0001642162-16-000005.txt : 20161202 0001642162-16-000005.hdr.sgml : 20161202 20161202161133 ACCESSION NUMBER: 0001642162-16-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161202 DATE AS OF CHANGE: 20161202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Incanno Salvatore CENTRAL INDEX KEY: 0001642162 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 162031292 MAIL ADDRESS: STREET 1: 970 E. 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-11-30 0 0000090168 SIFCO INDUSTRIES INC SIF 0001642162 Incanno Salvatore 970 E. 64TH ST CLEVELAND OH 44103 0 1 0 0 VP of Finance & CFO SIFCO Industries, Inc. Common stock 2016-11-30 4 M 0 3571 0 A 3571 D SIFCO Industries, Inc. Common stock 2016-11-30 4 F 0 1194 11.25 D 2377 D Bonus unit 2016-11-30 4 M 0 3571 0 D SIFCO Industries, Inc. Common Stock 3571 3572 D Vesting of bonus units into shares of common stock. As previously disclosed on June 3, 2016, 50% of the bonus units awarded vested on November 30, 2016 (3,571 shares vested and of this amount, 1,194 shares were tendered back to the Company to pay required withholding taxes). Each bonus unit represented an unvested share of SIFCO Industries, Inc. common stock. The bonus unit vest in approximately equal installments on November 30, 2016 and May 31, 2017. Elizabeth Button - by power of attorney 2016-12-02