0001104659-21-152624.txt : 20211222
0001104659-21-152624.hdr.sgml : 20211222
20211222161343
ACCESSION NUMBER: 0001104659-21-152624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211221
FILED AS OF DATE: 20211222
DATE AS OF CHANGE: 20211222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GATES WILLIAM H III
CENTRAL INDEX KEY: 0000902012
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39011
FILM NUMBER: 211513408
MAIL ADDRESS:
STREET 1: 2365 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gates Frontier, LLC
CENTRAL INDEX KEY: 0001580115
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39011
FILM NUMBER: 211513409
BUSINESS ADDRESS:
STREET 1: 2365 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: 425-889-7900
MAIL ADDRESS:
STREET 1: 2365 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER NAME:
FORMER CONFORMED NAME: Gates Ventures, LLC
DATE OF NAME CHANGE: 20130625
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EXICURE, INC.
CENTRAL INDEX KEY: 0001698530
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 815333008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2430 N. HALSTED ST.
CITY: CHICAGO
STATE: IL
ZIP: 60614
BUSINESS PHONE: 847-673-1700
MAIL ADDRESS:
STREET 1: 2430 N. HALSTED ST.
CITY: CHICAGO
STATE: IL
ZIP: 60614
FORMER COMPANY:
FORMER CONFORMED NAME: Max-1 Acquisition Corp
DATE OF NAME CHANGE: 20170221
4
1
tm2136150-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-21
1
0001698530
EXICURE, INC.
XCUR
0001580115
Gates Frontier, LLC
2365 CARILLON POINT
KIRKLAND
WA
98033
0
0
1
0
0000902012
GATES WILLIAM H III
2365 CARILLON POINT
KIRKLAND
WA
98033
0
0
1
0
Common stock
2021-12-21
4
S
0
1268619
0.2390
D
5064703
D
This transaction was executed in multiple trades at prices ranging from $0.2300 to $0.2492. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Gates Frontier, LLC by /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Manager
2021-12-22
William H. Gates III by /s/ Alan Heuberger, Attorney-in-fact
2021-12-22