0001640801-15-000005.txt : 20150814
0001640801-15-000005.hdr.sgml : 20150814
20150814154200
ACCESSION NUMBER: 0001640801-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA
CENTRAL INDEX KEY: 0000901849
IRS NUMBER: 061116976
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15487
FILM NUMBER: 151055386
BUSINESS ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-598-8359
MAIL ADDRESS:
STREET 1: 7 HANOVER SQUARE
CITY: NY
STATE: NY
ZIP: 10004
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0000901849
XXXXXXXX
06-30-2015
06-30-2015
true
1
RESTATEMENT
GUARDIAN LIFE INSURANCE CO OF AMERICA
7 HANOVER SQUARE
NY
NY
10004
13F COMBINATION REPORT
028-15487
028-12027
RS Investment Management Co. LLC
Y
Data transmission conversion error. Incorrectly stated share and value. Information has been updated
John H. Walter
Vice President, Director of Finance
212.598.1398
/S/ John H. Walter
New York
NY
08-14-2015
0
575
1153880
false
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0
0
FAMILY DOLLAR STORES INC
COM
307000109
33
417
SH
SOLE
417
0
0
FASTENAL COMPANY
COM
311900104
50
1185
SH
SOLE
1185
0
0
FDX CORP
COM
31428X106
196
1152
SH
SOLE
1152
0
0
F5 NETWORKS INC
COM
315616102
39
322
SH
SOLE
322
0
0
FIDELITY NATIONAL INFORMATION SERVICES
COM
31620M106
77
1239
SH
SOLE
1239
0
0
FIDELITY NATIONAL TITLE
NOTE
31620RAE5
8439
4124000
PRN
SOLE
4124000
0
0
FIFTH THIRD BANCORP
COM
316773100
74
3549
SH
SOLE
3549
0
0
FIRST SOLAR INC
COM
336433107
15
326
SH
SOLE
326
0
0
FISERV INC
COM
337738108
86
1044
SH
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1044
0
0
FIRSTENERGY CORP
COM
337932107
60
1842
SH
SOLE
1842
0
0
FLUOR CORP - NEW
COM
343412102
34
647
SH
SOLE
647
0
0
FLOWSERVE CORPORATION
COM
34354P105
31
593
SH
SOLE
593
0
0
FORD MOTOR COMPANY
COM
345370860
261
17419
SH
SOLE
17419
0
0
FOSSIL INC
COM
34988V106
13
189
SH
SOLE
189
0
0
FRANKLIN RESOURCES INC
COM
354613101
84
1709
SH
SOLE
1709
0
0
FREEPORT-MCMORAN
COM
35671D857
85
4548
SH
SOLE
4548
0
0
CITIZENS COMMUNICATIONS CO
COM
35906A108
25
5053
SH
SOLE
5053
0
0
FRONTIER COMMUNICATIONS
NOTE
35906A207
11435
115000
PRN
SOLE
115000
0
0
GAMESTOP CORP
COM
36467W109
20
472
SH
SOLE
472
0
0
GANNETT SPINCO INC
COM
36473H104
7
496
SH
SOLE
496
0
0
GAP INC
COM
364760108
44
1161
SH
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1161
0
0
GENERAL DYNAMICS CORP
COM
369550108
195
1378
SH
SOLE
1378
0
0
GENERAL ELECTRIC CO
COM
369604103
1173
44150
SH
SOLE
44150
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
71
2748
SH
SOLE
2748
0
0
GENERAL MILLS INC
COM
370334104
146
2612
SH
SOLE
2612
0
0
GENERAL MOTORS CORP
COM
37045V100
197
5916
SH
SOLE
5916
0
0
GENESEE & WYOMING INC
UNIT 10/01/2015
371559204
7264
73000
PRN
SOLE
73000
0
0
GENUINE PARTS CO
COM
372460105
59
663
SH
SOLE
663
0
0
GENWORTH FINANCIAL INC
COM
37247D106
16
2172
SH
SOLE
2172
0
0
GILEAD SCIENCES INC
COM
375558103
754
6440
SH
SOLE
6440
0
0
GILEAD SCIENCES INC
NOTE
375558AP8
31969
6200000
PRN
SOLE
6200000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
368
1761
SH
SOLE
1761
0
0
