0001200552-14-000001.txt : 20141204 0001200552-14-000001.hdr.sgml : 20141204 20141204212825 ACCESSION NUMBER: 0001200552-14-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141202 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPSCOMB MICHAEL S CENTRAL INDEX KEY: 0001200552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 141267710 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-12-02 0 0000090168 SIFCO INDUSTRIES INC SIF 0001200552 LIPSCOMB MICHAEL S SIFCO INDUSTRIES INC 970 EAST 64TH STREET CLEVELAND OH 44103 1 1 0 0 Chief Executive Officer SIFCO Industries, Inc. Common stock - restricted shares 2014-12-02 4 A 0 3850 0 A 176230 D SIFCO Industries, Inc. Common stock 22380 D Voting Trust Certificates 150000 I Individual owns 30.6% of GS Capital Portfolio Investments, Inc. Awarded 3,850 restricted shares of SIFCO Industries, Inc. common stock. Restrictions lapse on the day immediately preceding the one year anniversary date of this award. GS Capital Portfolio Investments, Inc. purchased the 150,000 shares. Mike Lipscomb owns 30.6% of GS Capital Portfolio Investments, Inc. 22,380 unrestricted shares prior to this transaction Elizabeth Button - by power of attorney 2014-12-04