0001127602-21-002499.txt : 20210126 0001127602-21-002499.hdr.sgml : 20210126 20210126130615 ACCESSION NUMBER: 0001127602-21-002499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210122 FILED AS OF DATE: 20210126 DATE AS OF CHANGE: 20210126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RANKIN ROGER F CENTRAL INDEX KEY: 0000901733 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38214 FILM NUMBER: 21552712 MAIL ADDRESS: STREET 1: C/O NACCO INDUSTRIES INC STREET 2: 5875 LANDERBROOK DRIVE CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hamilton Beach Brands Holding Co CENTRAL INDEX KEY: 0001709164 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC HOUSEWARES & FANS [3634] IRS NUMBER: 311236686 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4421 WATERFRONT DRIVE CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 804-273-9777 MAIL ADDRESS: STREET 1: 4421 WATERFRONT DRIVE CITY: GLEN ALLEN STATE: VA ZIP: 23060 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-22 0001709164 Hamilton Beach Brands Holding Co HBB 0000901733 RANKIN ROGER F 4421 WATERFRONT DRIVE GLEN ALLEN VA 23060 1 Member of a Group Class A Common Stock 2021-01-22 4 P 0 668 11.534 A 1890 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin Class A Common Stock 2021-01-22 4 P 0 668 11.534 A 1890 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin Class A Common Stock 2021-01-22 4 P 0 2191 11.534 A 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin Class A Common Stock 2021-01-22 4 P 0 2191 11.534 A 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin Class A Common Stock 2021-01-22 4 P 0 5967 11.534 A 10048 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin Class A Common Stock 2021-01-22 4 P 0 5967 11.534 A 10048 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin Class A Common Stock 21381 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust Class A Common Stock 19492 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust Class A Common Stock 25 I Proportionate general partnership interest in shares of Rankin Associates IV, L.P. Class A Common Stock 2000 I Proportionate general partnership interest shares held by Rankin Associates I, L.P. Class A Common Stock 2808 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class A Common Stock 0 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class A Common Stock 3011 I Proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class A Common Stock 1975 I Proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as general partner Class A Common Stock 200 I Reporting Person serves as Trustee for the benefit of A. Farnham Rankin Class A Common Stock 200 I Reporting Person serves as Trustee for the benefit of Elisabeth M. Rankin Class A Common Stock 203845 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin Class A Common Stock 9431 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin Class A Common Stock 9431 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin Class A Common Stock 2046 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter Class A Common Stock 3933 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter Class A Common Stock 6613 I Spouse serves as Trustee of a Trust for the benefit of Alison Rankin Class A Common Stock 85056 I Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust Class A Common Stock 75504 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class A Common Stock 29986 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P Class B Common Stock 2021-01-22 4 P 0 668 11.534 A Class A Common Stock 668 1890 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin Class B Common Stock 2021-01-22 4 P 0 668 11.534 A Class A Common Stock 668 1890 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin Class B Common Stock 2021-01-22 4 P 0 2191 11.534 A Class A Common Stock 2191 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin Class B Common Stock 2021-01-22 4 P 0 2191 11.534 A Class A Common Stock 2191 4081 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin Class B Common Stock 2021-01-22 4 P 0 5968 11.534 A Class A Common Stock 5968 10049 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin Class B Common Stock 2021-01-22 4 P 0 5968 11.534 A Class A Common Stock 5968 10049 I Reporting Person serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin Class B Common Stock Class A Common Stock 19492 19492 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust Class B Common Stock Class A Common Stock 21381 21381 I Daughter's proportionate limited partnership interest in shares held by RA II, L.P. held in trust Class B Common Stock Class A Common Stock 25 25 I Proportionate general partnership interest in shares of Rankin Associates IV, L.P. Class B Common Stock Class A Common Stock 2000 2000 I Proportionate general partnership interest shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 1975 1975 I Proportionate interest in shares held by Rankin Management, Inc. as general partner Class B Common Stock Class A Common Stock 2808 2808 I Proportionate limited partnership interest in shares held by Rankin Associates I, L.P Class B Common Stock Class A Common Stock 0 0 I Proportionate limited partnership interest in shares held by Rankin Associates IV, L.P Class B Common Stock Class A Common Stock 3011 3011 I Proportionate limited partnership interests in shares held by Rankin Associates II, L.P Class B Common Stock Class A Common Stock 200 200 I Reporting Person serves as Trustee for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 200 200 I Reporting Person serves as Trustee for the benefit of Elisabeth M. Rankin Class B Common Stock Class A Common Stock 193586 193586 I Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin Class B Common Stock Class A Common Stock 9431 9431 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin Class B Common Stock Class A Common Stock 9431 9431 I Reporting Person serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin Class B Common Stock Class A Common Stock 3933 3933 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter Class B Common Stock Class A Common Stock 2046 2046 I Spouse is Co-Trustee for the benefit of Reporting Person's daughter Class B Common Stock Class A Common Stock 6613 6613 I Spouse serves as Trustee of a Trust for the benefit of Alison Rankin Class B Common Stock Class A Common Stock 85056 85056 I Spouse's proportionate limited partnership interest in shares held by RA IV, L.P. held in trust Class B Common Stock Class A Common Stock 75504 75504 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Class B Common Stock Class A Common Stock 29986 29986 I Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $327,007.89 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $890,720.10 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. Reporting Person disclaims beneficial ownership of all such shares. N/A /s/ Derek R. Redmond, attorney-in-fact 2021-01-26