-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kng0Le9CXqGjFLqRWnXqc3Te9lxGe2xKNi4X4393n6LHi4gzS6IK5vweS0JleyOc Zf2N0dtuw1MRlnDCpweS9Q== 0000891554-96-000058.txt : 19960216 0000891554-96-000058.hdr.sgml : 19960216 ACCESSION NUMBER: 0000891554-96-000058 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NASD GROUP MEMBERS: GUARDIAN INVESTOR SERVICES CORP. GROUP MEMBERS: GUARDIAN LIFE INSURANCE CO OF AMERICA GROUP MEMBERS: THE GUARDIAN EMPLOYEE INCENTIVE SAVINGS PLAN GROUP MEMBERS: THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA GROUP MEMBERS: THE GUARDIAN PARK AVENUE FUND GROUP MEMBERS: THE GUARDIAN STOCK FUND, INC. GROUP MEMBERS: THE GUARDIAN-MASTER PENSION TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY & WESTERN ENERGY CORP CENTRAL INDEX KEY: 0000351547 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS DISTRIBUTION [4924] IRS NUMBER: 550612692 STATE OF INCORPORATION: WV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33742 FILM NUMBER: 96520149 BUSINESS ADDRESS: STREET 1: 300 CAPITAL ST STREET 2: STE 1600 CITY: CHARLESTON STATE: WV ZIP: 25301 BUSINESS PHONE: 3043434567 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GUARDIAN LIFE INSURANCE CO OF AMERICA CENTRAL INDEX KEY: 0000901849 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 201 PARK AVENUE SOUTH STREET 2: AREA 9C CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 2125988359 SC 13G/A 1 SC 13G AMEND. FOR ALLEGHANY & WESTERN ENERGY CORP. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* ---------- Allegheny & Western Energy Corp. ----------------------------------------------------- (Name of Issuer) Common Stock - Equity ----------------------------------------------------- (Title of Class of Securities) 017227109 ----------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 01722710 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Guardian Life Insurance Company of America 13-2656036 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION 201 Park Avenue South New York, New York 10003 - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 0 BENEFICIALLY -------------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 0 REPORTING -------------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH 0 -------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IC, IA, IV, IV, EP, EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1. (a) Allegheny & Western Energy Corp. (b) 711 Fifth Avenue, New York, NY 10022 Item 2. (a) Incorporated by reference to Item 1 of the second parts of the cover page (Pages 1-6 of this Schedule 13G). (b) 201 Park Avenue South, New York, New York 10003 (c) New York, U.S.A. (d) Common Stock (e) CUSIP 01722710 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Reg. 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with Reg. 240.13d-1(b)(1)(ii)(G) (Note: See item 7) (h) [X] Group, in accordance with Reg. 240.13d-1(b)(1)(ii)(H) Item 4. Ownership. (a) 0 shares ) (b) 0% ) Cumulative totals from Items 5-8, 9 and ) 11 of the second parts of the cover page (c) (i) 0 ) (Pages 1-6 of this Schedule 13G) which (ii) 0 ) are incorporated herein by reference. (iii) 0 ) (iv) 0 Item 5. Ownership of Five Percent or Less of a Class. As of December 31, 1995, neither Guardian Life nor any of its affiliates owned shares of Allegheny & Western Energy Corp. Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. a. The Guardian Life Insurance Company of America ("Guardian Life"), an insurance company as defined in Section 3(a)(19) of the Act. IC. b. Guardian Investor Services Corporation ("GISC"), a wholly-owned subsidiary of The Guardian Insurance & Annuity Company, Inc., which is, in turn a wholly-owned subsidiary of Guardian Life. GISC is registered as an investment adviser under Section 203 of the Investment Advisers Act of 1940, and has entered into Investment Advisory Agreements with The Guardian Park Ave. Fund, Inc. and The Guardian Stock Fund, Inc. IA. c. The Guardian Park Ave. Fund, a mutual fund sponsored by Guardian Life and managed by GISC which is registered as an investment company under Section 8 of the Investment Company Act of 1940 (the "1940 Act"). IV. d. The Guardian Stock Fund, Inc., a mutual fund sponsored by Guardian Life and managed by GISC which is registered as an investment company under Section 8 of the 1940 Act. IV. e. The Guardian Employees' Incentive Savings Plan, an employee benefit plan offered to employees of Guardian Life which is subject to the provisions of the Employees Retirement Income Security Act of 1974 ("ERISA") EP. f. The Guardian Life Insurance Company of America Master Pension Trust, a pension fund for the the employees of Guardian Life which is subject to ERISA. EP. Item 9. Notice of Dissolution of Group. Not applicable Item 10. Certification. By signing below we certify that, to the best of our knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. (This space intentionally left blank) SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we each certify that the information set forth in this statement is true, complete and correct. Each of the undersigned hereby agrees that the forgoing Schedule 13G is to be filed on its behalf by The Guardian Life Insurance Company of America. Date: February 14, 1996 The Guardian Life Insurance Company of America By: /S/ Edward K. Kane --------------------------------------------- Edward K. Kane, Senior Vice President Guardian Investor Services Corporation By: /S/ Edward K. Kane --------------------------------------------- Edward K. Kane, Senior Vice President The Guardian Park Ave. Fund By: /S/ Nikolaos Monoyios --------------------------------------------- Nikolaos Monoyios, Vice President The Guardian Stock Fund, Inc. By: /S/ Nikolaos Monoyios --------------------------------------------- Nikolaos Monoyios, Vice President The Guardian Employees' Incentive Savings Plan By: Edward K. Kane --------------------------------------------- Edward K. Kane, Trustee The Guardian Life Insurance Company of America Master Pension Trust By: Edward K. Kane --------------------------------------------- Edward K. Kane, Trustee -----END PRIVACY-ENHANCED MESSAGE-----