1 lby20190910_8k.htm FORM 8-K lby20190910_8k.htm

 



 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549 

 


 

FORM 8-K 

 


 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934 

 

Date of Report (Date of earliest event reported): October 28, 2019

 


Libbey Inc. 

(Exact name of registrant as specified in its charter)

 


         

Delaware

 

1-12084

 

34-1559357

(State of incorporation)

 

(Commission File Number)

 

(IRS Employer identification No.)

         
 

300 Madison Avenue

Toledo, Ohio

 

43604

 
 

(Address of principal executive offices)

 

(Zip Code)

 

 

Registrant's telephone number, including area code: (419) 325-2100

 


 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

Trading Symbol

Name of Each Exchange on Which Registered

Common Stock, $.01 par value

LBY

NYSE American

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instructions A.2. below):

 

☐      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 



 

 

 

 

Item 2.02 Results of Operations and Financial Condition

 

The information in this Item is furnished to, but not filed with, the Securities and Exchange Commission solely under Item 2.02 of Form 8-K, “Results of Operations and Financial Condition.”

 

On October 28, 2019, Libbey Inc. issued a press release announcing financial results for the third quarter ended September 30, 2019. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

 

Item 9.01 Financial Statements and Exhibits

 

 

d)

The following exhibits are being filed herewith:

 

 

Exhibit No.

 

Description

 

99.1

 

Press release dated October 28, 2019

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Libbey Inc.

Registrant

 

 

 

Date: October 28, 2019

By:  

/s/ James C. Burmeister

 

 

 

 

James C. Burmeister

 

 

 

 

Senior Vice President, Chief Financial Officer and Chief Operating Officer