0001104659-20-073034.txt : 20200612
0001104659-20-073034.hdr.sgml : 20200612
20200612195328
ACCESSION NUMBER: 0001104659-20-073034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200611
FILED AS OF DATE: 20200612
DATE AS OF CHANGE: 20200612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CASCADE INVESTMENT, L.L.C.
CENTRAL INDEX KEY: 0001052192
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39315
FILM NUMBER: 20961685
BUSINESS ADDRESS:
STREET 1: 2365 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: 4258897900
MAIL ADDRESS:
STREET 1: 2365 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER NAME:
FORMER CONFORMED NAME: CASCADE INVESTMENT LLC
DATE OF NAME CHANGE: 19980102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GATES WILLIAM H III
CENTRAL INDEX KEY: 0000902012
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39315
FILM NUMBER: 20961686
MAIL ADDRESS:
STREET 1: 2365 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vroom, Inc.
CENTRAL INDEX KEY: 0001580864
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 901112566
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1375 BROADWAY, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 646-979-4746
MAIL ADDRESS:
STREET 1: 1375 BROADWAY, 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: AutoAmerica, Inc.
DATE OF NAME CHANGE: 20130705
4
1
a4.xml
4
X0306
4
2020-06-11
1
0001580864
Vroom, Inc.
VRM
0001052192
CASCADE INVESTMENT, L.L.C.
2365 CARILLON POINT
KIRKLAND
WA
98033
0
0
1
0
0000902012
GATES WILLIAM H III
2365 CARILLON POINT
KIRKLAND
WA
98033
0
0
1
0
Common stock
2020-06-11
4
C
0
6771076
A
6771076
D
Series G preferred stock
2020-06-11
4
C
0
2785365
D
Common stock
5570730
0
D
Series H preferred stock
2020-06-11
4
C
0
600173
D
Common stock
1200346
0
D
Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock.
Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO.
Cascade Investment, L.L.C. by: /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Business Manager
2020-06-12
William H. Gates III by: /s/ Alan Heuberger, Attorney-in-fact
2020-06-12