0001200556-11-000004.txt : 20110815 0001200556-11-000004.hdr.sgml : 20110815 20110815191459 ACCESSION NUMBER: 0001200556-11-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110815 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPPELLO FRANK A CENTRAL INDEX KEY: 0001200556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 111038433 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-08-15 0 0000090168 SIFCO INDUSTRIES INC sif 0001200556 CAPPELLO FRANK A SIFCO INDUSTRIES INC 970 EAST 64TH STREET CLEVELAND OH 44103 0 1 0 0 v.p. finance & cfo SIF Comon Stock 2011-08-15 4 M 0 7194 5.5 A 11151 D stock option right purchase SIF common stock 5.5 2011-08-15 4 M 0 10000 0 D 2003-04-30 2012-04-30 SIF common stock 10000 0 D stock option right to purchase SIF common stock 3.5 2004-11-03 2013-11-03 SIF common stock 10000 10000 D stock option right to purchase SIF common stock 3.74 2006-07-26 2015-07-26 SIF common stock 6000 6000 D Frank Cappello 2011-08-15