0001200552-13-000001.txt : 20130910 0001200552-13-000001.hdr.sgml : 20130910 20130910121508 ACCESSION NUMBER: 0001200552-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130904 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIFCO INDUSTRIES INC CENTRAL INDEX KEY: 0000090168 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 340553950 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 970 E 64TH ST CITY: CLEVELAND STATE: OH ZIP: 44103 BUSINESS PHONE: 2168818600 MAIL ADDRESS: STREET 1: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 FORMER COMPANY: FORMER CONFORMED NAME: STEEL IMPROVEMENT & FORGE CO DATE OF NAME CHANGE: 19690520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIPSCOMB MICHAEL S CENTRAL INDEX KEY: 0001200552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05978 FILM NUMBER: 131087426 MAIL ADDRESS: STREET 1: SIFCO INDUSTRIES INC STREET 2: 970 EAST 64TH STREET CITY: CLEVELAND STATE: OH ZIP: 44103 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-09-04 0 0000090168 SIFCO INDUSTRIES INC SIF 0001200552 LIPSCOMB MICHAEL S SIFCO INDUSTRIES INC 970 EAST 64TH STREET CLEVELAND OH 44103 1 1 0 0 Chief Executive Officer Voting Trust Certificates 2013-09-04 4 P 0 150000 17.25 A 172380 I Individual owns 30.6% of GS Capital Portfolio Investments, Inc. Unrestricted Shares - SIF 9047 D Restricted Shares - SIF 13333 D 13,333 restricted shares and 9,047 unrestricted shares prior to this transaction. GS Capital Portfolio Investments, Inc. purchased the 150,000 shares. Mike Lipscomb owns 30.6% of GS Capital Portfolio Investments, Inc. Katherine Skinner - Power of Attorney 2013-09-10