-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DDxn0YKhwF/qnYe0BYssP+WuaS63XNjf2rzaBxZ5JivGnqclu078eFKnvcqNvJfM bvdM5urFlayo80CwMimtyQ== 0001200556-11-000003.txt : 20110303 0001200556-11-000003.hdr.sgml : 20110303 20110303122234 ACCESSION NUMBER: 0001200556-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110301 FILED AS OF DATE: 20110303 DATE AS OF CHANGE: 20110303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAPPELLO FRANK A CENTRAL INDEX KEY: 0001200556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 11659070 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-03-01 0 0000090168 SIFCO INDUSTRIES INC sif 0001200556 CAPPELLO FRANK A SIFCO INDUSTRIES INC 970 EAST 64TH STREET CLEVELAND OH 44103 0 1 0 0 Vice President Finance and CFO SIFCO Industries, Inc. Common Stock 2011-03-01 4 S 0 500 16.35 D 4507 D SIFCO Industries, Inc. Commn Stock 2011-03-02 4 S 0 550 16.5 D 3957 D Stock options - right to purchase SIFCO common stock 5.5 2003-04-30 2012-04-30 SIFCO Industries, Inc. Common Stock 10000 10000 D Stock options - right to purchase SIFCO common stock 3.5 2004-11-03 2013-11-03 SIFCO Industries, Inc. Common Stock 10000 10000 D Stock options - right to purchase SIFCO common stock 3.74 2006-07-26 2015-07-26 SIFCO Industries, Inc. Common Stock 6000 6000 D 25% of options vested on this date. The balance of the award vested 25% per year on this date in each of the next three (3) years. Remigijus Belzinskas - by power of attorney 2011-03-03 -----END PRIVACY-ENHANCED MESSAGE-----