-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqnjydCY5M4M5OcgHLAZ6040Ux65yewiYtdUHUgh7PCmhyoqyQq5bDV/TVgvtp2h s6lh0WW4ZKNl/xFrYk863w== 0001120437-07-000111.txt : 20071207 0001120437-07-000111.hdr.sgml : 20071207 20071207100141 ACCESSION NUMBER: 0001120437-07-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071205 FILED AS OF DATE: 20071207 DATE AS OF CHANGE: 20071207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TELEPHONE & DATA SYSTEMS INC /DE/ CENTRAL INDEX KEY: 0001051512 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 362669023 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: 30 NORTH LASALLE STREET STREET 2: STE 4000 CITY: CHICAGO STATE: IL ZIP: 60602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLSON LEROY T JR CENTRAL INDEX KEY: 0000901731 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14157 FILM NUMBER: 071291153 BUSINESS ADDRESS: BUSINESS PHONE: 3126301900 MAIL ADDRESS: STREET 1: C/O TDS STREET 2: 30 N. LASALLE ST #4000 CITY: CHICAGO STATE: IL ZIP: 60602 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-05 0001051512 TELEPHONE & DATA SYSTEMS INC /DE/ TDS 0000901731 CARLSON LEROY T JR 30 N. LASALLE ST., STE. 4000 CHICAGO IL 60602 1 1 0 0 President and CEO Common Shares 2007-12-05 4 M 0 3600 A 3695.2 D Special Common Shares 2007-12-05 4 M 0 3600 A 10706 D Common Shares 2007-12-05 4 S 0 300 65.07 D 3395.2 D Common Shares 2007-12-05 4 S 0 300 65.10 D 3095.2 D Common Shares 2007-12-05 4 S 0 300 65.16 D 2795.2 D Common Shares 2007-12-05 4 S 0 100 65.20 D 2695.2 D Common Shares 2007-12-05 4 S 0 500 65.21 D 2195.2 D Common Shares 2007-12-05 4 S 0 500 65.22 D 1695.2 D Common Shares 2007-12-05 4 S 0 200 65.23 D 1495.2 D Common Shares 2007-11-28 4 S 0 100 65.26 D 195.2 D Common Shares 2007-12-05 4 S 0 300 65.34 D 1095.2 D Common Shares 2007-12-05 4 S 0 400 65.35 D 695.2 D Common Shares 2007-12-05 4 S 0 200 65.38 D 495.2 D Common Shares 2007-12-05 4 S 0 400 65.39 D 95.2 D Special Common Shares 2007-12-05 4 S 0 400 59.65 D 10306 D Special Common Shares 2007-12-05 4 S 0 400 59.90 D 9906 D Special Common Shares 2007-12-05 4 S 0 300 59.95 D 9606 D Special Common Shares 2007-12-05 4 S 0 300 59.99 D 9306 D Special Common Shares 2007-12-05 4 S 0 400 60.00 D 8906 D Special Common Shares 2007-12-05 4 S 0 200 60.03 D 8706 D Special Common Shares 2007-12-05 4 S 0 400 60.04 D 8306 D Special Common Shares 2007-12-05 4 S 0 400 60.05 D 7906 D Special Common Shares 2007-12-05 4 S 0 100 60.10 D 7806 D Special Common Shares 2007-12-05 4 S 0 400 60.15 D 7406 D Special Common Shares 2007-12-05 4 S 0 200 60.20 D 7206 D Special Common Shares 2007-12-05 4 S 0 100 60.21 D 7106 D Option (Right to Buy) 39.75 2007-12-05 4 M 0 3600 D 1998-12-15 2008-06-22 Tandem Common and Special Common Shares 3600 23700 D Series A Common Shares Common or Special Common shares 1816776 1816776 I By Voting Trust Series A Common Shares Common or Special Common Shares 12633.2 12633.2 D Series A Common Shares Common or Special Common Shares 5274.9 5274.9 I By Wife Granted under the Long-Term Incentive Plan. As a result of the special common dividend on 5/13/05, all options to purchase common shares were adjusted into tandem options. The tandem option provide that upon exercise, the optionee purchases the number of common shares originally subject to the option plus an equal number of special common shares. Exercise of a stock options and subsequent sale of shares pursuant to a previously disclosed 10b5-1 Rule plan. Series A Common shares are convertible, on a share-for-share basis, into common or special common. Reporting person is one of four trustees which is record owner of these Series A Common shares which files its holdings on forms 4. Of these shares, 83760.5 (including 16294.5 acquired in dividend reinvestment) are held as custodian for children and 9074.3 (including 1117.3 acquired in dividend reinvestment) are held by spouse, and 686294.6 (including 16297.6 acquired in dividend reinvestment) shares are held by a family partnership of which reporting person is a general partner. Of the remaining shares, 2683.7 were earned pursuant to a dividend reinvestment plan. Reporting person disclaims beneficial ownership of shares owned by wife and as custodian for children. In addition, 862,693 Series A Common Shares owned by family limited partnership of which reporting person and his spouse each hold 500 general partnerhip interests and collectively hold 99,000 limited partnership interests. Julie D. Mathews, by power of atty 2007-12-07 -----END PRIVACY-ENHANCED MESSAGE-----