0001127602-23-019311.txt : 20230622 0001127602-23-019311.hdr.sgml : 20230622 20230622195620 ACCESSION NUMBER: 0001127602-23-019311 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230620 FILED AS OF DATE: 20230622 DATE AS OF CHANGE: 20230622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLISON LAWRENCE JOSEPH CENTRAL INDEX KEY: 0000901999 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35992 FILM NUMBER: 231034628 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MGMT CORPORATION STREET 2: 5525 KIETZKE LANE, SUITE 200 CITY: RENO STATE: NV ZIP: 89511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2300 ORACLE WAY CITY: AUSTIN STATE: TX ZIP: 78741 BUSINESS PHONE: (737) 867-1000 MAIL ADDRESS: STREET 1: 2300 ORACLE WAY CITY: AUSTIN STATE: TX ZIP: 78741 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-06-20 0001341439 ORACLE CORP ORCL 0000901999 ELLISON LAWRENCE JOSEPH C/O DELPHI ASSET MGMT CORPORATION 5525 KIETZKE LANE, SUITE 200 RENO NV 89511 1 1 1 1 Executive Chairman Chief Technology Officer 0 Common Stock 2023-06-20 4 M 0 1750000 30.11 A 1147482353 D Common Stock 2023-06-20 4 S 0 980720 122.4504 D 1146501633 D Common Stock 2023-06-20 4 S 0 390556 123.5044 D 1146111077 D Common Stock 2023-06-20 4 S 0 363277 124.3259 D 1145747800 D Common Stock 2023-06-20 4 S 0 15447 125.0337 D 1145732353 D Common Stock 2023-06-21 4 M 0 1750000 30.11 A 1147482353 D Common Stock 2023-06-21 4 S 0 513859 121.0071 D 1146968494 D Common Stock 2023-06-21 4 S 0 754153 121.9005 D 1146214341 D Common Stock 2023-06-21 4 S 0 481988 122.833 D 1145732353 D Common Stock 2023-06-22 4 M 0 1750000 30.11 A 1147482353 D Common Stock 2023-06-22 4 S 0 1249284 120.5919 D 1146233069 D Common Stock 2023-06-22 4 S 0 354472 121.6958 D 1145878597 D Common Stock 2023-06-22 4 S 0 146244 122.2406 D 1145732353 D Stock Option 30.11 2023-06-20 4 M 0 1750000 0 D 2023-07-01 Common Stock 1750000 5250000 D Stock Option 30.11 2023-06-21 4 M 0 1750000 0 D 2023-07-01 Common Stock 1750000 3500000 D Stock Option 30.11 2023-06-22 4 M 0 1750000 0 D 2023-07-01 Common Stock 1750000 1750000 D This transaction was executed in multiple trades at prices ranging from $121.97 to $122.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $122.97 to $123.965. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $123.97 to $124.965. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $124.97 to $125.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $120.37 to $121.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $121.37 to $122.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $122.37 to $123.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $120.09 to $121.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $121.09 to $122.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $122.09 to $122.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. 25% of the shares subject to the option vested annually on each anniversary of the grant date. /s/ Rebecca Isakson by Rebecca Isakson, Attorney in fact for Lawrence J. Ellison (POA filed 12/27/18) 2023-06-22