0001120437-23-000027.txt : 20230202 0001120437-23-000027.hdr.sgml : 20230202 20230202081435 ACCESSION NUMBER: 0001120437-23-000027 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T JR CENTRAL INDEX KEY: 0000901731 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 23578857 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N. LASALLE ST #4000 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 5 1 wf-form5_167534366198899.xml FORM 5 X0306 5 2022-12-31 0 0 0 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0000901731 CARLSON LEROY T JR 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 President and CEO Common Shares 2022-10-16 5 G 0 10000 0 D 117029 D Common Shares 2022-10-31 5 G 0 14000 0 D 103029 D Common Shares 2022-12-06 5 G 0 103029 0 D 0 D Common Shares 211758 I By Trust Common 78943 I By Trust Common Shares 2022-10-16 5 G 0 10000 0 A 10518 I By wife Common Shares 2022-11-07 5 G 0 2586 0 D 7932 I By wife Common Shares 2022-12-06 5 G 0 103029 0 A 110961 I By wife Common Shares 23493 I By 401(k) Common Shares 1759584 I By Voting Trust Series A Common Shares Common Shares 1918692.0 1918692 I By Voting Trust Deferred Compensation Common Shares 81757.0 81757 D Series A Common Shares Common Shares 11424.0 11424 I By Trust Series A Common Shares Common Shares 11746.0 11746 I By Trust Series A Common Shares Common Shares 297.0 297 I By Wife Effective 12/31/22, reporting person is no longer including shares held by grown children no longer sharing his household in his ownership totals. Voluntary report of shares held in trust, the trustee of which is a third party and beneficiaries include reporting person's spouse and descendants The information is based on a plan statement dated 12/31/22. The number of shares fluctuates and is attributable to the price of the shares on 12/31/22. Reporting person is one of four trustees of a trust which is also a reporting person. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 691,720 Common Shares held by a family partnership of which reporting person is a general partner. Series A Common shares are convertible, on a share-for-share basis, into common shares. Reporting person is one of four trustees of a trust which is also a reporting person. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 753,934 Series A Common Shares held by a family partnership of which reporting person is a general partner. Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plans. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 78,879 common share units were vested at 12/31/22. Julie D. Mathews, by power of atty 2023-02-02