0001200556-12-000001.txt : 20120110 0001200556-12-000001.hdr.sgml : 20120110 20120110113751 ACCESSION NUMBER: 0001200556-12-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120109 FILED AS OF DATE: 20120110 DATE AS OF CHANGE: 20120110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPPELLO FRANK A CENTRAL INDEX KEY: 0001200556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 12519172 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2012-01-09 0 0000090168 SIFCO INDUSTRIES INC sif 0001200556 CAPPELLO FRANK A SIFCO INDUSTRIES INC 970 EAST 64TH STREET CLEVELAND OH 44103 0 1 0 0 V.P. Finance & CFO SIFCO Industries, Inc. Common Stock 2012-01-09 4 M 0 8277 3.5 A 19428 D Stock options - right to purchase SIF Common Stock 3.5 2012-01-09 4 M 0 10000 3.5 D 2004-11-03 2013-11-03 SIFCO Industries, Inc. Common Stock 10000 0 D Stock options - right to purchase SIF Common Stock 3.74 2006-07-26 2015-07-26 SIFCO Industries, Inc. Common Stock 6000 6000 D 25% of options vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years. Remigijus Belzinskas - By power of attorney 2012-01-10