-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KdFn/C4as+CFrpqrrzGyJNuY6XMf9w47oHhRqmVPN4kQ8XPGxHx48sdMniuejIaC IDleSrBdeV3kW9rqpKQjJw== 0000901719-03-000007.txt : 20030630 0000901719-03-000007.hdr.sgml : 20030630 20030630142610 ACCESSION NUMBER: 0000901719-03-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030630 FILED AS OF DATE: 20030630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MISSION WEST PROPERTIES INC CENTRAL INDEX KEY: 0001067419 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 952635431 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERG CARL E CENTRAL INDEX KEY: 0000901719 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25235 FILM NUMBER: 03763782 BUSINESS ADDRESS: STREET 1: BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DRIVE CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: 4087250700 MAIL ADDRESS: STREET 1: C/O BERG & BERG DEVELOPERS STREET 2: 10050 BANDLEY DR CITY: CUPERTINO STATE: CA ZIP: 95014 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-06-30 0 0001067419 MISSION WEST PROPERTIES INC MSW 0000901719 BERG CARL E 1 1 1 0 Chairman, CEO, and Director Common Stock 2003-06-30 2003-06-30 4 G 0 7650 0 D 0 D Limited Partnership Units (LP Units) 0 1988-08-08 4 P 0 0 0 A 1998-08-08 1998-08-08 Limited Partnership Units (LP Units) 0 33791499 D Limited Partnership Units (LP Units) 0 1998-08-08 4 P 0 0 0 A 1998-08-08 1998-08-08 Limited Partnership Units (LP Units) 0 10789383 D Limited Partnerhsip Units (LP Units) 0 1998-08-08 4 P 0 0 0 A 1998-08-08 1998-08-08 Limited Partnership Units (LP Units) 0 196428 D These securities are owned by Carl E. Berg, the designated beneficial owner for the reporting group. On June 30, 2003, Carl E. Berg donated 7,650 shares of Common Stock to a qualifying charitable organization On June 30, 2003, Carl E. Berg donated 7,650 shares of Common Stock to a qualifying charitable organization. Convertible to common stock on a 1:1 basis. There were no derivative security transactions. These LP Units were acquired in exchange for real property sold to the Company per existing agreements with the Company including the Pending Projects Acquisition Agreement and the Berg Land Holdings Option Agreement both dated as of December 29, 1998 (the "Land Option Agreement"). LP Units became exchangeable for Common Stock on December 29, 1999 under the Exchange Rights Agreement Dated December 28, 1998 between the Company and the entities holding the LP Units. LP Units may be exchanged for an equal number of shares of the Company's Common Stock, or at the election of the Company, cash equal to the fair market value of the shares. These reporting persons and other reporting persons who are "Berg Group" members are subject to an aggregate ownership limit equal to 20% of the outstanding shares of Common Stock, which represents a conversion cap on the total number of shares that can be acquired by any reporting persons and all of these reporting persons combined. The conversion cap limited the acquisition of the underlying securities as of December 29, 1999. LP Units were valued based on the purchase price of the acquired property with the value of each unit equal to the fair market value of the Common Stock under the Land Option Agreement. The LP Units are owned by Carl E. Berg, the designated beneficial owner for the reporting group. Not applicable. Not applicable. These LP Units are owned by Berg & Berg Enterprises, Inc., a member of the reporting group. These LP Units are owned by Berg & Berg Enterprises, LLC, a member of the reporting group. The designated beneficial owner disclaims beneficial ownership of all securities reported on thie Form 4. All reporting persons disclaim beneficial ownership of all securities except to the extent of their respective pecuniary interests therein. Carl E. Berg 2003-06-30 -----END PRIVACY-ENHANCED MESSAGE-----