EX-99.1 2 l38681exv99w1.htm EX-99.1 exv99w1
VOTING TRUST EXTENSION AGREEMENT
     THIS AGREEMENT entered into by and among those holders of Common Shares of SIFCO Industries, Inc. executing and delivering this Agreement (“Shareholders”) and JANICE G. CARLSON and CHARLES H. SMITH, III, as Trustees and their successors in trust (said named Trustees and their successors being hereinafter called the “Trustees”);
WITNESSES
     As of February 1, 2007 certain shareholders of SIFCO Industries, Inc.(the “Company”) entered into a Voting Trust Agreement (the “Trust Agreement”)with respect to their shares of Common Stock in the Company; and
     Pursuant to Section 14 of the Trust Agreement, the term of Trust Agreement may be extended for an additional period not to exceed ten years upon the concurrence of the holders of Trust Certificates representing not less than 85% of the 2,002,049 shares deposited under the Trust Agreement, (after giving effect to stock dividends issued subsequent to the date of the Trust Agreement, the “Trust Shares”); and
     The shareholders constituting the holders of Trust Certificates representing not less than 85% of the Trust Shares, wish to extend the term of the Trust Agreement, on the terms and conditions set forth therein, for an additional three (3) years from January 31, 2010.
     NOW, THEREFORE, each Shareholder of the Company who becomes a party hereto agrees with each of the other such Shareholders for himself and his heirs, administrators, successors and assigns as follows:
1. EXTENSION OF TRUST AGREEMENT. The Trust Agreement shall be extended, unless sooner terminated on the terms and conditions set forth therein, to January 31, 2013, upon the occurrence prior to January 31, 2010 of the earlier of either:
(a) the execution of this Agreement by the holders of not less than 1,702,000 shares of Common Stock of the Company, such number representing not less than 85% of the Trust Shares,
Or
(b) the presentation to the Company of a certificate signed by the Secretary of the meeting, certifying that at a meeting duly called and held for the purpose of considering an extension, at a place in Cuyahoga County, Ohio, specified in a notice given either by the Trustees or a Trust Certificate holder, not less than ten (10) nor more than thirty (30)days prior to such meeting to each Trust Certificate holder under the Trust Agreement, the holders of Trust Certificates representing not less than eighty-five (85) percent of the Trust Shares voted in favor of this extension.

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2. DEFINED TERMS. Capitalized terms used herein and not otherwise defined shall have the meanings assigned to them in the Trust Agreement.
3. EXECUTION. This Extension Agreement may be executed in any number of counterparts, each of which, when executed, shall be deemed to be an original and all of which together shall constitute but one and the same instrument. This Extension Agreement shall inure to the benefit of, and be binding upon, all persons executing it and their respective heirs, executors, administrators, legatees and assigns.
IN WITNESS WHEREOF, the Trustees have executed and delivered this Extension Agreement and the Shareholders have become parties hereto in the manner herein before provided.
         
TRUSTEES:
 		    
/s/ Janice G. Carlson      
Janice G. Carlson     
     
 
         
     
/s/ Charles H. Smith, III      
Charles H. Smith, III     
     

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VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
                 
SHAREHOLDER   NUMBER OF SHARES   SIGNATURE DATE
 
                
Phyllis Gotschall Wilhelm TTEE
    71,077     /s/ Phyllis G Wilhelm   1/14/10
 
                
FRW Trust FBO PSG
    171,207   By:  /s/ Michael Wear   1/21/10
 
         
 
    
    PNC Bank, NA, Trustee
        Its: Vice President    
 
                
Jeffrey Gotschall
    153,229     /s/ Jeffrey Gotschall   1/12/10
 
               
 
                
Dianne Gotschall
    400     /s/ Dianne Gotschall   1/12/10
 
               
 
                
Judith Gotschall
    35,615     /s/ Judith Gotschall   1/19/20
 
               
 
                
Andrew Gotschall
    35,615     /s/ Andrew Gotschall   1/16/10
 
               
 
                
Charles Gotschall
    35,615     /s/ Charles Gotschall   1/14/10
 
               
 
                
Craig Ramsey
    33,140     /s/ Craig Ramsey   1/14/10
 
               
 
                
Alison Ramsey
    33,140     /s/ Alison Ramsey   1/12/10
 
               
 
                
Janice Carlson
    115,079     /s/ Janice Carlson   1/19/10
 
               
 
                
Christie Lennen
    35,925     /s/ Christie Lennen   1/19/10
 
               
 
                
Christie Lennen custodian for:
                
Colton Lennen
    17,600     /s/ Christie Lennen   1/19/10
 
               
 
                
Christie Lennen custodian for:
                
Kelby Lennen
    6,200     /s/ Christie Lennen   1/19/10
 
               
 
                
David Fulcher
    35,575     /s/ David Fulcher   1/19/10
 
               
 
                
David Fulcher custodian for:
                
Jessica Fulcher
    17,600     /s/ David Fulcher   1/19/10
 
               
 
