0001120437-21-000076.txt : 20210520 0001120437-21-000076.hdr.sgml : 20210520 20210520160818 ACCESSION NUMBER: 0001120437-21-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210519 FILED AS OF DATE: 20210520 DATE AS OF CHANGE: 20210520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T JR CENTRAL INDEX KEY: 0000901731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 21944547 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N. LASALLE ST #4000 CITY: CHICAGO STATE: IL ZIP: 60602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 wf-form4_162154128174916.xml FORM 4 X0306 4 2021-05-19 0 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0000901731 CARLSON LEROY T JR 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 President and CEO Common Shares 2021-03-20 5 G 0 E 3307 0 D 74610 D Common Shares 2021-03-26 5 G 0 E 11500 0 D 63110 D Common Shares 2021-04-13 5 G 0 E 12000 0 D 51110 D Common Shares 2021-05-15 5 G 0 E 11000 0 D 40110 D Common Shares 2021-03-08 5 G 0 E 251993 0 D 1874514 I By Voting Trust Option (Right to Buy) 25.36 2021-05-19 4 A 0 104390 0 A 2024-05-19 2031-05-19 Common Shares 104390.0 104390 D Restricted Stock Units 2021-05-19 4 A 0 136827 A Common Shares 136827.0 136827 D Series A Common Shares 2021-03-08 5 G 0 E 9218 0 D Common Shares 9218.0 2042841 I By Voting Trust Includes 3768 shares owned by children. Reporting person disclaims beneficial ownership of shares owned by children. On March 8, 2021 the reporting person's spouse individually transferred 162,314 Common Shares and 89,679 Common Shares from her Marital Trust to a trust, the trustee of which is a family member. The reporting person previous reported all securities held by spouse and spouse's Marital Trust. Accordingly, the transfer did not result in the change in the number of securities reported as beneficially owned by reporting person. Reporting person is one of four trustees which is record owner of these shares and files its holdings on forms 4. Of these Common shares, shares are held by respective reporting person and his family members. Options granted pursuant to the 2020 Long-Term Incentive Plan. Options become exercisable on May 19, 2024. Restricted stock unit award pursuant to the 2020 Long Term Incentive Plan. Stock units will become vested on third anniversary. Series A Common shares are convertible, on a share-for-share basis, into common shares. Reporting person is one of four trustees which is record owner of these shares and files its holdings on forms 4. Of these Series A Common Shares, shares are held by respective reporting person and his family members. On March 8, 2021, the reporting person's spouse individually transferred 9,218 Series A common Shares to a trust, the trustee of which is a family member. The reporting person previously reported all securities held by spouse. Accordingly, the transfer did not result in the change in the number of securities reported as beneficially owned by reporting person. Julie D. Mathews, by power of atty 2021-05-20