GOODYEAR TIRE & RUBBER CORP
COM
382550101
36
1179
SH
SOLE
1179
0
0
GOOGLE INC
CL A
38259P508
677
1254
SH
SOLE
1254
0
0
GOOGLE INC
CL C
38259P706
654
1257
SH
SOLE
1257
0
0
GRAINGER WW INC
COM
384802104
63
267
SH
SOLE
267
0
0
GREEN PLAINS REVEWABLE ENERGY
NOTE
393222AD6
15825
10900000
PRN
SOLE
10900000
0
0
HCA-THE HEALTHCARE CO
COM
40412C101
115
1271
SH
SOLE
1271
0
0
HCP INC
COM
40414L109
73
2015
SH
SOLE
2015
0
0
HALLIBURTON CO
COM
406216101
161
3728
SH
SOLE
3728
0
0
HANES BRANDS INC
COM
410345102
58
1753
SH
SOLE
1753
0
0
HARLEY DAVIDSON
COM
412822108
52
917
SH
SOLE
917
0
0
HARMAN INTL
COM
413086109
37
311
SH
SOLE
311
0
0
HARRIS CORP
COM
413875105
41
539
SH
SOLE
539
0
0
HARTFORD FINANCIAL SERVICES GROUP
COM
416515104
77
1842
SH
SOLE
1842
0
0
HASBRO INC
COM
418056107
37
497
SH
SOLE
497
0
0
HEALTH CARE REIT INC
COM
42217K106
101
1538
SH
SOLE
1538
0
0
HELMERICH AND PAYNE
COM
423452101
33
469
SH
SOLE
469
0
0
HERSHEY FOODS CORP
COM
427866108
57
644
SH
SOLE
644
0
0
HESS CORP
COM
42809H107
71
1063
SH
SOLE
1063
0
0
HEWLETT PACKARD INC
COM
428236103
238
7916
SH
SOLE
7916
0
0
HOME DEPOT INC
COM
437076102
633
5692
SH
SOLE
5692
0
0
ALLIEDSIGNAL INC
COM
438516106
349
3423
SH
SOLE
3423
0
0
HORMEL FOODS CORP
COM
440452100
33
590
SH
SOLE
590
0
0
HORNBECK OFFSHORE SERVICES INC
NOTE
440543AN6
8407
10300000
PRN
SOLE
10300000
0
0
HOSPIRA INC
COM
441060100
66
749
SH
SOLE
749
0
0
HOST MARRIOT CORP
COM
44107P104
66
3313
SH
SOLE
3313
0
0
HUDSON CITY BANCORP INC
COM
443683107
21
2105
SH
SOLE
2105
0
0
HUMANA INC
COM
444859102
125
655
SH
SOLE
655
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
40
3545
SH
SOLE
3545
0
0
HYBRIDON INC CSD
COM
45168K306
1379
371759
SH
SOLE
371759
0
0
ILLINOIS TOOL WORKS
COM
452308109
136
1483
SH
SOLE
1483
0
0
INTEL CORP
COM
458140100
632
20787
SH
SOLE
20787
0
0
INTEL CORP
NOTE
458140AF7
19776
13000000
PRN
SOLE
13000000
0
0
INTEGRYS ENERGY GROUP INC
COM
45822P105
24
343
SH
SOLE
343
0
0
INTERCONTINENTALEXCHANGE INC
COM
45866F104
110
492
SH
SOLE
492
0
0
INTL BUSINESS MACH
COM
459200101
654
4020
SH
SOLE
4020
0
0
INTL FLAVORS & FRAGRANCES
COM
459506101
38
352
SH
SOLE
352
0
0
INTERNATIONAL PAPER CO
COM
460146103
88
1852
SH
SOLE
1852
0
0
INTERPUBLIC GROUP
COM
460690100
35
1804
SH
SOLE
1804
0
0
INTUIT INC
COM
461202103
122
1211
SH
SOLE
1211
0
0
INTUITIVE SURGICAL INC
COM
46120E602
78
160
SH
SOLE
160
0
0
IRIDIUM COMMUNICATIONS INC
PRD CONV B
46269C409
7998
24000
PRN
SOLE
24000
0
0
IRON MOUNTAIN
COM
46284V101
25
817
SH
SOLE
817
0
0
ISHARES MSCI EMERGING MKT IN
COM
464287234
11448
288955
SH
SOLE
288955
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287465
20729
326488
SH
SOLE
326488
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287499
40075
235307
SH
SOLE
235307
0
0
ISHARES MSCI EAFE INDEX FUND
COM
464287655
41435
331853
SH
SOLE
331853
0
0
ISHARES SILVER TRUST
COM
46428Q109
12669
842919
SH
SOLE
842919
0
0
CHASE MANHATTAN CORP
COM
46625H100
1102
16262
SH
SOLE
16262
0
0
JACOBS ENGINEERING GROUP INC
COM
469814107
22
551
SH
SOLE
551
0
0
JARDEN CORP
NOTE
471109AM0
122259