                
David Fulcher custodian for:
                
Alyssa Fulcher
    2,000     /s/ David Fulcher   1/19/10
 
               

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VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
                 
SHAREHOLDER   NUMBER OF SHARES   SIGNATURE DATE
 
                
Laura Gifford
    123,723     /s/Laura Gifford   1/18/10
 
               
 
                
Robert Gifford Jr.
    31,900     /s/ Robert Gifford, Jr   1/20/10
 
               
 
                
Terry Gifford
    32,700     /s/ Terry Gifford   1/15/10
 
               
 
                
CHS Foundation
    Phyllis Gotschall Wilhelm, Trustee
  56,163    /s/ Phyllis G Wilhelm
 
Trustee 		  1/14/10 

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VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
                 
SHAREHOLDER   NUMBER OF SHARES   SIGNATURE   DATE
 
                
CHS IR Trust — FBO C Smith III
    57,067   By: /s/ Michael Wear   1/21/10
 
               
     PNC Bank, NA, Trustee
        Its: Vice President    
 
RS IR Trust — FBO C Smith III 
    121,678   By: /s/ Michael Wear   1/21/10
 
               
     PNC Bank, NA, Trustee
        Its: Vice President    
 
Charles Smith III
    61,666     /s/ Charles Smith III   1/19/10
 
               
 
                
Hilda Smith
    5,575     /s/ Hilda Smith   1/19/10
 
               
 
                
Jennifer Smith
    7,442     /s/ Jennifer Smith   1/20/10
 
               
 
                
Charles Smith III Trustee for:
                
Jennifer Smith (TTEE)
    14,250     /s/ Charles Smith III   1/19/10
 
               
 
                
C Jason Smith
    7,309     /s/ C Jason Smith   1/19/10
 
               
 
                
Charles Smith III Trustee for:
                
C Jason Smith (TTEE)
    14,250     /s/ Charles Smith III   1/19/10
 
               

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VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
                 
SHAREHOLDER   NUMBER OF SHARES   SIGNATURE   DATE
 
                
CHS IR Trust FBO D Dowdell 
    PNC Bank, NA, Trustee
  57,067  By:
Its: 		 /s/ Michael Wear
 
 Vice President 		  1/21/10 
 
                
RS IR Trust FBO D Dowdell 
    PNC Bank, NA, Trustee
  121,678  By:
Its:		   /s/ Michael Wear
 
 Vice President 		  1/21/10 
 
                
Deborah Dowdell
    57,541     /s/Deborah Dowdell   1/15/10
 
               
 
                
Robert J Morris III
    20,863     /s/ Robert j Morris III   1/14/10
 
               
 
                
Robert J Morris III custodian for:
                
Skylar D Morris
    4,250     /s/ Robert j Morris III   1/14/10
 
               
 
                
Ryan Morris
    20,863     /s/ Ryan Morris   1/20/10
 
               
 
                
Ryan Morris custodian for:
                
Kaitlin Morris
    4,250     /s/ Ryan Morris   1/20/10
 
               
 
                
Ryan Morris custodian for:
                
Matthew Morris
    4,250     /s/ Ryan Morris   1/20/10
 
               
 
                
Ryan Morris custodian for:
                
Ashley Morris
    1,000     /s/ Ryan Morris   1/20/10
 
               
 
                
Adam Morris
    20,863     /s/ Adam Morris   1/14/10
 
               
 
                
Molly Morris Trappe
    6,613     /s/ Molly M Trappe   1/15/10
 
               
 
                
Deborah Dowdell Trustee for:
                
Molly Morris Trappe (TTEE)
    14,250     /s/Deborah Dowdell   1/15/10
 
               
 
                
Suzanne Allen
    1,800     /s/ Suzanne Allen   1/24/10
 
               

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VOTING TRUST EXTENSION AGREEMENT
TO JANUARY 31, 2013
                 
SHAREHOLDER   NUMBER OF SHARES   SIGNATURE   DATE
 
                
CHS IR Trust FBO H Smith 
    PNC Bank, NA, Trustee
  57,068  By:
Its:		   /s/ Michael Wear
 
 Vice President 		  1/21/10 
 
                
RS IR Trust FBO H Smith 
    PNC Bank, NA, Trustee
  121,678  By:
Its:		  /s/ Michael Wear
 
  Vice President 		  1/21/10 
 
                
Hudson D. Smith
    75,592     /s/ Hudson D. Smith   1/15/10
 
               
 
                
Deborah Ann Smith
    6,255     /s/ Deborah Ann Smith   1/15/10
 
               
 
                
Hudson Smith Trustee for:
                
Cynthia R Smith (TTEE)
    15,300     /s/ Hudson D. Smith   1/15/10
 
               
 
                
Christina Halle Smith
    8,576     /s/ Christina H. Smith   1/15/10
 
               
 
                
Hudson Smith Trustee for:
                
C Halle Smith (TTEE)
    15,300     /s/ Hudson D. Smith   1/15/10
 
               

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