0001209191-16-146051.txt : 20161017 0001209191-16-146051.hdr.sgml : 20161017 20161017163051 ACCESSION NUMBER: 0001209191-16-146051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161013 FILED AS OF DATE: 20161017 DATE AS OF CHANGE: 20161017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVERSPIN TECHNOLOGIES INC CENTRAL INDEX KEY: 0001438423 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 262640654 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1347 N ALMA SCHOOL ROAD STREET 2: SUITE 220 CITY: CHANDLER STATE: AZ ZIP: 85224 BUSINESS PHONE: 480-347-1111 MAIL ADDRESS: STREET 1: 1347 N ALMA SCHOOL ROAD STREET 2: SUITE 220 CITY: CHANDLER STATE: AZ ZIP: 85224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FINCH LAWRENCE G CENTRAL INDEX KEY: 0000901762 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37900 FILM NUMBER: 161939096 MAIL ADDRESS: STREET 1: C/O SIGMA PARTNERS STREET 2: 156 DIABLO ROAD, SUITE 320 CITY: DANVILLE STATE: CA ZIP: 94526 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-13 0 0001438423 EVERSPIN TECHNOLOGIES INC MRAM 0000901762 FINCH LAWRENCE G C/O EVERSPIN TECHNOLOGIES, INC. 1347 N. ALMA SCHOOL ROAD, SUITE 220 CHANDLER AZ 85224 1 0 0 0 Common Stock 2016-10-13 4 C 0 67150 A 164232 D Common Stock 2016-10-13 4 C 0 36215 A 200447 D Common Stock 2016-10-13 4 C 0 40219 6.40 A 240666 D Common Stock 2016-10-13 4 C 0 27464 6.40 A 268130 D Common Stock 2016-10-13 4 P 0 41961 8.00 A 41961 I By Trust Series A Preferred Stock 2016-10-13 4 C 0 67150 0.00 D Common Stock 67150 0 D Series B Preferred Stock 2016-10-13 4 C 0 36215 0.00 D Common Stock 36215 0 D 5% Convertible Subordinated Promissory Note 6.40 2016-10-13 4 C 0 248653.00 0.00 D Common Stock 40219 0 D 5% Convertible Subordinated Promissory Note 6.40 2016-10-13 4 C 0 174057.17 0.00 D Common Stock 27464 0 D The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. The shares are held by the Lawrence G and Janice C. Finch Revocable Trust, of which the reporting person is trustee. The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016. The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016. /s/ Matt Hemington, attorney-in-fact 2016-10-17