0001104659-21-152624.txt : 20211222 0001104659-21-152624.hdr.sgml : 20211222 20211222161343 ACCESSION NUMBER: 0001104659-21-152624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211221 FILED AS OF DATE: 20211222 DATE AS OF CHANGE: 20211222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES WILLIAM H III CENTRAL INDEX KEY: 0000902012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39011 FILM NUMBER: 211513408 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gates Frontier, LLC CENTRAL INDEX KEY: 0001580115 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39011 FILM NUMBER: 211513409 BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 425-889-7900 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER NAME: FORMER CONFORMED NAME: Gates Ventures, LLC DATE OF NAME CHANGE: 20130625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXICURE, INC. CENTRAL INDEX KEY: 0001698530 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815333008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2430 N. HALSTED ST. CITY: CHICAGO STATE: IL ZIP: 60614 BUSINESS PHONE: 847-673-1700 MAIL ADDRESS: STREET 1: 2430 N. HALSTED ST. CITY: CHICAGO STATE: IL ZIP: 60614 FORMER COMPANY: FORMER CONFORMED NAME: Max-1 Acquisition Corp DATE OF NAME CHANGE: 20170221 4 1 tm2136150-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-21 1 0001698530 EXICURE, INC. XCUR 0001580115 Gates Frontier, LLC 2365 CARILLON POINT KIRKLAND WA 98033 0 0 1 0 0000902012 GATES WILLIAM H III 2365 CARILLON POINT KIRKLAND WA 98033 0 0 1 0 Common stock 2021-12-21 4 S 0 1268619 0.2390 D 5064703 D This transaction was executed in multiple trades at prices ranging from $0.2300 to $0.2492. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Gates Frontier, LLC by /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Manager 2021-12-22 William H. Gates III by /s/ Alan Heuberger, Attorney-in-fact 2021-12-22