-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qe/i6q95NzCMDRgdIXmz7QTZxM09vUOr220h8KQaa6Z5uUqh0+GkAZOnw+DoiNsR SD33Dd1JK+4ENj16Kq4qLg== 0000901719-07-000034.txt : 20071214 0000901719-07-000034.hdr.sgml : 20071214 20071214134312 ACCESSION NUMBER: 0000901719-07-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071212 FILED AS OF DATE: 20071214 DATE AS OF CHANGE: 20071214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEST PROPERTIES INC CENTRAL INDEX KEY: 0001067419 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 952635431 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERG CARL E CENTRAL INDEX KEY: 0000901719 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25235 FILM NUMBER: 071306812 BUSINESS ADDRESS: STREET 1: BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: C/O BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-12 0 0001067419 MISSION WEST PROPERTIES INC MSW 0000901719 BERG CARL E C/O BERG & BERG DEVELOPERS 10050 BANDLEY DR CUPERTINO CA 95014 1 1 1 0 CEO LP UNITS 2007-12-12 4 J 0 524236 A COMMON STOCK 524236 34058355 D LP UNITS COMMON STOCK 0 169131 D LP UNITS COMMON STOCK 0 10789383 D LP UNITS COMMON STOCK 0 196428 D CONVERTIBLE TO COMMON STOCK ON A 1:1 BASIS LP UNITS BECAME EXCHANGEABLE FOR COMMON STOCK ON 12/29/99 UNDER THE EXCHANGE RIGHTS AGREEMENT DATED 12/29/1998 BETWEEN THE COMPANY AND LP UNIT HOLDERS. THESE REPORTING PERSONS WHO ARE "BERG GROUP" MEMBERS ARE SUBJECT TO AN AGGREGATE OWNERSHIP LIMIT EQUAL TO 20% OF THE OUTSTANDING SHARES OF COMMON STOCK, WHICH REPRESENTS A CONVERSION CAP ON THE TOTAL NUMBER OF SHARES THAT CAN BE ACQUIRED BY ANY REPORTING PERSON AND ALL OF THESE REPORTING PERSONS COMBINED. THE DESIGNATED BENEFICIAL OWNER DISCLAIMS BENEFICIAL OWNERSHIP OF ALL SECURITIES ON THIS FORM 4. ALL REPORTING PERSONS DISCLAIM BENEFICIAL OWNERSHIP OF ALL SECURITIES EXCEPT TO THE EXTENT OF THEIR RESPECTIVE PECUNIARY INTERESTS THEREIN. CARL BERG ACQUIRED 548,236 LP UNITS IN EXCHANGE FOR REAL PROPERTY CONTRIBUTED TO THE COMPANY PER THE EXISTING BERG LAND HOLDINGS OPTION AGREEMENT DATED AS OF DECEMBER 29, 1998 ("LAND OPTION AGREEMENT") EFFECTIVE AS OF SEPTEMBER 30, 2007. CARL BERG DONATED 24,000 LP UNITS TO QUALIFYING CHARITABLE ORGANIZATIONS ON DECEMBER 10, 2007. CARL BERG IS REPORTING THE NET LP UNITS ACQUIRED OF 524,236 ON THIS FORM 4. THESE LP UNITS ARE OWNED BY CARL BERG, THE DESIGNATED BENEFICIAL OWNER FOR THE REPORTING GROUP. THESE LP UNITS ARE OWNED BY WEST COAST VENTURE CAPITAL, INC. ("WCVC"), A MEMBER OF THE REPORTING GROUP. THESE UNITS ARE OWNED BY BERG & BERG ENTERPRISES, INC. ("BBI"), A MEMBER OF THE REPORTING GROUP. THESE LP UNITS ARE OWNED BY BERG & BERG ENTERPRISES, LLC ("BBL"), A MEMBER OF THE REPORTING GROUP. CARL BERG, AS AN INDIVIDUAL, AS PRES OF WCVC AND BBI, AND AS MANAGER OF BBL 2007-12-14 -----END PRIVACY-ENHANCED MESSAGE-----