10500000
PRN
SOLE
10500000
0
0
JOHNSON & JOHNSON
COM
478160104
1184
12151
SH
SOLE
12151
0
0
JOHNSON CONTROLS
COM
478366107
142
2875
SH
SOLE
2875
0
0
JOY GLOBAL
COM
481165108
15
426
SH
SOLE
426
0
0
J2 GLOBAL INC
NOTE
48123VAC6
12753
11000000
PRN
SOLE
11000000
0
0
JUNIPER NETWORKS INC
COM
48203R104
40
1540
SH
SOLE
1540
0
0
KLA-TENCOR CORPORATION
COM
482480100
39
701
SH
SOLE
701
0
0
KANSAS CITY SOUTHERN INDS
COM
485170302
44
484
SH
SOLE
484
0
0
KELLOGG CO
COM
487836108
69
1107
SH
SOLE
1107
0
0
KEURIG GREEN MOUNTAIN INC
COM
49271M100
39
506
SH
SOLE
506
0
0
KEYCORP
COM
493267108
56
3718
SH
SOLE
3718
0
0
KEYCORP
PFD
493267405
12052
92000
PRN
SOLE
92000
0
0
KIMBERLY-CLARK CORP
COM
494368103
169
1599
SH
SOLE
1599
0
0
KIMCO REALTY
COM
49446R109
41
1804
SH
SOLE
1804
0
0
KINDER MORGAN INC
COM
49456B101
292
7600
SH
SOLE
7600
0
0
KOHLS CORP
COM
500255104
54
868
SH
SOLE
868
0
0
KRAFT FOODS INC
COM
50076Q106
221
2595
SH
SOLE
2595
0
0
KROGER CO
COM
501044101
156
2148
SH
SOLE
2148
0
0
LIMITED INC
COM
501797104
92
1075
SH
SOLE
1075
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
41
361
SH
SOLE
361
0
0
LABORATORY CORP OF AMERICA HOLDINGS
COM
50540R409
53
438
SH
SOLE
438
0
0
LABORATORY CORP OF AMERICA HOLDINGS
NOTE
50540RAG7
15176
9350000
PRN
SOLE
9350000
0
0
LAM RESEARCH CORP
COM
512807108
57
698
SH
SOLE
698
0
0
LAM RESEARCH CORP
NOTE
512807AJ7
21220
16000000
PRN
SOLE
16000000
0
0
ESTEE LAUDER
COM
518439104
85
976
SH
SOLE
976
0
0
LEGGETT & PLATT INC
COM
524660107
29
596
SH
SOLE
596
0
0
LEGG MASON INC
COM
524901105
23
437
SH
SOLE
437
0
0
LENNAR CORP
COM
526057104
40
782
SH
SOLE
782
0
0
LEUCADIA NATIONAL CORP
COM
527288104
33
1375
SH
SOLE
1375
0
0
LEVEL 3 COMMUNICATIONS
COM
52729N308
68
1289
SH
SOLE
1289
0
0
LIBERTY MEDIA CORP
NOTE
531229AB8
7600
8000000
PRN
SOLE
8000000
0
0
LILLY (ELI) & CO
COM
532457108
357
4276
SH
SOLE
4276
0
0
LINCOLN NATIONAL CORP
COM
534187109
66
1109
SH
SOLE
1109
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
46
1046
SH
SOLE
1046
0
0
LOCKHEED MARTIN CORP
COM
539830109
218
1170
SH
SOLE
1170
0
0
LOEWS CORP
COM
540424108
50
1302
SH
SOLE
1302
0
0
LOWES COMPANIES
COM
548661107
274
4087
SH
SOLE
4087
0
0
M&T BANK CORPORATION
COM
55261F104
73
581
SH
SOLE
581
0
0
MGIC INVESTMENT CORP
NOTE
552848AE3
13154
7900000
PRN
SOLE
7900000
0
0
MACERICH CO/THE
COM
554382101
46
615
SH
SOLE
615
0
0
MACQUARIE INFRASTRUCTURE
NOTE
55608BAA3
24269
20600000
PRN
SOLE
20600000
0
0
MACYS INC
COM
55616P104
100
1475
SH
SOLE
1475
0
0
USX MARATHON GROUP
COM
565849106
78
2952
SH
SOLE
2952
0
0
MARATHON PETROLEM
COM
56585A102
125
2390
SH
SOLE
2390
0
0
MARSH & MCLENNAN COS
COM
571748102
133
2353
SH
SOLE
2353
0
0
MARRIOT INTERNATIONAL
COM
571903202
68
908
SH
SOLE
908
0
0
MARTIN MARIETTA MATERIALS
COM
573284106
37
263
SH
SOLE
263
0
0
MASCO
COM
574599106
41
1529
SH
SOLE
1529
0
0
MASTERCARD INC
CL A
57636Q104
397
4247
SH
SOLE
4247
0
0
MATTEL INC
COM
577081102
38
1479
SH
SOLE
1479
0
0
MCCORMICK & CO
COM
579780206
46
568
SH
SOLE
568
0
0
MCDONALDS CORP
COM
580135101
400
4204
SH
SOLE
4204
0
0
MCGRAW HILL INC NOTE
