0001127602-21-002643.txt : 20210126 0001127602-21-002643.hdr.sgml : 20210126 20210126170451 ACCESSION NUMBER: 0001127602-21-002643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ROGER F CENTRAL INDEX KEY: 0000901733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54799 FILM NUMBER: 21554972 MAIL ADDRESS: STREET 1: C/O NACCO INDUSTRIES INC STREET 2: 5875 LANDERBROOK DRIVE CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC. CENTRAL INDEX KEY: 0001173514 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537] IRS NUMBER: 311637659 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 4404499600 MAIL ADDRESS: STREET 1: 5875 LANDERBROOK DRIVE STREET 2: SUITE 300 CITY: CLEVELAND STATE: OH ZIP: 44124 FORMER COMPANY: FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC. DATE OF NAME CHANGE: 20120628 FORMER COMPANY: FORMER CONFORMED NAME: NMHG HOLDING CO DATE OF NAME CHANGE: 20020515 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-12-31 0001173514 HYSTER-YALE MATERIALS HANDLING, INC. HY 0000901733 RANKIN ROGER F 5875 LANDERBROOK DRIVE MAYFIELD HEIGHTS OH 44124 1 Member of a Group Class A Common Stock 2020-12-31 5 G 0 E 877 0 A 877 I Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin Class A Common Stock 2021-01-22 4 P 0 7352 55.50 A 8229 I Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin Class A Common Stock 2021-01-22 4 P 0 7352 55.50 A 8229 I Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin Class A Common Stock 54147 I spouses proportionate LP interest in shares held by RA1 Class A Common Stock 29986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P Class A Common Stock 377 I spouse's proportionate interests held in shares in Rankin Associates V Class A Common Stock 635 I Spouse's proportionate interest in shares held by Rankin Associates VI Class A Common Stock 16828 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin Class A Common Stock 200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin Class A Common Stock 765 I Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin Class A Common Stock 21380 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class A Common Stock 1851 I Spouse is Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 1134 I Child's proportionate interest in shares held by Rankin Associates V Class A Common Stock 535 I Child's Proportionate interest of shares held by Rankin Associates VI Class A Common Stock 965 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin Class A Common Stock 19492 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class A Common Stock 1134 I Child's proportionate interest in shares held by Rankin Associates V Class A Common Stock 535 I Child's Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 3738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Class A Common Stock 59607 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin Class A Common Stock 59607 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin Class A Common Stock 19 I proportionate general partnership interest in shares of Rankin Associates IV, Class A Common Stock 3448 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 3011 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 1057 I Interest in shares held by Rankin Associates V Class A Common Stock 292 I Proportionate interest in shares held by Rankin Associates VI Class A Common Stock 80 I Interest in shares of Rankin Associates V held by Rankin Management Class A Common Stock 100 I Interest in shares of Rankin Associates VI held by Rankin Management Class A Common Stock 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI). Class A Common Stock 192662 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin Class B Common Stock 2020-12-31 5 G 0 E 1567 0 A Class A Common Stock 1567 1567 I Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin Class B Common Stock 2021-01-22 4 P 0 10366 55.50 A Class A Common Stock 10366 11933 I Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin Class B Common Stock 2021-01-22 4 P 0 10366 55.50 A Class A Common Stock 10366 11933 I Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin Class B Common Stock Class A Common Stock 200 200 I Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 96861 96861 I Spouses proportionate LP interest in shares held by RA1 Class B Common Stock Class A Common Stock 29986 29986 I spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 3123 3123 I spouse serves as Trustee of a Trust for the benefit of Alison Rankin Class B Common Stock Class A Common Stock 200 200 I Reporting person serves as Trustee for the benefit of Elisabeth Rankin Class B Common Stock Class A Common Stock 21380 21380 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class B Common Stock Class A Common Stock 1851 1851 I Spouse is Trustee for the benefit of Reporting Person's daughter Class B Common Stock Class A Common Stock 19492 19492 I daughter's proportionate LP interest in shares held by RA II LP held in a trust Class B Common Stock Class A Common Stock 3738 3738 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of GSTs for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 12098 12098 I Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin Class B Common Stock Class A Common Stock 31 31 I general partnership interest in shares of Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 6168 6168 I proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 3011 3011 I Reporting Person's proportionate limited partnership interests in shares held by RA II Class B Common Stock Class A Common Stock 1975 1975 I proportionate interest in shares held by Rankin Management, Inc. ("RMI). Class B Common Stock Class A Common Stock 193760 193760 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin Reporting Person disclaims beneficial ownership of all such shares. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. Held in trust u/a/d 12/30/2015 Interest held by Trust u/a/d 8/15/2012 N/A N/A N/A N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A N/A The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. N/A /s/ Suzanne S. Taylor, attorney-in-fact 2021-01-26