0001200555-13-000002.txt : 20131218
0001200555-13-000002.hdr.sgml : 20131218
20131218144147
ACCESSION NUMBER: 0001200555-13-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131216
FILED AS OF DATE: 20131218
DATE AS OF CHANGE: 20131218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC
CENTRAL INDEX KEY: 0000090168
STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724]
IRS NUMBER: 340553950
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 970 E 64TH ST
CITY: CLEVELAND
STATE: OH
ZIP: 44103
BUSINESS PHONE: 2168818600
MAIL ADDRESS:
STREET 1: 970 EAST 64TH STREET
CITY: CLEVELAND
STATE: OH
ZIP: 44103
FORMER COMPANY:
FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO
DATE OF NAME CHANGE: 19690520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH HUDSON D
CENTRAL INDEX KEY: 0001200555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-05978
FILM NUMBER: 131284894
MAIL ADDRESS:
STREET 1: SIFCO INDUSTRIES INC
STREET 2: 970 EAST 64TH STREET
CITY: CLEVELAND
STATE: OH
ZIP: 44103
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-12-16
0
0000090168
SIFCO INDUSTRIES INC
SIF
0001200555
SMITH HUDSON D
SIFCO INDUSTRIES INC
970 EAST 64TH STREET
CLEVELAND
OH
44103
1
0
0
0
Voting Trust Certificates
2013-12-16
4
D
0
1800
A
73793
D
SIFCO Industries, Inc. Common Stock
2013-12-13
2013-12-18
4
I
0
4180
24.4938
A
0
D
SIFCO Industries, Inc. Common Stock
5470
D
Voting Trust Certificates
15300
I
Trustee for child
Voting Trust Certificates
57068
I
Beneficiary of Trust
Voting Trust Certificates
121678
I
Beneficiary of Trust
Voting Trust Certificates
6255
I
Owned by wife
H. Smith gifted a total of 1800 shares (3 children x 600) of Voting Trust Certificates.
H.Smith disposed of SIFCO stock from its SIFCO Ind. Inc., 401k Employees' Plan.
Restricted shares awarded under the 2007 Long-term incentive program.
Voting Trust Certificates are for Common Stock of listed Company.
Held in Trust by Trustee of the Charles H. Smith, Jr. Irrevocable Trust.
Held in Trust by the Trustee of the R. Smith Irrevocable Trust.
Elizabeth Button - by Power of Attorney
2013-12-18