COM
580645109
120
1196
SH
SOLE
1196
0
0
MCKESSON HBOC INC
COM
58155Q103
229
1018
SH
SOLE
1018
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
80
884
SH
SOLE
884
0
0
MEADWESTVACO CORP
COM
583334107
34
729
SH
SOLE
729
0
0
MENTOR GRAPHICS CORP
NOTE
587200AK2
15351
11350000
PRN
SOLE
11350000
0
0
MERCK & COMPANY INC
COM
58933Y105
705
12380
SH
SOLE
12380
0
0
MERITAGE CORP
NOTE
59001AAR3
953
900000
PRN
SOLE
900000
0
0
METLIFE INC
COM
59156R108
274
4888
SH
SOLE
4888
0
0
MICROSOFT CORP
COM
594918104
1565
35447
SH
SOLE
35447
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
42
881
SH
SOLE
881
0
0
MICRON TECHNOLOGY
COM
595112103
89
4711
SH
SOLE
4711
0
0
MOHAWK INDUSTRIES INC
COM
608190104
51
269
SH
SOLE
269
0
0
COORS (ADOLPH)
CL B
60871R209
49
699
SH
SOLE
699
0
0
MONDELEZ INTERNATIONAL INC
COM
609207105
293
7128
SH
SOLE
7128
0
0
MONSANTO CO
COM
61166W101
222
2087
SH
SOLE
2087
0
0
HANSEN NATURAL CORP
COM
61174X109
86
639
SH
SOLE
639
0
0
DUN AND BRADSTREET CORP
COM
615369105
84
778
SH
SOLE
778
0
0
MORGAN STANLEY
COM
617446448
262
6743
SH
SOLE
6743
0
0
MOSAIC CO/THE
COM
61945C103
64
1361
SH
SOLE
1361
0
0
MOTOROLA INC
COM
620076307
47
814
SH
SOLE
814
0
0
MURPHY OIL CORP
COM
626717102
30
725
SH
SOLE
725
0
0
MYLAN LABORATORIES
NOTE
628530AJ6
19311
3800000
PRN
SOLE
3800000
0
0
NRG ENERGY INC
COM
629377508
33
1462
SH
SOLE
1462
0
0
NXP SEMICONDUCTOR NV
NOTE
62952QAA8
13988
12000000
PRN
SOLE
12000000
0
0
NASDAQ STOCK MARKET INC
COM
631103108
25
510
SH
SOLE
510
0
0
NATIONAL-OILWELL VARCO INC
COM
637071101
82
1700
SH
SOLE
1700
0
0
NAVIENT CORP
COM
63938C108
31
1705
SH
SOLE
1705
0
0
NETWORK APPLIANCE INC
COM
64110D104
43
1366
SH
SOLE
1366
0
0
NETFLIX INC
COM
64110L106
173
264
SH
SOLE
264
0
0
NW YORK COMMUNITY BANCORP
UNIT 11/01/2051
64944P307
8838
175000
PRN
SOLE
175000
0
0
NEWELL RUBBERMAID INC
COM
651229106
48
1179
SH
SOLE
1179
0
0
NEWFIELD EXPLORATION COMPANY
COM
651290108
26
713
SH
SOLE
713
0
0
NEWMONT MINING CORP
COM
651639106
54
2317
SH
SOLE
2317
0
0
NEWPARK RESOURCES
NOTE
651718AC2
8390
8000000
PRN
SOLE
8000000
0
0
NEW CORP
CLA
65249B109
32
2194
SH
SOLE
2194
0
0
FPL GROUP INC
COM
65339F101
190
1939
SH
SOLE
1939
0
0
NIKE INC
CL B
654106103
331
3060
SH
SOLE
3060
0
0
NIPSCO INDUSTRIES INC
COM
65473P105
63
1383
SH
SOLE
1383
0
0
NOBLE AFFILIATES INC
COM
655044105
72
1691
SH
SOLE
1691
0
0
NORDSTROM INC
COM
655664100
46
615
SH
SOLE
615
0
0
NORFOLK SOUTHERN CORP
COM
655844108
117
1343
SH
SOLE
1343
0
0
NORTHERN TRUST CORP
COM
665859104
74
965
SH
SOLE
965
0
0
NORTHROP GRUMMAN CORP
COM
666807102
135
850
SH
SOLE
850
0
0
NUCOR CORP
COM
670346105
61
1395
SH
SOLE
1395
0
0
NVDIA CORP
COM
67066G104
45
2240
PRN
SOLE
2240
0
0
NVDIA CORP
NOTE
67066GAC8
9165
8000000
PRN
SOLE
8000000
0
0
OREILLY AUTOMOTIVE INC
COM
67103H107
100
442
SH
SOLE
442
0
0
OCCIDENTAL PETROLEUM
COM
674599105
262
3372
SH
SOLE
3372
0
0
OMNICOM GROUP
COM
681919106
75
1079
SH
SOLE
1079
0
0
ONEOK INC
COM
682680103
36
914
SH
SOLE
914
0
0
ORACLE SYSTEMS CORP
COM
68389X105
563
13969
SH
SOLE
13969
0
0
OWENS-ILLINOIS INC
COM
690768403
