0001209191-16-146051.txt : 20161017
0001209191-16-146051.hdr.sgml : 20161017
20161017163051
ACCESSION NUMBER: 0001209191-16-146051
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161013
FILED AS OF DATE: 20161017
DATE AS OF CHANGE: 20161017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVERSPIN TECHNOLOGIES INC
CENTRAL INDEX KEY: 0001438423
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262640654
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1347 N ALMA SCHOOL ROAD
STREET 2: SUITE 220
CITY: CHANDLER
STATE: AZ
ZIP: 85224
BUSINESS PHONE: 480-347-1111
MAIL ADDRESS:
STREET 1: 1347 N ALMA SCHOOL ROAD
STREET 2: SUITE 220
CITY: CHANDLER
STATE: AZ
ZIP: 85224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FINCH LAWRENCE G
CENTRAL INDEX KEY: 0000901762
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37900
FILM NUMBER: 161939096
MAIL ADDRESS:
STREET 1: C/O SIGMA PARTNERS
STREET 2: 156 DIABLO ROAD, SUITE 320
CITY: DANVILLE
STATE: CA
ZIP: 94526
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-13
0
0001438423
EVERSPIN TECHNOLOGIES INC
MRAM
0000901762
FINCH LAWRENCE G
C/O EVERSPIN TECHNOLOGIES, INC.
1347 N. ALMA SCHOOL ROAD, SUITE 220
CHANDLER
AZ
85224
1
0
0
0
Common Stock
2016-10-13
4
C
0
67150
A
164232
D
Common Stock
2016-10-13
4
C
0
36215
A
200447
D
Common Stock
2016-10-13
4
C
0
40219
6.40
A
240666
D
Common Stock
2016-10-13
4
C
0
27464
6.40
A
268130
D
Common Stock
2016-10-13
4
P
0
41961
8.00
A
41961
I
By Trust
Series A Preferred Stock
2016-10-13
4
C
0
67150
0.00
D
Common Stock
67150
0
D
Series B Preferred Stock
2016-10-13
4
C
0
36215
0.00
D
Common Stock
36215
0
D
5% Convertible Subordinated Promissory Note
6.40
2016-10-13
4
C
0
248653.00
0.00
D
Common Stock
40219
0
D
5% Convertible Subordinated Promissory Note
6.40
2016-10-13
4
C
0
174057.17
0.00
D
Common Stock
27464
0
D
The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.
The shares are held by the Lawrence G and Janice C. Finch Revocable Trust, of which the reporting person is trustee.
The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016.
The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016.
/s/ Matt Hemington, attorney-in-fact
2016-10-17