0001120437-22-000010.txt : 20220118
0001120437-22-000010.hdr.sgml : 20220118
20220118103733
ACCESSION NUMBER: 0001120437-22-000010
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220118
DATE AS OF CHANGE: 20220118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON LEROY T JR
CENTRAL INDEX KEY: 0000901731
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14157
FILM NUMBER: 22534084
MAIL ADDRESS:
STREET 1: C/O TDS
STREET 2: 30 N. LASALLE ST #4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/
CENTRAL INDEX KEY: 0001051512
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 362669023
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126301900
MAIL ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
5
1
wf-form5_164252023777426.xml
FORM 5
X0306
5
2021-12-31
0
0
0
0001051512
TELEPHONE & DATA SYSTEMS INC /DE/
TDS
0000901731
CARLSON LEROY T JR
30 N. LASALLE ST., STE. 4000
CHICAGO
IL
60602
1
1
0
0
President and CEO
Common Shares
2021-05-22
5
G
0
16000
0
D
57351
D
Common Shares
2021-05-29
5
G
0
2000
0
D
55351
D
Common Shares
2021-09-09
5
G
0
5005
0
D
50346
D
Common Shares
2021-12-03
5
G
0
853
0
D
49493
D
Common Shares
2021-12-30
5
G
0
1474
0
D
49894
D
Common Shares
211758
I
By trust
Common
78943
I
By Trust
Common Shares
518
I
By wife
Common Shares
22279
I
By 401K
Common Shares
1880554
I
By Voting Trust
Option (Right to Buy)
20.79
2022-05-16
Common Shares
309200.0
309200
D
Option (Right to Buy)
22.6
2023-05-10
Common Shares
186000.0
186000
D
Option (Right to Buy)
26.83
2024-05-16
Common Shares
225000.0
225000
D
Option (Right to Buy)
29.26
2025-05-11
Common Shares
236100.0
236100
D
Option (Right to Buy)
29.45
2026-08-15
Common Shares
53800.0
53800
D
Option (Right to Buy)
27.79
2027-05-24
Common Shares
39700.0
39700
D
Option (Right to Buy)
25.7
2028-05-22
Common Shares
18320.0
18320
D
Option (Rigft to Buy)
30.72
2029-05-22
Common Shares
33624.0
33624
D
Option (Right to Buy)
19.15
2030-05-21
Common Shares
77100.0
77100
D
Option (Rigft to Buy)
25.36
2031-05-19
Common
104390.0
104390
D
Restricted Stock Units
2022-05-22
Common Shares
60630.0
60630
D
Restricted Stock Units
2023-05-21
Common
82507.0
82507
D
Restricted Stock Units
2024-05-24
Common
136827.0
136827
D
Series A Common Shares
Common Shares
2049580.0
2049580
I
By Voting Trust
Deferred Compensation
Common Shares
73339.0
73339
D
Series A Common Shares
Common Shares
11142.0
11142
I
By Trust
Series A Common Shares
Common Shares
11424.0
11424
I
By Trust
Series A Common Shares
Common Shares
297.0
297
I
By Wife
Includes 3768 Common Shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.
Includes 5242 Common Shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children.
Voluntary report of shares held in trust, the trustee of which is a third party and beneficiaries include the spouse and descendants
Voluntary reporting of shares in TDS 401K. The information is based on a plan statement dated 12/31/21. The number of shares fluctuates and is attributable to the price of the shares on 12/31/21.
Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 690,604 Common Shares held by a family partnership of which reporting person is a general partner.
On August 12, 201 the reporting person's spouse's GRAT transferred voting trust certificates representing 77,716 to the spouse individually. The reporting person previously reported all securities held by spouse and spouse's GRAT. Accordingly the transfer did not result in the change in the number of securities reported as beneficially owned by reporting person.
Granted under the 2011 Long Term Incentive Plan. Options vest over a 3 year period with one-third becoming exercisable on the first anniversary, one-third on the second anniversary and one-third becoming exercisable on the third anniversary.
Restricted stock unit award pursuant to the 2011 Long Term Incentive Plan. Stock units will become vested on third anniversary.
Series A Common shares are convertible, on a share-for-share basis, into common shares.
Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. The shares reported are held by respective reporting person and his family members that have a pecuniary interest in such securities. Includes 752,615 Series A Common Shares held by a family partnership of which reporting person is a general partner.
Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plans. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 70,384 common shares units were vested at 12/31/21.
Julie D. Mathews, by power of atty
2022-01-18