16
716
SH
SOLE
716
0
0
PDL BIOPHARMA INC
NOTE
69329YAF1
8495
8960000
PRN
SOLE
8960000
0
0
PG&E CORPORATION
COM
69331C108
103
2103
SH
SOLE
2103
0
0
PNC BANK CORP
COM
693475105
218
2278
SH
SOLE
2278
0
0
PPG INDUSTRIES INC
COM
693506107
138
1200
SH
SOLE
1200
0
0
PP AND L CAPITAL FUNDING
COM
69351T106
86
2927
SH
SOLE
2927
0
0
PHILLIPS-VAN HEUSEN CORP
COM
693656100
42
362
SH
SOLE
362
0
0
PACCAR INC
COM
693718108
99
1550
SH
SOLE
1550
0
0
PALL CORP
COM
696429307
58
464
SH
SOLE
464
0
0
PARKER HANNIFIN CORP
COM
701094104
71
608
SH
SOLE
608
0
0
PATTERSON COS INC
COM
703395103
18
375
SH
SOLE
375
0
0
PAYCHEX INC
COM
704326107
67
1429
SH
SOLE
1429
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
22
1354
SH
SOLE
1354
0
0
PEPCO HOLDINGS INC
COM
713291102
30
1105
SH
SOLE
1105
0
0
PEPSI CO INC
COM
713448108
604
6468
SH
SOLE
6468
0
0
PERKINELMER INC
COM
714046109
26
491
SH
SOLE
491
0
0
PFIZER INC
COM
717081103
905
26981
SH
SOLE
26981
0
0
PHILIP MORRIS
COM
718172109
544
6788
SH
SOLE
6788
0
0
PHILLIPS 66
COM
718546104
192
2378
SH
SOLE
2378
0
0
PINNACLE WEST CAPITAL CORP
COM
723484101
28
485
SH
SOLE
485
0
0
PIONEER NATURAL RESOURCE
COM
723787107
90
647
SH
SOLE
647
0
0
PITNEY BOWES INC
COM
724479100
18
879
SH
SOLE
879
0
0
PLUM CREEK TIMBER CO INC
COM
729251108
31
768
SH
SOLE
768
0
0
POWERSHARES DYN ENERGY
COM
73936B101
4890
283659
SH
SOLE
283659
0
0
POWERSHARES DB AGRICULTURE F
COM
73936B408
25237
1080815
SH
SOLE
1080815
0
0
POWERSHARES DB OIL FUND
COM
73936B507
7796
534003
SH
SOLE
534003
0
0
PRAXAIR
COM
74005P104
151
1265
SH
SOLE
1265
0
0
PRECISION CASTPARTS CORP
COM
740189105
121
606
SH
SOLE
606
0
0
T ROWE PRICE
COM
74144T108
89
1151
SH
SOLE
1151
0
0
PRICELINECOM INC
NOTE
741503AQ9
24229
18200000
PRN
SOLE
18200000
0
0
PRICELINECOM INC
COM
741503403
261
227
SH
SOLE
227
0
0
PRINCIPAL FINANCIAL GROUP INC
COM
74251V102
62
1200
SH
SOLE
1200
0
0
PROCTOR & GAMBLE CO
COM
742718109
930
11887
SH
SOLE
11887
0
0
PROGRESSIVE CORP OH
COM
743315103
65
2344
SH
SOLE
2344
0
0
PROLOGIS INC REIT USD
COM
74340W103
85
2296
SH
SOLE
2296
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
174
1986
SH
SOLE
1986
0
0
PUBLIC SVC ENTERPRISES
COM
744573106
87
2213
SH
SOLE
2213
0
0
PUBLIC STORAGE INC
COM
74460D109
116
629
SH
SOLE
629
0
0
PULTE CORP
COM
745867101
29
1438
SH
SOLE
1438
0
0
QEP RESOURCES INC
COM
74733V100
13
707
SH
SOLE
707
0
0
QORVO INC
COM
74736K101
52
654
SH
SOLE
654
0
0
QUALCOMM INC
COM
747525103
447
7141
SH
SOLE
7141
0
0
Quanta Serv
COM
74762E102
27
925
SH
SOLE
925
0
0
QUEST DIAGNOSTICS
COM
74834L100
45
625
SH
SOLE
625
0
0
QUIDEL CORP
NOTE
74838JAA9
7985
8000000
PRN
SOLE
8000000
0
0
RPM INC-OHIO
NOTE
749685AT0
16293
14000000
PRN
SOLE
14000000
0
0
POLO RALPH LAUREN CORP
COM
751212101
35
263
SH
SOLE
263
0
0
RANGE RESOURCES CORP
COM
75281A109
36
732
SH
SOLE
732
0
0
RAYONIER INC
NOTE
75508AAC0
7884
7000000
PRN
SOLE
7000000
0
0
RAYTHEON CO
COM
755111507
128
1341
SH
SOLE
1341
0
0
REALTY INCOME CORP
COM
756109104
45
1018
SH
SOLE
1018
0
0
RED HAT INC
COM
756577102
61
803
SH
SOLE
803
0
0
REGENERON PHARMACEUTICALS INC
