0001120437-12-000008.txt : 20120119
0001120437-12-000008.hdr.sgml : 20120119
20120119172758
ACCESSION NUMBER: 0001120437-12-000008
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120119
DATE AS OF CHANGE: 20120119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLSON LEROY T JR
CENTRAL INDEX KEY: 0000901731
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14157
FILM NUMBER: 12535371
MAIL ADDRESS:
STREET 1: C/O TDS
STREET 2: 30 N. LASALLE ST #4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/
CENTRAL INDEX KEY: 0001051512
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 362669023
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
BUSINESS PHONE: 3126301900
MAIL ADDRESS:
STREET 1: 30 NORTH LASALLE STREET
STREET 2: STE 4000
CITY: CHICAGO
STATE: IL
ZIP: 60602
5
1
edgar.xml
PRIMARY DOCUMENT
X0304
5
2011-12-31
0
0
0001051512
TELEPHONE & DATA SYSTEMS INC /DE/
TDS
0000901731
CARLSON LEROY T JR
30 N. LASALLE ST., STE. 4000
CHICAGO
IL
60602
1
1
0
0
President and CEO
Common Shares
4795.45
D
Special Common Shares
74233.93
D
Common Shares
1158.011
I
By wife
Special Common Shares
6444.2514
I
By Wife
Common Shares
2011-12-31
5
J
0
220
A
9577.27
I
By 401K plan
Special Common Shares
2011-12-31
5
J
0
195.52
A
8625.37
I
By 401K plan
Special Common
2011-12-16
5
G
0
10491
0
D
1815587.35
I
By Voting Trust
Option (Right to buy)
60.20
2002-12-15
2012-08-19
Tandem Common and Special Common Shares
68215
68215
D
Option (Right to buy)
52.92
2003-12-15
2013-07-03
Tandem Common and Special Common Shares
65567
65567
D
Option (Right to buy)
66.00
2004-12-15
2014-05-08
Tandem Common and Special Common Shares
67540
67540
D
Option (Right to buy)
77.36
2005-12-15
2015-04-20
Tandem Common and Special Common Shares
111045
111045
D
Option (Right to buy)
49.80
2006-12-15
2016-12-13
Special Common Shares
213333
213333
D
Option (Right to buy)
59.45
2007-12-15
2017-07-02
Special Common Shares
179653
179653
D
Option (Right to buy)
35.35
2018-08-26
Special Common Shares
226425
226425
D
Option (Right to buy)
26.95
2019-05-20
Special Common Shares
244000
244000
D
Option (Right to buy)
26.66
2020-05-25
Special Common Shares
250000
250000
D
Option (Right to buy)
29.94
2021-05-13
Special Common Shares
230000
230000
D
Restricted Stock Units
2012-12-15
Special Common Shares
37400
37400
D
Restricted Stock Units
2013-12-02
Special Common Shares
36700
36700
D
Series A Common Shares
2011-12-16
5
G
0
10472
0
D
Common or Special Common Shares
1819611.09
1819611.09
I
By Voting Trust
Deferred Compensation
2011-12-31
5
J
0
232.137
A
Common Shares
13019.41
13019.41
D
Deferred Compensation
2011-12-31
5
J
0
654.61
A
Special Common Shares
36063.492
36063.492
D
Series A Common Shares
Common or Special Common Shares
13441.54
13441.54
D
Series A Common Shares
Common or Special Common Shares
5283.15
5283.15
I
By Wife
Series A Common shares are convertible, on a share-for-share basis, into common or special common.
Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Series A Common shares, 95768.22 (including 17830.22 acquired in dividend reinvestment) are held as custodian for children and 9159.01 (including 1202.01 acquired in dividend reinvestment) are held by spouse, and 687,337.39 (including 17340.39 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 2855.47 were earned pursuant to a dividend reinvestment plan. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. In addition, 862,693 Series A common Shares owned by family limited partnership.
Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33%, 34% over three years. A total of 13,019.41 common shares units were vested at 12/31/11.
Voluntary reporting of shares acquired in 2011 in the TDS 401K. The information is based on a plan statement dated 12/31/11. The number of shares fluctuates and is attributable to the price of the shares on 12/31/11.
Reporting person deferred bonuses pursuant to the TDS Long Term Incentive Plan. Employer matches vest ratably at a rate of 33%, 33% and 34% over three years. A total of 34,916.27 special common share units were vested at 12/31/11.
Reporting person is one of four trustees which is record owner of these shares which files its holdings on forms 4. Of these Special Common shares, 95973.33 (18016.33 including acquired in dividend reinvestment) are held as custodian for children and 13492.61 (including 1221.61 acquired in dividend reinvestment) are held by spouse, and 685,962.47 including 15965.47 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 0.94 were earned pursuant to a dividend reinvestment plan. Reporting person's GRAT owns 383,912 and wife's GRAT owns 326,250. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children.
Granted under the 2004 Long Term Incentive Plan. Options vest over a 3 year period with one-third vesting on Aug. 26, 2009, one-third vesting on Aug. 26, 2010 and one-third vesting Aug. 26, 2011.
Granted under the Long-Term Incentive Plan. Options vest over a 3 year period with one-third becoming exercisable on the first anniversary, one-third on the second anniversary and one-third becoming exercisable on the third anniversary.
Restricted stock unit award pursuant to the Long-Term Incentive Plan. Stock units will become vested on December 15, 2012.
Gift
Restricted stock unit award pursuant to the Long Term Incentive Plan. Stock units will become vested on Dec. 2, 2013.
Includes 1634 shares owned by children. Reporting person disclaims beneficial ownerhsip of shares owned by children.
Julie D. Mathews, by power of atty
2012-01-19