0001104659-20-073034.txt : 20200612 0001104659-20-073034.hdr.sgml : 20200612 20200612195328 ACCESSION NUMBER: 0001104659-20-073034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200611 FILED AS OF DATE: 20200612 DATE AS OF CHANGE: 20200612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASCADE INVESTMENT, L.L.C. CENTRAL INDEX KEY: 0001052192 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 20961685 BUSINESS ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258897900 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER NAME: FORMER CONFORMED NAME: CASCADE INVESTMENT LLC DATE OF NAME CHANGE: 19980102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GATES WILLIAM H III CENTRAL INDEX KEY: 0000902012 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39315 FILM NUMBER: 20961686 MAIL ADDRESS: STREET 1: 2365 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vroom, Inc. CENTRAL INDEX KEY: 0001580864 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 901112566 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-979-4746 MAIL ADDRESS: STREET 1: 1375 BROADWAY, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: AutoAmerica, Inc. DATE OF NAME CHANGE: 20130705 4 1 a4.xml 4 X0306 4 2020-06-11 1 0001580864 Vroom, Inc. VRM 0001052192 CASCADE INVESTMENT, L.L.C. 2365 CARILLON POINT KIRKLAND WA 98033 0 0 1 0 0000902012 GATES WILLIAM H III 2365 CARILLON POINT KIRKLAND WA 98033 0 0 1 0 Common stock 2020-06-11 4 C 0 6771076 A 6771076 D Series G preferred stock 2020-06-11 4 C 0 2785365 D Common stock 5570730 0 D Series H preferred stock 2020-06-11 4 C 0 600173 D Common stock 1200346 0 D Upon closing of the Issuer's initial public offering ("IPO"), the Series G preferred stock and Series H preferred stock converted automatically into common stock without payment of further consideration. There was no expiration date for the Series G preferred stock or Series H preferred stock. Reflects 2-for-1 forward stock split, which became effective upon the closing of the Issuer's IPO. Cascade Investment, L.L.C. by: /s/ Alan Heuberger, Attorney-in-fact for Michael Larson, Business Manager 2020-06-12 William H. Gates III by: /s/ Alan Heuberger, Attorney-in-fact 2020-06-12