COM
75886F107
168
330
SH
SOLE
330
0
0
REGIONS FINANCIAL CORP
COM
7591EP100
61
5874
SH
SOLE
5874
0
0
REPUBLIC SERVICES
COM
760759100
43
1096
SH
SOLE
1096
0
0
RJR NABISCO HOLDINGS
COM
761713106
136
182188
SH
SOLE
182188
0
0
ROBERT HALF INTERNATIONAL INC
COM
770323103
33
598
SH
SOLE
598
0
0
ROCKWELL AUTOMATION
COM
773903109
74
597
SH
SOLE
597
0
0
ROCKWELL COLLINS INC
COM
774341101
54
581
SH
SOLE
581
0
0
ROPER INDUSTRIES INC
COM
776696106
75
433
SH
SOLE
433
0
0
ROPER INDUSTRIES INC
NOTE
776696AA4
15518
7100000
PRN
SOLE
7100000
0
0
ROSS STORES INC
COM
778296103
89
1822
SH
SOLE
1822
0
0
RYDER SYSTEM INC NOTE
COM
783549108
20
226
SH
SOLE
226
0
0
SL GREEN REALTY CORP
COM
78440X101
47
431
SH
SOLE
431
0
0
SPDR TRUST SERIES 1
COM
78462F103
185
900
SH
SOLE
900
0
0
SPDR GOLD TRUST
COM
78463V107
29459
262159
SH
SOLE
262159
0
0
ST JUDE MEDICAL INC
COM
790849103
90
1231
SH
SOLE
1231
0
0
SALESFORCECOM INC
COM
79466L302
186
2671
SH
SOLE
2671
0
0
SANDISK CORP
COM
80004C101
53
912
SH
SOLE
912
0
0
SANDISK CORP
NOTE
80004CAD3
12026
9300000
PRN
SOLE
9300000
0
0
SCANA CORP
COM
80589M102
32
625
SH
SOLE
625
0
0
HENRY SCHEIN INC
COM
806407102
52
366
SH
SOLE
366
0
0
SCHLUMBERGER LTD
COM
806857108
480
5564
SH
SOLE
5564
0
0
SCHWAB CHARLES CORP
COM
808513105
165
5064
SH
SOLE
5064
0
0
EW SCRIPPS CO
CL A
811065101
27
417
SH
SOLE
417
0
0
SEACOR HOLDINGS
NOTE
81170YAB5
10591
11900000
PRN
SOLE
11900000
0
0
SEALED AIR CORP
COM
81211K100
47
919
SH
SOLE
919
0
0
SEMPRA ENERGY
COM
816851109
100
1012
SH
SOLE
1012
0
0
SHERWIN-WILLIAMS CO
COM
824348106
97
353
SH
SOLE
353
0
0
SIGMA-ALDRICH
COM
826552101
73
522
SH
SOLE
522
0
0
SIMON PROPERTY GROUP
COM
828806109
235
1359
SH
SOLE
1359
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
87
834
SH
SOLE
834
0
0
JM SMUCKER CO/THE-NEWW COM
COM
832696405
46
425
SH
SOLE
425
0
0
SNAP-ON INC NOTE TR
COM
833034101
40
251
SH
SOLE
251
0
0
SOUTHERN COMPANY
COM
842587107
167
3979
SH
SOLE
3979
0
0
SOUTHWEST AIRLINES
COM
844741108
97
2929
SH
SOLE
2929
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
39
1695
SH
SOLE
1695
0
0
SPECTRA ENERGY CORP
COM
847560109
96
2935
SH
SOLE
2935
0
0
SPECTRANETICS CORP
NOTE
84760CAA5
9785
9500000
PRN
SOLE
9500000
0
0
STANLEY BLACK + DECKER INC
COM
854502101
71
674
SH
SOLE
674
0
0
STANLEY BLACK + DECKER INC
UNIT 99/99/9999
854502309
19769
137000
PRN
SOLE
137000
0
0
STAPLES INC
COM
855030102
43
2801
SH
SOLE
2801
0
0
STARBUCKS CORP
COM
855244109
352
6574
SH
SOLE
6574
0
0
STARWOOD PROPERTY TRUST
NOTE
85571BAC9
10069
10000000
PRN
SOLE
10000000
0
0
STARWOOD HOTELS & RESORTS WORLDWIDE INC
COM
85590A401
61
751
SH
SOLE
751
0
0
STATE STREET BOSTON CORP
COM
857477103
139
1804
SH
SOLE
1804
0
0
STERICYCLE INC
COM
858912108
50
370
SH
SOLE
370
0
0
STLLWATER MINING COMPANY
NOTE
86074QAL6
7700
7200000
PRN
SOLE
7200000
0
0
STRYKER CORP
COM
863667101
125
1308
SH
SOLE
1308
0
0
SUNTRUST BANK
COM
867914103
97
2262
SH
SOLE
2262
0
0
SYMANTEC CORP
COM
871503108
69
2985
SH
SOLE
2985
0
0
SYSCO CORP
COM
871829107
94
2601
SH
SOLE
2601
0
0
TECO ENERGY INC
COM
872375100
18
