-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/FdTa/2uDWS3lBdKyGncY/q2Wm0d78sS5GoSGNCfmPmQJ9Wi0sbDGcl3rNsfGo0 Cg/o76PTfmC/keurMLW9KQ== <SEC-DOCUMENT>0001181431-04-053411.txt : 20041117 <SEC-HEADER>0001181431-04-053411.hdr.sgml : 20041117 <ACCEPTANCE-DATETIME>20041117125707 ACCESSION NUMBER: 0001181431-04-053411 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041117 FILED AS OF DATE: 20041117 DATE AS OF CHANGE: 20041117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POTERACKI SCOTT J CENTRAL INDEX KEY: 0001218307 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23418 FILM NUMBER: 041151526 BUSINESS ADDRESS: BUSINESS PHONE: 2067012000 MAIL ADDRESS: STREET 1: 411 FIRST AVENUE S STE 600 CITY: SEATTLE STATE: WA ZIP: 981042360 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MTI TECHNOLOGY CORP CENTRAL INDEX KEY: 0000901696 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 953601802 STATE OF INCORPORATION: DE FISCAL YEAR END: 0403 BUSINESS ADDRESS: STREET 1: 14661 FRANKLIN AVENUE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7144817800 MAIL ADDRESS: STREET 1: 14661 FRANKLIN AVENUE CITY: TUSTIN STATE: CA ZIP: 92780 </SEC-HEADER> <DOCUMENT> <TYPE>3 <SEQUENCE>1 <FILENAME>rrd57881.xml <TEXT> <XML> <?xml version="1.0"?> <ownershipDocument> <schemaVersion>X0202</schemaVersion> <documentType>3</documentType> <periodOfReport>2004-11-17</periodOfReport> <noSecuritiesOwned>0</noSecuritiesOwned> <issuer> <issuerCik>0000901696</issuerCik> <issuerName>MTI TECHNOLOGY CORP</issuerName> <issuerTradingSymbol>MTIC</issuerTradingSymbol> </issuer> <reportingOwner> <reportingOwnerId> <rptOwnerCik>0001218307</rptOwnerCik> <rptOwnerName>POTERACKI SCOTT J</rptOwnerName> </reportingOwnerId> <reportingOwnerAddress> <rptOwnerStreet1>C/O MTI TECHNOLOGY CORPORATION</rptOwnerStreet1> <rptOwnerStreet2>14661 FRANKLIN AVENUE</rptOwnerStreet2> <rptOwnerCity>TUSTIN</rptOwnerCity> <rptOwnerState>CA</rptOwnerState> <rptOwnerZipCode>92780</rptOwnerZipCode> <rptOwnerStateDescription></rptOwnerStateDescription> </reportingOwnerAddress> <reportingOwnerRelationship> <isDirector>0</isDirector> <isOfficer>1</isOfficer> <isTenPercentOwner>0</isTenPercentOwner> <isOther>0</isOther> <officerTitle>Chief Financial Officer</officerTitle> </reportingOwnerRelationship> </reportingOwner> <derivativeTable> <derivativeHolding> <securityTitle> <value>Employee Stock Options (right to buy)</value> </securityTitle> <conversionOrExercisePrice> <value>1.74</value> </conversionOrExercisePrice> <exerciseDate> <footnoteId id="F1"/> </exerciseDate> <expirationDate> <value>2014-11-11</value> </expirationDate> <underlyingSecurity> <underlyingSecurityTitle> <value>Common Stock</value> </underlyingSecurityTitle> <underlyingSecurityShares> <value>350000</value> </underlyingSecurityShares> </underlyingSecurity> <ownershipNature> <directOrIndirectOwnership> <value>D</value> </directOrIndirectOwnership> </ownershipNature> </derivativeHolding> </derivativeTable> <footnotes> <footnote id="F1">36-month (3 year) Vesting with 6-month Cliff and Monthly Thereafter: Six-thirty-sixths (6/36th) of the shares subject to the Option shall vest six (6) months after the Vesting Commencement Date. One-thirtieth (1/30th) of the remaining unvested shares subject to the Option shall vest at the end of the 7th month and each month thereafter, such that the Option will be one hundred percent (100%) vested after thirty-six (36) months of Continuous Services from the Vesting Commencement Date.</footnote> </footnotes> <ownerSignature> <signatureName>Scott Poteracki</signatureName> <signatureDate>2004-11-17</signatureDate> </ownerSignature> </ownershipDocument> </XML> </TEXT> </DOCUMENT> </SEC-DOCUMENT> -----END PRIVACY-ENHANCED MESSAGE-----