0001120437-12-000034.txt : 20120126
0001120437-12-000034.hdr.sgml : 20120126
20120126143355
ACCESSION NUMBER: 0001120437-12-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120124
FILED AS OF DATE: 20120126
DATE AS OF CHANGE: 20120126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON LEROY T JR
CENTRAL INDEX KEY: 0000901731
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14157
FILM NUMBER: 12547272
MAIL ADDRESS:
STREET 1: C/O TDS
STREET 2: 30 N. LASALLE ST #4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/
CENTRAL INDEX KEY: 0001051512
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 362669023
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126301900
MAIL ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2012-01-24
0001051512
TELEPHONE & DATA SYSTEMS INC /DE/
TDS
0000901731
CARLSON LEROY T JR
30 N. LASALLE ST., STE. 4000
CHICAGO
IL
60602
1
1
0
0
President and CEO
Common Shares
2012-01-24
4
J
0
9577.27
D
0
I
By 401K
Special Common Shares
2012-01-24
4
J
0
8625.37
D
0
I
By 401K
Common Shares
2012-01-24
4
J
0
18926.39
A
18926.39
I
By 401K
Common Shares
2012-01-24
4
J
0
153.45
D
0
D
Common Shares
2012-01-24
4
J
0
166.8002
A
166.8002
D
Special Common Shares
2012-01-24
4
J
0
5386.93
D
0
D
Common Shares
2012-01-24
4
J
0
5386.93
A
5553.7302
D
Special Common Shares
2012-01-24
4
J
0
1815587.35
D
0
I
By Voting Trust
Common Shares
2012-01-24
4
J
0
1815587.35
A
1815587.35
I
By Voting Trust
Special Common Shares
2012-01-24
4
J
0
392.25
D
0
I
By Wife
Common Shares
2012-01-24
4
J
0
392.25
A
392.25
I
By Wife
Common Shares
2012-01-24
4
J
0
116.01
D
0
I
By Wife
Common Shares
2012-01-24
4
J
0
126.1029
A
518.35
I
By Wife
Series A Common Shares
2012-01-24
4
J
0
7941.54
D
Common or Special Common Shares
7941.54
0
D
Series A Common Shares
2012-01-24
4
J
0
8632.454
A
Common Shares
8632.454
8632.454
D
Series A Common Shares
2012-01-24
4
J
0
273.15
D
Common or Special Common Shares
273.15
0
I
By Wife
Series A Common Shares
2012-01-24
4
J
0
296.9141
A
Common Shares
296.9141
296.9141
I
By Wife
Series A Common Shares
2012-01-24
4
J
0
1819611
D
Series A Common Shares
1819611
0
I
By Voting Trust
Series A Common Shares
2012-01-24
4
J
0
1977916.938
A
Common Shares
1977916.938
1977916.938
I
By Voting Trust
Deferred Compensation
2012-01-24
4
J
0
13019.41
D
Common Shares
13019.41
0
D
Deferred Compensation
2012-01-24
4
J
0
14152.0987
A
Common Shares
14152.0987
14152.0987
D
Deferred Compensation
2012-01-24
4
J
0
36063.492
D
Special Common Shares
36063.492
0
D
Deferred Compensation
2012-01-24
4
J
0
36063.492
A
Common Shares
36063.492
50215.59
D
Stock Option (Right to Buy)
60.20
2012-01-24
4
J
0
68215
D
2002-12-15
2012-08-19
Common and Special Common Shares
68215
0
D
Stock Option (Right to Buy)
28.85
2012-01-24
4
J
0
142364.705
A
2002-12-15
2012-08-19
Common Shares
142364.705
142364.705
D
Stock Option (Right to Buy)
52.92
2012-01-24
4
J
0
65567
D
2003-12-15
2013-07-03
Common and Special Common Shares
65567
0
D
Stock Option (Right to Buy)
25.36
2012-01-24
4
J
0
136838.329
A
2003-12-15
2013-07-03
Common Shares
136838.329
136838.329
D
Stock Option (Right to Buy)
66.00
2012-01-24
4
J
0
67540
D
2004-12-15
2014-05-08
Common and Special Common Shares
67540
0
D
Stock Option (Right to Buy)
31.62
2012-01-24
4
J
0
140955.98
A
2004-12-15
2014-05-08
Common Shares
140995.98
140995.98
D
Stock Option (Right to Buy)
77.36
2012-01-24
4
J
0
111045
D
2005-12-15
2015-04-20
Common and Special Common Shares
111045
0
D
Stock Option (Right to Buy)
37.07
2012-01-24
4
J
0
231750.915
A
2005-12-15
2015-04-20
Common Shares
231750.915
231750.915
D
Stock Option (Right to Buy)
49.80
2012-01-24
4
J
0
213333
D
2006-12-15