1030
SH
SOLE
1030
0
0
TJX COMPANIES INC
COM
872540109
198
2986
SH
SOLE
2986
0
0
TPG SPECIALTY LENDING INC
NOTE
87265KAB8
11888
12000000
PRN
SOLE
12000000
0
0
TAKE-TWO INTERACTIVE SOFTWARE INC
NOTE
874054AD1
11080
8000000
PRN
SOLE
8000000
0
0
DAYTON HUDSON CORP
COM
87612E106
228
2797
SH
SOLE
2797
0
0
TENET HEALTHCARE CORP
COM
88033G407
25
426
SH
SOLE
426
0
0
TERADATA CORP
COM
88076W103
23
623
SH
SOLE
623
0
0
TESORO PETROLEUM CORP
COM
881609101
46
549
SH
SOLE
549
0
0
TESLA MOTORS INC
NOTE
88160RAC5
10759
11000000
PRN
SOLE
11000000
0
0
TEXAS INSTRUMENTS IN
COM
882508104
235
4559
SH
SOLE
4559
0
0
TEXTRON
COM
883203101
54
1210
SH
SOLE
1210
0
0
THERMO ELECTRON CORP
COM
883556102
226
1739
SH
SOLE
1739
0
0
MINNESOTA MINING & MANUFACTURING
COM
88579Y101
428
2777
SH
SOLE
2777
0
0
TIFFANY & COMPANY
COM
886547108
45
487
SH
SOLE
487
0
0
TIME WARNER INC COM
COM
887317303
316
3614
SH
SOLE
3614
0
0
TIME WARNER CABLE INC
COM
88732J207
221
1238
SH
SOLE
1238
0
0
TORCHMARK CORP
COM
891027104
33
560
SH
SOLE
560
0
0
TOTAL SYSTEM SERVICES
COM
891906109
30
718
SH
SOLE
718
0
0
TRACTOR SUPPLY COMPANY
COM
892356106
54
595
SH
SOLE
595
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
136
1406
SH
SOLE
1406
0
0
TRIPADVISOR INC
COM
896945201
42
483
SH
SOLE
483
0
0
NEWS AMERICA CORP
COM
90130A101
252
7754
SH
SOLE
7754
0
0
TYSON FOODS
COM
902494103
54
1270
SH
SOLE
1270
0
0
US BANCORP(SUPER REGIONAL)
COM
902973304
337
7770
SH
SOLE
7770
0
0
UNDER ARMOUR INC
COM
904311107
61
736
SH
SOLE
736
0
0
UNION PACIFIC CORP
COM
907818108
366
3837
SH
SOLE
3837
0
0
UNITED PARCEL SERVICE
CL B
911312106
294
3031
SH
SOLE
3031
0
0
UNITED RENTALS INC
COM
911363109
37
423
SH
SOLE
423
0
0
US NATURAL GAS FUND LP
COM
912318201
3307
243851
SH
SOLE
243851
0
0
UNITED STATES 12 MONTH OIL
COM
91288V103
821
30652
SH
SOLE
30652
0
0
UNITED TECH CORP
COM
913017109
402
3627
SH
SOLE
3627
0
0
UNITED TECH CORP
UNIT 99/99/9999
913017117
17190
300000
PRN
SOLE
300000
0
0
UNITED HEALTHCARE
COM
91324P102
509
4173
SH
SOLE
4173
0
0
UNIVERSAL HEALTH SERVICES
COM
913903100
56
395
SH
SOLE
395
0
0
UNUM GROUP
COM
91529Y106
39
1096
SH
SOLE
1096
0
0
URBAN OUTFITTERS INC
COM
917047102
15
427
SH
SOLE
427
0
0
VF CORP
COM
918204108
104
1490
SH
SOLE
1490
0
0
VALERO ENERGY CORP
COM
91913Y100
140
2229
SH
SOLE
2229
0
0
VARIAN MEDICAL SYSTEMS INC
COM
92220P105
37
435
SH
SOLE
435
0
0
VECTOR GROUP LTD
NOTE
92240MBC1
12045
11000000
PRN
SOLE
11000000
0
0
VENTAS INC
COM
92276F100
90
1446
SH
SOLE
1446
0
0
VERISIGN INC
COM
92343E102
28
461
SH
SOLE
461
0
0
BELL ATLANTIC
COM
92343V104
833
17872
SH
SOLE
17872
0
0
VERINT SYSTEMS INC
NOTE
92343XAA8
10747
9500000
PRN
SOLE
9500000
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
132
1068
SH
SOLE
1068
0
0
VIACOM INC
COM
92553P201
101
1566
SH
SOLE
1566
0
0
Visa Lnd Dev(Visa Int)
COM
92826C839
569
8471
SH
SOLE
8471
0
0
VORNADO REALTY
COM
929042109
73
767
SH
SOLE
767
0
0
VULCAN MATERIALS CO
COM
929160109
49
581
SH
SOLE
581
0
0
WABASH NATIONAL CORP
NOTE
929566AH0
9673
7700000
PRN
SOLE
7700000
0
0
WAL-MART STORES
COM
931142103
490
