0001200555-13-000002.txt : 20131218 0001200555-13-000002.hdr.sgml : 20131218 20131218144147 ACCESSION NUMBER: 0001200555-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH HUDSON D CENTRAL INDEX KEY: 0001200555 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 131284894 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-12-16 0 0000090168 SIFCO INDUSTRIES INC SIF 0001200555 SMITH HUDSON D SIFCO INDUSTRIES INC 970 EAST 64TH STREET CLEVELAND OH 44103 1 0 0 0 Voting Trust Certificates 2013-12-16 4 D 0 1800 A 73793 D SIFCO Industries, Inc. Common Stock 2013-12-13 2013-12-18 4 I 0 4180 24.4938 A 0 D SIFCO Industries, Inc. Common Stock 5470 D Voting Trust Certificates 15300 I Trustee for child Voting Trust Certificates 57068 I Beneficiary of Trust Voting Trust Certificates 121678 I Beneficiary of Trust Voting Trust Certificates 6255 I Owned by wife H. Smith gifted a total of 1800 shares (3 children x 600) of Voting Trust Certificates. H.Smith disposed of SIFCO stock from its SIFCO Ind. Inc., 401k Employees' Plan. Restricted shares awarded under the 2007 Long-term incentive program. Voting Trust Certificates are for Common Stock of listed Company. Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust. Held in Trust by the Trustee of the R. Smith Irrevocable Trust. Elizabeth Button - by Power of Attorney 2013-12-18