-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Us5Lo8gCImkGmntxrw9053BMGGUGf7QbX+blgd6YpyaJfOL5xC/Hi05Mk1F6zG3s YbEA84WyMdckHQrRYFsrsw== 0000927016-00-000367.txt : 20000210 0000927016-00-000367.hdr.sgml : 20000210 ACCESSION NUMBER: 0000927016-00-000367 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASPEN TECHNOLOGY INC /DE/ CENTRAL INDEX KEY: 0000929940 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042739697 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-44607 FILM NUMBER: 527959 BUSINESS ADDRESS: STREET 1: TEN CANAL PARK CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6179491000 MAIL ADDRESS: STREET 1: TEN CANAL PK CITY: CAMBRIDGE STATE: MA ZIP: 02141 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS CAPITAL RESOURCE CO CENTRAL INDEX KEY: 0000902195 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: BERKELEY AT 420 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6179517793 MAIL ADDRESS: STREET 1: BERKELEY AT 420 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02116 SC 13G 1 FORM SC13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934* Aspen Technology, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 045327103 ------------------------------ (CUSIP Number) December 31, 1999 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages ------------------- CUSIP No. 04527103 13G ------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Massachusetts Capital Resource Company 042631251 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 A Massachusetts Corporation - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 175,000 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 ---- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 175,000 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 ---- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 175,000 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (See Instructions) [x] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 less than 1.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (See Instructions) 12 PN - ------------------------------------------------------------------------------ Page 2 of 5 Pages SCHEDULE 13G ------------ Item 1(a) Name of Issuer: Aspen Technology, Inc. 1(b) Address of Issuer's Principal Executive Offices Ten Canal Park Cambridge, MA 02141 Item 2(a) Name of Person Filing: Massachusetts Capital Resource Company 2(b) Address of Principal Business Office or, if none, Residence: The Berkeley at 420 Boylston St. Boston, MA 02116 2(c) Citizenship: A Massachusetts Corporation 2(d) Title of Class of Securities: Common Stock 2(e) CUSIP Number: 04527103 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b): The reporting person is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: 4(a) Amount beneficially owned: The reporting person owns 175,000 shares of Common Stock of Aspen Technology, Inc. The reporting person, therefore, is deemed to beneficially own 175,000 shares of Common Stock. This figure does not include 1,195,500 shares of Common Stock beneficially owned, as of December 31,1999, by one of the reporting person's partners, John Hancock Life Insurance Company. Effective February 1, 2000, John Hancock Mutual Life Insurance Company was renamed John Hancock Life Insurance Company and is the direct, wholly owned subsidiary of John Hancock Financial Services, Inc. See Item 8 and Exhibit A. --- 4(b) Percent of class: less than 1.0% 4(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 175,000 shares (ii) Shared power to vote or to direct the vote: ---- (iii) Sole power to dispose or to direct the disposition of: 175,000 shares (iv) Shared power to dispose or to direct the disposition of: ---- Item 5. Ownership of Five Percent or Less of a Class: Not Applicable. Page 3 of 5 Pages Item 6. Ownership of More than Five Percent on Behalf of Another Person: The right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the common stock is held by certain clients of the reporting person, none of which has such right or power with respect to five percent or more of the common stock. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: This schedule has been filed pursuant to rule 13d- 1(b)(1)(ii)(H). Exhibit A hereto sets forth the identity and Item 3 classification of each member of the group. Item 9. Notice of Dissolution of Group: Not Applicable. Item 10. Certification: By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. MASSACHUSETTS CAPITAL RESOURCE COMPANY By: /s/ William J. Torpey, Jr. ---------------------------------- Name: William J. Torpey, Jr. Title: President February 4, 2000 Page 4 of 5 Pages Exhibit A Massachusetts Capital Resource Company is a limited partnership. Each of its partners is an insurance company as defined in Section 3(a)(19) of the Securities Exchange Act of 1934. Its general partners are: John Hancock Life Insurance Company (formerly John Hancock Mutual Life Insurance Company) New England Life Insurance Company Massachusetts Mutual Life Insurance Company First Allmerica Financial Life Insurance Company Its limited partners are: UnumProvident Corporation Berkshire Life Insurance Company Boston Mutual Life Insurance Company Metropolitan Life Insurance Company Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----