0001127602-21-002643.txt : 20210126
0001127602-21-002643.hdr.sgml : 20210126
20210126170451
ACCESSION NUMBER: 0001127602-21-002643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RANKIN ROGER F
CENTRAL INDEX KEY: 0000901733
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54799
FILM NUMBER: 21554972
MAIL ADDRESS:
STREET 1: C/O NACCO INDUSTRIES INC
STREET 2: 5875 LANDERBROOK DRIVE
CITY: MAYFIELD HEIGHTS
STATE: OH
ZIP: 44124
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HYSTER-YALE MATERIALS HANDLING, INC.
CENTRAL INDEX KEY: 0001173514
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL TRUCKS TRACTORS TRAILERS & STACKERS [3537]
IRS NUMBER: 311637659
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
BUSINESS PHONE: 4404499600
MAIL ADDRESS:
STREET 1: 5875 LANDERBROOK DRIVE
STREET 2: SUITE 300
CITY: CLEVELAND
STATE: OH
ZIP: 44124
FORMER COMPANY:
FORMER CONFORMED NAME: HYSTER YALE MATERIALS HANDLING INC.
DATE OF NAME CHANGE: 20120628
FORMER COMPANY:
FORMER CONFORMED NAME: NMHG HOLDING CO
DATE OF NAME CHANGE: 20020515
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-12-31
0001173514
HYSTER-YALE MATERIALS HANDLING, INC.
HY
0000901733
RANKIN ROGER F
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS
OH
44124
1
Member of a Group
Class A Common Stock
2020-12-31
5
G
0
E
877
0
A
877
I
Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
Class A Common Stock
2021-01-22
4
P
0
7352
55.50
A
8229
I
Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin
Class A Common Stock
2021-01-22
4
P
0
7352
55.50
A
8229
I
Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
Class A Common Stock
54147
I
spouses proportionate LP interest in shares held by RA1
Class A Common Stock
29986
I
spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class A Common Stock
377
I
spouse's proportionate interests held in shares in Rankin Associates V
Class A Common Stock
635
I
Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
16828
I
spouse serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock
200
I
Reporting person serves as Trustee for the benefit of Elisabeth Rankin
Class A Common Stock
765
I
Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock
21380
I
daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class A Common Stock
1851
I
Spouse is Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock
1134
I
Child's proportionate interest in shares held by Rankin Associates V
Class A Common Stock
535
I
Child's Proportionate interest of shares held by Rankin Associates VI
Class A Common Stock
965
I
Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock
19492
I
daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class A Common Stock
1134
I
Child's proportionate interest in shares held by Rankin Associates V
Class A Common Stock
535
I
Child's Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
3738
I
Spouse is Co-Trustee for the benefit of Reporting Person's daughter.
Class A Common Stock
59607
I
Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class A Common Stock
59607
I
Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class A Common Stock
19
I
proportionate general partnership interest in shares of Rankin Associates IV,
Class A Common Stock
3448
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class A Common Stock
3011
I
proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock
1057
I
Interest in shares held by Rankin Associates V
Class A Common Stock
292
I
Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock
80
I
Interest in shares of Rankin Associates V held by Rankin Management
Class A Common Stock
100
I
Interest in shares of Rankin Associates VI held by Rankin Management
Class A Common Stock
1975
I
proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Class A Common Stock
192662
I
Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Class B Common Stock
2020-12-31
5
G
0
E
1567
0
A
Class A Common Stock
1567
1567
I
Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
Class B Common Stock
2021-01-22
4
P
0
10366
55.50
A
Class A Common Stock
10366
11933
I
Serves as Trustee of BTR 2020 GST trust fbo Anne Rankin
Class B Common Stock
2021-01-22
4
P
0
10366
55.50
A
Class A Common Stock
10366
11933
I
Serves as Trustee of BTR 2020 GST trust fbo Elisabeth Rankin
Class B Common Stock
Class A Common Stock
200
200
I
Reporting Person Serves as Trustee for the benefit of A. Farnham Rankin
Class B Common Stock
Class A Common Stock
96861
96861
I
Spouses proportionate LP interest in shares held by RA1
Class B Common Stock
Class A Common Stock
29986
29986
I
spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P
Class B Common Stock
Class A Common Stock
3123
3123
I
spouse serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock
Class A Common Stock
200
200
I
Reporting person serves as Trustee for the benefit of Elisabeth Rankin
Class B Common Stock
Class A Common Stock
21380
21380
I
daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class B Common Stock
Class A Common Stock
1851
1851
I
Spouse is Trustee for the benefit of Reporting Person's daughter
Class B Common Stock
Class A Common Stock
19492
19492
I
daughter's proportionate LP interest in shares held by RA II LP held in a trust
Class B Common Stock
Class A Common Stock
3738
3738
I
Spouse is Co-Trustee for the benefit of Reporting Person's daughter.
Class B Common Stock
Class A Common Stock
12098
12098
I
Serves as Trustee of GSTs for the benefit of A. Farnham Rankin
Class B Common Stock
Class A Common Stock
12098
12098
I
Serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin
Class B Common Stock
Class A Common Stock
31
31
I
general partnership interest in shares of Rankin Associates IV, L.P
Class B Common Stock
Class A Common Stock
6168
6168
I
proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock
Class A Common Stock
3011
3011
I
Reporting Person's proportionate limited partnership interests in shares held by RA II
Class B Common Stock
Class A Common Stock
1975
1975
I
proportionate interest in shares held by Rankin Management, Inc. ("RMI).
Class B Common Stock
Class A Common Stock
193760
193760
I
Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin
Reporting Person disclaims beneficial ownership of all such shares.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
Held in trust u/a/d 12/30/2015
Interest held by Trust u/a/d 8/15/2012
N/A
N/A
N/A
N/A
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
N/A
N/A
The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.
N/A
/s/ Suzanne S. Taylor, attorney-in-fact
2021-01-26