0001200555-16-000006.txt : 20160613 0001200555-16-000006.hdr.sgml : 20160613 20160613100231 ACCESSION NUMBER: 0001200555-16-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH HUDSON D CENTRAL INDEX KEY: 0001200555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 161710081 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-06-10 0 0000090168 SIFCO INDUSTRIES INC SIF 0001200555 SMITH HUDSON D SIFCO INDUSTRIES INC 970 EAST 64TH STREET CLEVELAND OH 44103 1 0 0 0 Voting Trust Certificates 2016-06-10 4 G 0 5872 D 66820 D SIFCO Industries, Inc. common stock 3881 D SIFCO Industries, Inc. common stock 8700 D Voting Trust Certificates 57068 I Beneficiary of Trust Voting Trust Certificates 121678 I Beneficiary of Trust Voting Trust Certificates 6255 I Owned by spouse SIFCO Industries, Inc. common stock 2400 I Owned by spouse Voting Trust Certificates are for Common Stock of listed Company. H. Smith gifted a total of 5,872 shares of Voting Trust Certificates to his children and grandchildren. SIFCO Industries, Inc. Common Shares awarded under the 2007 Long-term incentive program. Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust. Held in Trust by the Trustee of the R. Smith Irrevocable Trust. Elizabeth Button - by power of attorney 2016-06-13