2016-12-13
Special Common Shares
213333
0
D
Stock Option (Right to Buy)
49.80
2012-01-24
4
J
0
213333
A
2006-12-15
2016-12-13
Common Shares
213333
213333
D
Stock Option (Right to Buy)
59.45
2012-01-24
4
J
0
179653
D
2007-12-15
2017-07-02
Special Common Shares
179653
0
D
Stock Option (Right to Buy)
59.45
2012-01-24
4
J
0
179653
A
2007-12-15
2017-07-02
Common Shares
179653
179653
D
Stock Option (Right to Buy)
35.35
2012-01-24
4
J
0
226425
D
2018-08-26
Special Common Shares
226425
0
D
Stock Option (Right to Buy)
35.35
2012-01-24
4
J
0
226425
A
2018-08-26
Common Shares
226425
226425
D
Stock Option (Right to Buy)
26.95
2012-01-24
4
J
0
244000
D
2019-05-20
Special Common Shares
244000
0
D
Stock Option (Right to Buy)
26.95
2012-01-24
4
J
0
244000
A
2019-05-20
Common Shares
244000
244000
D
Stock Option (Right to Buy)
26.66
2012-01-24
4
J
0
250000
D
2020-05-25
Special Common Shares
250000
0
D
Stock Option (Right to Buy)
26.66
2012-01-24
4
J
0
250000
A
2020-05-25
Common Shares
250000
250000
D
Stock Option (Right to Buy)
29.94
2012-01-24
4
J
0
230000
D
2021-05-13
Special Common Shares
230000
0
D
Stock Option (Right to Buy)
29.94
2012-01-24
4
J
0
230000
A
2021-05-13
Common Shares
230000
230000
D
Series A Common Shares are convertible, on a share-for-share basis, into common or special common shares.
Pursuant to a reclassification exempt under Rule 16b-3 and Rule 16b-7, each Special Common Share was reclassified into one Common Share, each Common Share was reclassified into 1.087 Common Shares, and each Series A Common Share was reclassified into 1.087 Series A Common Shares, and each stock award relating to such shares was appropriately adjusted.
Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Series A Common shares, 104,100.453 (including 19,381.453 acquired in dividend reinvestment) are held as custodian for children and 9955.579 (including 1306.579 acquired in dividend reinvestment) are held by spouse, and 747,136 (including 18,849.008 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 3103.898 were earned pursuant to a dividend reinvestment plan. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. In addition, 937,747 Series A common Shares owned by family limited partnership.
Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Special Common shares, 95973.33 (18016.33 including acquired in dividend reinvestment) are held as custodian for children and 13492.61 (including 1221.61 acquired in dividend reinvestment) are held by spouse, and 685,962.47 including 15965.47 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 0.94 were earned pursuant to a dividend reinvestment plan. Reporting person's GRAT owns 383,912 and wife's GRAT owns 326,250. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children.
Includes 3768 shares owned by children. Reporting person disclaims beneficial ownerhsip of shares owned by children.
Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 13,019.41 common shares units were vested at 12/31/11.
Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33% and 34% over three years. A total of 34,916.27 special common share units were vested at 12/31/11.
Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third vesting on the first annual anniversary, one-third vested on the second annual anniversary and one-third vesting on the third annual anniversary.
Shares held in TDS 401K plan. The number of shares fluctuates and is attributable to the price of the shares on Dec. 31, 2011.
Shares held in TDS 401K plan. The number of shares fluctuates and is attributable to the price of the shares on Jan. 25, 2012.
Julie D. Mathews, by power of atty
2012-01-26