0000902274-17-000131.txt : 20170823 0000902274-17-000131.hdr.sgml : 20170823 20170823205031 ACCESSION NUMBER: 0000902274-17-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170822 FILED AS OF DATE: 20170823 DATE AS OF CHANGE: 20170823 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER DEBORAH G CENTRAL INDEX KEY: 0001257031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12084 FILM NUMBER: 171048101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIBBEY INC CENTRAL INDEX KEY: 0000902274 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 341559357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 MADISON AVE STREET 2: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 419-325-2100 MAIL ADDRESS: STREET 1: PO BOX 10060 CITY: TOLEDO STATE: OH ZIP: 43699-0060 4 1 wf-form4_150353581685676.xml FORM 4 X0306 4 2017-08-22 0 0000902274 LIBBEY INC LBY 0001257031 MILLER DEBORAH G 300 MADISON AVENUE PO BOX 10060 TOLEDO OH 43699-0060 1 0 0 0 Common Stock 35344 D Phantom Stock Units 0.0 2017-08-22 4 A 0 33.7866 8.10 A 1988-08-08 1988-08-08 Common Stock 33.7866 2362.9085 D The phantom stock units under the Libbey Inc. directors deferred compensation plan are to be settled in cash upon the reporting person's retirement. The plan is a 16b(3) plan. The reporting person acquired 33.7866 units equal to one share per unit on August 22, 2017 in lieu of compensation for a dividend payment. Units were acquired on August 22, 2017 at $8.10 per unit. Phantom stock units pursuant to the Libbey director's deferred compensation plan (the "Plan"), a 16b(3) plan are acquired in lieu of cash compensation earned as a director for board and board committee service or in lieu of cash dividends on the deferred phantom stock units. The number of units (each equivalent to one common share of Libbey Inc.) acquired are equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation is earned or the dividend paid. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the last trading day prior to the day the compensation is earned or the dividend is paid. The units earned are settled in cash upon the director's elected settlement date or retirement from the board. Debbie Hyndman, Attorney-in-Fact for Deborah G. Miller 2017-08-23