6907
SH
SOLE
6907
0
0
WALGREEN CO
COM
931427108
323
3823
SH
SOLE
3823
0
0
WASTE MANAGEMENT INC
COM
94106L109
87
1867
SH
SOLE
1867
0
0
WATERS CORPORATION
COM
941848103
47
367
SH
SOLE
367
0
0
WELLS FARGO & CO
COM
949746101
1155
20532
SH
SOLE
20532
0
0
WESCO DISTRIBUTION
NOTE
95082PAH8
13307
5496000
PRN
SOLE
5496000
0
0
WESTERN DIGITAL CORP
COM
958102105
75
954
SH
SOLE
954
0
0
WESTERN UNION
COM
959802109
46
2272
SH
SOLE
2272
0
0
WEYERHAEUSER
COM
962166104
72
2270
SH
SOLE
2270
0
0
WHIRLPOOL CORP
COM
963320106
58
337
SH
SOLE
337
0
0
WHOLE FOODS MARKET INC
COM
966837106
62
1568
SH
SOLE
1568
0
0
WILLIAMS COMPANIES
COM
969457100
169
2944
SH
SOLE
2944
0
0
WISCONSIN ENERGY CORP
COM
976657106
45
986
SH
SOLE
986
0
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
43
528
SH
SOLE
528
0
0
WYNN RESORTS LTD
COM
983134107
34
349
SH
SOLE
349
0
0
XCEL ENERGY INC
COM
98389B100
71
2213
SH
SOLE
2213
0
0
XILINX INC
COM
983919101
50
1134
SH
SOLE
1134
0
0
XILINX INC
NOTE
983919AF8
13911
9000000
PRN
SOLE
9000000
0
0
XEROX CORP
COM
984121103
48
4548
SH
SOLE
4548
0
0
XYLEM INC
COM
98419M100
29
793
SH
SOLE
793
0
0
YAHOO! INC
COM
984332106
150
3824
SH
SOLE
3824
0
0
YUM! BRANDS INC
COM
988498101
171
1895
SH
SOLE
1895
0
0
ZIMMER HOLDINGS INC
COM
98956P102
81
743
SH
SOLE
743
0
0
ZION BANCORPORATION
COM
989701107
28
890
SH
SOLE
890
0
0
ZOETIS INC
COM
98978V103
106
2190
SH
SOLE
2190
0
0
BLACK HILLS CORP
COM
G0176J109
25
417
SH
SOLE
417
0
0
WATSON PHARMACEUTICAL INC
COM
G0177J108
522
1719
SH
SOLE
1719
0
0
ACTAVIS PLC
NOTE
G0177J116
12511
12000
PRN
SOLE
12000
0
0
AON CORP
COM
G0408V102
122
1226
SH
SOLE
1226
0
0
ACCENTURE PLC
CL A
G1151C101
266
2747
SH
SOLE
2747
0
0
DELPHI AUTOMOTIVE PLC
COM
G27823106
108
1270
SH
SOLE
1270
0
0
EATON CORP
COM
G29183103
138
2047
SH
SOLE
2047
0
0
ENDO INTERNATIONAL PLC
COM
G30401106
71
888
SH
SOLE
888
0
0
ENSCO PLC
CLA
G3157S106
23
1024
SH
SOLE
1024
0
0
INGERSOLL-RAND COMPANY
COM
G47791101
78
1160
SH
SOLE
1160
0
0
INVESCO PLC
COM
G491BT108
71
1887
SH
SOLE
1887
0
0
MALLINCKRODT PLC
COM
G5785G107
59
505
SH
SOLE
505
0
0
MEDTRONIC PLC
COM
G5960L103
463
6244
SH
SOLE
6244
0
0
MICHAEL KORS HOLDINGS LTD
COM
G60754101
37
879
SH
SOLE
879
0
0
NOBLE DRILLING
COM
G65431101
16
1061
SH
SOLE
1061
0
0
SEAGATE TECHNOLOGY
COM
G7945M107
66
1391
SH
SOLE
1391
0
0
PENTAIR LTD
COM
G7S00T104
54
788
SH
SOLE
788
0
0
TYCO INTERNATIONAL LTD
COM
G91442106
71
1837
SH
SOLE
1837
0
0
PERRIGO COMPANY
COM
G97822103
118
640
SH
SOLE
640
0
0
XL CAPITAL LTD
COM
G98290102
50
1343
SH
SOLE
1343
0
0
ACE LTD
COM
H0023R105
146
1432
SH
SOLE
1432
0
0
GARMIN LTD
COM
H2906T109
23
530
SH
SOLE
530
0
0
TE CONNECTIVITY LTD
COM
H84989104
114
1774
SH
SOLE
1774
0
0
TRANSOCEAN OFFSHORE INC
COM
H8817H100
24
1489
SH
SOLE
1489
0
0
LYONDELLBASELL INDU
CL A
N53745100
178
1722
SH
SOLE
1722
0
0
MYLAN LABORATORIES
COM
N59465109
122
1803
SH
SOLE
1803
0
0
NIELSEN HOLDINGS NV
COM
N63218106
73
1625
SH
SOLE
1625
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
57
725
SH
SOLE
725
0
0
AVAGO TECHNOLOGIES LTD
COM
Y0486S104
149
1122
SH
SOLE
1122
0
0